LEVIN CAPITAL STRATEGIES, L.P.
Adviser information for LEVIN CAPITAL STRATEGIES, L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 260 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 260 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 121 | $181.5M |
| HNW Individuals | 128 | $790.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $52.4M |
| Pension and profit sharing plans | <5 | $2.1M |
| Charitable organizations | <5 | $48.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $859,464 |
| Other | <5 | $7.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
767 FIFTH AVENUE18TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:30PM
Tel: 212-259-0800, Fax: 212-259-0808
Chief Compliance Officer
RAYMOND OTTUSCH
767 FIFTH AVENUE
18TH FLOOR
NEW YORK
NY
United States
Tel:
212-259-0800
Fax:
212-259-0859
L************@***********M
(Full email address available in API data)
Industry Affiliates
| LCS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| RIVER PARTNERS CAPITAL MANAGEMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RIVER PARTNERS CAPITAL MANAGEMENT, LP | Other investment adviser, including financial plannersAccountant or accounting firmSponsor, GP, manager of pooled investment vehicles |
| RP TAX, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BI-DIRECTIONAL DISEQUILIBRIUM FUND, L.P. | Hedge Fund | $52.4M | $1.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVIN, JOHN, ANDREW | Individual | – | CHAIRMAN AND CEO | 09/2005 | 10-25% |
| LEVIN, JOHN, ANDREW | Individual | LEVIN CAPITAL STRATEGIES GP, LLC | MANAGING MEMBER | 09/2005 | > 75% |
| LEVIN CAPITAL STRATEGIES GP, LLC | Domestic Entity | – | GENERAL PARTNER | 09/2005 | < 5% |
| LEVIN, ELIZABETH | Individual | – | TRUSTEE (JOHN A. LEVIN 2005 GRAT SEPARATION TRUST) | 09/2005 | < 5% |
| JOHN A. LEVIN 2005 SEPARATION TRUST | Domestic Entity | – | LIMITED PARTNER | 09/2007 | > 75% |
| OTTUSCH, RAYMOND, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |
| Ratner, Evan, Harris | Individual | – | PRESIDENT | 06/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AES CORP | COM | 643K | 37K | – |
| ABACUS LIFE INC | CL A | 130K | 15K | – |
| ACACIA RESH CORP | ACACIA TCH COM | 752K | 150K | – |
| AFFIRM HLDGS INC | COM CL A | 378K | 13K | – |
| AIR PRODS & CHEMS INC | COM | 2M | 7K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 1M | 15K | – |
| ALIGHT INC | COM CL A | 111K | 15K | – |
| ALLSTATE CORP | COM | 208K | 1K | – |
| ALPHABET INC | CAP STK CL C | 24M | 129K | – |
| ALPHABET INC | CAP STK CL A | 26M | 142K