MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. Legal Name
Adviser information for MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,005 | $1.5B |
| Non-Discretionary | 78 | $560.0M |
| Total | 2,083 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 494 | $125.2M |
| HNW Individuals | 336 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 69 | $598.0M |
| Charitable organizations | 10 | $75.9M |
| State or municipal gov entities | <5 | $10.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 21 | $38.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersFIDUCIARY ADVICE & INVESTMENT ADVICE TO 401(K) PLANS/PARTICIPANTS (SEE SCHD. D - MISC.), AS WELL AS GENERAL BOOKKEEPING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
2610 DAUPHIN STREETMOBILE
AL
United States
Monday - Friday, 8:30 AM - 4:30PM
Tel: 251-471-2027, Fax: 251-471-2302
Websites
Chief Compliance Officer
KATHERINE M. MCGINLEY
2610 DAUPHIN STREET
MOBILE
AL
United States
Tel:
251-471-2027
Fax:
251-471-2302
K****@*******M
(Full email address available in API data)
Regulatory Contact
DOUGLAS R. MCLEOD
PRESIDENT
2610 DAUPHIN STREET
MOBILE
AL
United States
Tel:
251-471-2027
Fax:
251-471-2302
D***@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCLEOD, DOUGLAS, REED | Individual | – | DIRECTOR/SHAREHOLDER/ PRESIDENT | 01/2006 | 10-25% |
| PUGH, KYLE, CLARKE | Individual | – | DIRECTOR/SHAREHOLDER/VICE PRESIDENT/SECRETARY/TREASURER | 01/2006 | 10-25% |
| MITCHELL, RICHARD | Individual | – | DIRECTOR/SHAREHOLDER/VICE PRESIDENT | 01/2006 | 10-25% |
| MCGINLEY, KATHERINE, MEHLBURGER | Individual | – | CHIEF COMPLIANCE OFFICER/SHAREHOLDER | 01/2006 | 5-10% |
| VAN ANTWERP, THOMAS, BRAGG | Individual | – | DIRECTOR/SHAREHOLDER/VICE PRESIDENT | 04/2015 | 10-25% |
| ARENDALL, ROBERT, ALEXANDER | Individual | – | VICE PRESIDENT/SHAREHOLDER | 02/2022 | 5-10% |
| Crowley, John, James | Individual | – | SHAREHOLDER | 01/2023 | < 5% |
| INGLE, GRAY, ACKER | Individual | – | SHAREHOLDER | 01/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 223K | 2K | 0 |
| ABBOTT LABS | COM | 12K | 119 | 0 |
| ABBOTT LABS | COM | 835K | 8K | 0 |
| ABBVIE INC | COM | 20K | 119 | 0 |
| ABBVIE INC | COM | 3M | 16K | 0 |
| ADOBE INC | COM | 4M | 8K | 0 |
| ADVANCED MICRO DEVICES INC | COM | 946K | 6K | 0 |
| AFLAC INC | COM | 2M | 18K | 0 |
| AIR PRODS & CHEMS INC | COM | 807K | 3K | 0 |
| ALLSTATE CORP | COM | 604K | 4K | 0 |
| ALPHABET INC | CAP STK CL A | 298K | 2K | 0 |
| ALPHABET INC | CAP STK CL A | 6M | 31K | 0 |
| ALPHABET INC | CAP STK CL C | 300K | 2K | 0 |
| ALPHABET INC | CAP STK CL C | 3M | 15K | 0 |
| ALTRIA GROUP INC | COM | 1M | 25K | 0 |
| AMAZON COM INC | COM | 256K | 1K | 0 |
| AMAZON COM INC | COM | 7M | 34K | 0 |
| AMCOR PLC | ORD | 104K | 11K | 0 |
| AMERICAN EXPRESS CO | COM | 7K | 31 | 0 |
| AMERICAN EXPRESS CO | COM | 3M | 12K | 0 |
| AMERICAN INTL GROUP INC | COM NEW | 656K | 9K | 0 |
| AMERICAN TOWER CORP NEW | COM | 830K | 4K | 0 |
| AMGEN INC | COM | 861K | 3K | 0 |
| ANALOG DEVICES INC | COM | 502K | 2K | 0 |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 210K | 4K | 0 |
| APPLE INC | COM | 10M | 49K | 0 |
| APPLE INC | COM | 21M | 100K | 0 |
| APPLIED MATLS INC | COM | 3M | 14K | 0 |
| ARCADIUM LITHIUM PLC | COM SHS | 47K | 14K | 0 |
| ARCHER DANIELS MIDLAND CO | COM | 239K | 4K | 0 |
| AT&T INC | COM | 1K | 69 | 0 |
| AT&T INC | COM | 941K | 49K | 0 |
| ATMOS ENERGY CORP | COM | 399K | 3K | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 9K | 0 |
| BANK AMERICA CORP | COM | 2M | 54K | 0 |
| BANK NOVA SCOTIA HALIFAX | COM | 475K | 10K | 0 |
| BECTON DICKINSON & CO | COM | 920K | 4K | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 8M | 19K | 0 |
| BLACKSTONE INC | COM | 295K | 2K | 0 |
| BOEING CO | COM | 771K | 4K | 0 |
| BP PLC | SPONSORED ADR | 261K | 7K | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 472K | 11K | 0 |
| BROADCOM INC | COM | 3K | 2 | 0 |
| BROADCOM INC | COM | 5M | 3K | 0 |
| BROADRIDGE FINL SOLUTIONS IN | COM | 628K | 3K | 0 |
| CALIFORNIA WTR SVC GROUP | COM | 291K | 6K | 0 |
| CARDINAL HEALTH INC | COM | 342K | 3K | 0 |
| CARNIVAL CORP | UNIT 99/99/9999 | 192K | 10K | 0 |
| CARRIER GLOBAL CORPORATION | COM | 398K | 6K | 0 |
| CATERPILLAR INC | COM | 167K | 500 | 0 |
| CATERPILLAR INC | COM | 3M | 10K | 0 |
| CELANESE CORP DEL | COM | 291K | 2K | 0 |
| CHEVRON CORP NEW | COM | 4M | 23K | 0 |
| CHUBB LIMITED | COM | 935K | 4K | 0 |
| CINCINNATI FINL CORP | COM | 272K | 2K | 0 |
| CISCO SYS INC | COM | 2M | 40K | 0 |
| CITIGROUP INC | COM NEW | 693K | 11K | 0 |
| CLOROX CO DEL | COM | 615K | 5K | 0 |
| CME GROUP INC | COM | 551K | 3K | 0 |
| COCA COLA CO | COM | 2M | 26K | 0 |
| COLGATE PALMOLIVE CO | COM | 912K | 9K | 0 |
| COMCAST CORP NEW | CL A | 1M | 36K | 0 |
| CONOCOPHILLIPS | COM | 2K | 20 | 0 |
| CONOCOPHILLIPS | COM | 859K | 8K | 0 |
| CORNING INC | COM | 4K | 95 | 0 |
| CORNING INC | COM | 961K | 25K | 0 |
| CORTEVA INC | COM | 247K | 5K | 0 |
| COSTCO WHSL CORP NEW | COM | 3M | 3K | 0 |
| CRESCENT ENERGY COMPANY | CL A COM | 158K | 13K | 0 |
| CROWN CASTLE INC | COM | 326K | 3K | 0 |
| CSX CORP | COM | 1M | 30K | 0 |
| CVS HEALTH CORP | COM | 4K | 62 | 0 |
| CVS HEALTH CORP | COM | 479K | 8K | 0 |
| DEERE & CO | COM | 198K | 530 | 0 |
| DEERE & CO | COM | 2M | 4K | 0 |
| DELL TECHNOLOGIES INC | CL C | 5K | 36 | 0 |
| DELL TECHNOLOGIES INC | CL C | 482K | 3K | 0 |
| DELTA AIR LINES INC DEL | COM NEW | 526K | 11K | 0 |
| DEVON ENERGY CORP NEW | COM | 390K | 8K | 0 |
| DIAMONDBACK ENERGY INC | COM | 463K | 2K | 0 |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 338K | 8K | 0 |
| DISNEY WALT CO | COM | 7K | 75 | 0 |
| DISNEY WALT CO | COM | 2M | 17K | 0 |
| DOLLAR GEN CORP NEW | COM | 375K | 3K | 0 |
| DOW INC | COM | 268K | 5K | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 6K | 57 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 2M | 17K | 0 |
| DUPONT DE NEMOURS INC | COM | 385K | 5K | 0 |
| EATON CORP PLC | SHS | 473K | 2K | 0 |
| EBAY INC. | COM | 462K | 9K | 0 |
| ECOLAB INC | COM | 560K | 2K | 0 |
| EDISON INTL | COM | 492K | 7K | 0 |
| ELEVANCE HEALTH INC | COM | 19K | 35 | 0 |
| ELEVANCE HEALTH INC | COM | 2M | 4K | 0 |
| ELI LILLY & CO | COM | 6M | 7K | 0 |
| EMERSON ELEC CO | COM | 591K | 5K | 0 |
| ENBRIDGE INC | COM | 972K | 27K | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 946K | 58K | 0 |
| ENSTAR GROUP LIMITED | SHS | 2M | 5K | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 2M | 53K | 0 |
| EXXON MOBIL CORP | COM | 6K | 50 | 0 |
| EXXON MOBIL CORP | COM | 4M | 37K | 0 |
| FAIR ISAAC CORP | COM | 350K | 235 | 0 |
| FEDEX CORP | COM | 810K | 3K | 0 |
| FIDELITY COVINGTON TRUST | BLUE CHIP GRWTH | 1M | 24K | 0 |
| FLUOR CORP NEW | COM | 786K | 18K | 0 |
| GE AEROSPACE | COM NEW | 2K | 12 | 0 |
| GE AEROSPACE | COM NEW | 990K | 6K | 0 |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 312 | 4 | 0 |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 286K | 4K | 0 |
| GE VERNOVA INC | COM | 515 | 3 | 0 |
| GE VERNOVA INC | COM | 266K | 2K | 0 |
| GENERAL DYNAMICS CORP | COM | 1M | 5K | 0 |
| GENERAL MTRS CO | COM | 426K | 9K | 0 |
| GILEAD SCIENCES INC | COM | 654K | 10K | 0 |
| GLOBE LIFE INC | COM | 836K | 10K | 0 |
| GOLDMAN SACHS GROUP INC | COM | 446K | 987 | 0 |
| GRAINGER W W INC | COM | 337K | 374 | 0 |
| HALLIBURTON CO | COM | 213K | 6K | 0 |
| HANCOCK WHITNEY CORPORATION | COM | 227K | 5K | 0 |
| HERSHEY CO | COM | 470K | 3K | 0 |
| HEWLETT PACKARD ENTERPRISE C | COM | 528K | 25K | 0 |
| HOME DEPOT INC | COM | 5M | 15K | 0 |
| HONEYWELL INTL INC | COM | 2M | 8K | 0 |
| HP INC | COM | 391K | 11K | 0 |
| ILLINOIS TOOL WKS INC | COM | 373K | 2K | 0 |
| INGERSOLL RAND INC | COM | 245K | 3K | 0 |
| INTEL CORP | COM | 1M | 33K | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 9K | 0 |
| INTUITIVE SURGICAL INC | COM NEW | 215K | 483 | 0 |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 457K | 10K | 0 |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 247K | 7K | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 3K | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 3K | 0 |
| ISHARES INC | CORE MSCI EMKT | 274K | 5K | 0 |
| ISHARES TR | CORE MSCI EAFE | 761K | 10K | 0 |
| ISHARES TR | CORE DIV GRWTH | 2M | 39K | 0 |
| ISHARES TR | SELECT DIVID ETF | 208K | 2K | 0 |
| ISHARES TR | RUS MID CAP ETF | 331K | 4K | 0 |
| ISHARES TR | RUS MD CP GR ETF | 437K | 4K | 0 |
| ISHARES TR | U.S. ENERGY ETF | 289K | 6K | 0 |
| ISHARES TR | RUS 2000 GRW ETF | 309K | 1K | 0 |
| ISHARES TR | S&P 500 VAL ETF | 404K | 2K | 0 |
| ISHARES TR | CORE S&P500 ETF | 969K | 2K | 0 |
| ISHARES TR | S&P 500 GRWT ETF | 1M | 12K | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 294K | 807 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 267K | 1K | 0 |
| ISHARES TR | CORE S&P US VLU | 837K | 10K | 0 |
| ISHARES TR | CORE S&P US GWT | 996K | 8K | 0 |
| JOHNSON & JOHNSON | COM | 4M | 28K | 0 |
| JOHNSON CTLS INTL PLC | SHS | 223K | 3K | 0 |
| JPMORGAN CHASE & CO. | COM | 7M | 33K | 0 |
| KIMBERLY-CLARK CORP | COM | 6K | 43 | 0 |
| KIMBERLY-CLARK CORP | COM | 970K | 7K | 0 |
| KINDER MORGAN INC DEL | COM | 279K | 14K | 0 |
| KLA CORP | COM NEW | 2M | 2K | 0 |
| L3HARRIS TECHNOLOGIES INC | COM | 214K | 955 | 0 |
| LINDE PLC | SHS | 1M | 2K | 0 |
| LOCKHEED MARTIN CORP | COM | 792K | 2K | 0 |
| LOVESAC COMPANY | COM | 226K | 10K | 0 |
| LOWES COS INC | COM | 14K | 63 | 0 |
| LOWES COS INC | COM | 2M | 7K | 0 |
| MARRIOTT INTL INC NEW | CL A | 231K | 954 | 0 |
| MASTERCARD INCORPORATED | CL A | 768K | 2K | 0 |
| MCDONALDS CORP | COM | 1M | 5K | 0 |
| MCKESSON CORP | COM | 629K | 1K | 0 |
| MEDTRONIC PLC | SHS | 487K | 6K | 0 |
| MERCK & CO INC | COM | 3M | 23K | 0 |
| META PLATFORMS INC | CL A | 113K | 224 | 0 |
| META PLATFORMS INC | CL A | 2M | 3K | 0 |
| MICROSOFT CORP | COM | 373K | 835 | 0 |
| MICROSOFT CORP | COM | 16M | 37K | 0 |
| MIDDLESEX WTR CO | COM | 231K | 4K | 0 |
| MIND MEDICINE MINDMED INC | COM NEW | 144K | 20K | 0 |
| MONDELEZ INTL INC | CL A | 1M | 17K | 0 |
| MORGAN STANLEY | COM NEW | 1M | 11K | 0 |
| MOTOROLA SOLUTIONS INC | COM NEW | 298K | 771 | 0 |
| NETFLIX INC | COM | 213K | 315 | 0 |
| NETFLIX INC | COM | 823K | 1K | 0 |
| NEXTERA ENERGY INC | COM | 11K | 152 | 0 |
| NEXTERA ENERGY INC | COM | 1M | 20K | 0 |
| NIKE INC | CL B | 11K | 150 | 0 |
| NIKE INC | CL B | 1M | 16K | 0 |
| NORFOLK SOUTHN CORP | COM | 663K | 3K | 0 |
| NORTHROP GRUMMAN CORP | COM | 644K | 1K | 0 |
| NOVARTIS AG | SPONSORED ADR | 634K | 6K | 0 |
| NVIDIA CORPORATION | COM | 124K | 1K | 0 |
| NVIDIA CORPORATION | COM | 10M | 80K | 0 |
| ONEOK INC NEW | COM | 682K | 8K | 0 |
| ORACLE CORP | COM | 1M | 10K | 0 |
| OREILLY AUTOMOTIVE INC | COM | 454K | 430 | 0 |
| OTIS WORLDWIDE CORP | COM | 270K | 3K | 0 |
| P10 INC | COM CL A | 202K | 24K | 0 |
| PACER FDS TR | US CASH COWS 100 | 7M | 123K | 0 |
| PACER FDS TR | PACER US SMALL | 2M | 51K | 0 |
| PARKER-HANNIFIN CORP | COM | 224K | 442 | 0 |
| PAYCHEX INC | COM | 763K | 6K | 0 |
| PAYPAL HLDGS INC | COM | 208K | 4K | 0 |
| PEPSICO INC | COM | 8K | 50 | 0 |
| PEPSICO INC | COM | 2M | 12K | 0 |
| PFIZER INC | COM | 913K | 33K | 0 |
| PHILIP MORRIS INTL INC | COM | 1M | 11K | 0 |
| PHILLIPS 66 | COM | 1K | 10 | 0 |
| PHILLIPS 66 | COM | 1M | 8K | 0 |
| PPG INDS INC | COM | 643K | 5K | 0 |
| PRICE T ROWE GROUP INC | COM | 207K | 2K | 0 |
| PROASSURANCE CORP | COM | 334K | 27K | 0 |
| PROCTER AND GAMBLE CO | COM | 8K | 50 | 0 |
| PROCTER AND GAMBLE CO | COM | 4M | 24K | 0 |
| PROGRESSIVE CORP | COM | 259K | 1K | 0 |
| PROLOGIS INC. | COM | 203K | 2K | 0 |
| QUALCOMM INC | COM | 2M | 11K | 0 |
| QUANTA SVCS INC | COM | 394K | 2K | 0 |
| QUEST DIAGNOSTICS INC | COM | 429K | 3K | 0 |
| REALTY INCOME CORP | COM | 402K | 8K | 0 |
| REGIONS FINANCIAL CORP NEW | COM | 1M | 73K | 0 |
| RH | COM | 244K | 1K | 0 |
| ROPER TECHNOLOGIES INC | COM | 243K | 431 | 0 |
| RTX CORPORATION | COM | 1M | 14K | 0 |
| SALESFORCE INC | COM | 612K | 2K | 0 |
| SCHLUMBERGER LTD | COM STK | 713K | 15K | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 323K | 5K | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 11K | 0 |
| SERVISFIRST BANCSHARES INC | COM | 5M | 82K | 0 |
| SHELL PLC | SPON ADS | 240K | 3K | 0 |
| SHERWIN WILLIAMS CO | COM | 620K | 2K | 0 |
| SOUTHERN CO | COM | 5M | 66K | 0 |
| SPDR GOLD TR | GOLD SHS | 924K | 4K | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 735K | 1K | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | 0 |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 171K | 320 | 0 |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 313K | 585 | 0 |
| SPDR SER TR | S&P DIVID ETF | 224K | 2K | 0 |
| SPDR SER TR | S&P DIVID ETF | 702K | 6K | 0 |
| STAR BULK CARRIERS CORP. | SHS PAR | 406K | 17K | 0 |
| STARBUCKS CORP | COM | 213K | 3K | 0 |
| STRYKER CORPORATION | COM | 270K | 795 | 0 |
| SUN CMNTYS INC | COM | 293K | 2K | 0 |
| SYSCO CORP | COM | 382K | 5K | 0 |
| T ROWE PRICE ETF INC | PRICE BLUE CHIP | 562K | 15K | 0 |
| T-MOBILE US INC | COM | 893K | 5K | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 61K | 350 | 0 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 359K | 2K | 0 |
| TARGET CORP | COM | 778K | 5K | 0 |
| TESLA INC | COM | 3M | 13K | 0 |
| TEXAS INSTRS INC | COM | 2M | 8K | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 895K | 2K | 0 |
| TOLL BROTHERS INC | COM | 388K | 3K | 0 |
| TRANE TECHNOLOGIES PLC | SHS | 778K | 2K | 0 |
| TRAVELERS COMPANIES INC | COM | 2M | 8K | 0 |
| TRUBRIDGE INC | COM | 257K | 26K | 0 |
| TRUIST FINL CORP | COM | 510K | 13K | 0 |
| UBER TECHNOLOGIES INC | COM | 456K | 6K | 0 |
| UNILEVER PLC | SPON ADR NEW | 220K | 4K | 0 |
| UNION PAC CORP | COM | 2M | 8K | 0 |
| UNITED RENTALS INC | COM | 611K | 945 | 0 |
| UNITEDHEALTH GROUP INC | COM | 4M | 9K | 0 |
| US BANCORP DEL | COM NEW | 527K | 13K | 0 |
| VALERO ENERGY CORP | COM | 1M | 9K | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 531K | 7K | 0 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 2M | 32K | 0 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 1M | 19K | 0 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 881K | 4K | 0 |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 1M | 5K | 0 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 921K | 6K | 0 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 591K | 1K | 0 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 25M | 50K | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 15M | 92K | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 317K | 1K | 0 |
| VANGUARD INDEX FDS | MID CAP ETF | 13M | 55K | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 32K | 386 | 0 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 22K | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 5M | 24K | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 23M | 62K | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 4M | 13K | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 2M | 51K | 0 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 2M | 46K | 0 |
| VANGUARD MUN BD FDS | INTERMEDIATE TRM | 243K | 2K | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 245K | 3K | 0 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 2M | 7K | 0 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 442K | 2K | 0 |
| VANGUARD STAR FDS | VG TL INTL STK F | 1M | 24K | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 61K | 1K | 0 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 5M | 92K | 0 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 475K | 4K | 0 |
| VANGUARD WORLD FD | MEGA GRWTH IND | 619K | 2K | 0 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 457K | 2K | 0 |
| VANGUARD WORLD FD | INF TECH ETF | 304K | 528 | 0 |
| VANGUARD WORLD FD | UTILITIES ETF | 253K | 2K | 0 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 117K | 440 | 0 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 175K | 657 | 0 |
| VANGUARD WORLD FD | ENERGY ETF | 376K | 3K | 0 |
| VERIZON COMMUNICATIONS INC | COM | 1M | 30K | 0 |
| VERTEX ENERGY INC | COM | 19K | 20K | 0 |
| VISA INC | COM CL A | 2M | 6K | 0 |
| VULCAN MATLS CO | COM | 1M | 5K | 0 |
| WALMART INC | COM | 4M | 60K | 0 |
| WASTE MGMT INC DEL | COM | 684K | 3K | 0 |
| WATERS CORP | COM | 502K | 2K | 0 |
| WELLS FARGO CO NEW | COM | 1M | 20K | 0 |
| WEYERHAEUSER CO MTN BE | COM NEW | 240K | 8K | 0 |
| WILLIAMS COS INC | COM | 491K | 12K | 0 |
| WISDOMTREE TR | US LARGECAP DIVD | 397K | 5K | 0 |
| WORLD GOLD TR | SPDR GLD MINIS | 631K | 14K | 0 |
| YUM BRANDS INC | COM | 96K | 727 | 0 |
| YUM BRANDS INC | COM | 2M | 15K | 0 |
| YUM CHINA HLDGS INC | COM | 22K | 727 | 0 |
| YUM CHINA HLDGS INC | COM | 444K | 14K | 0 |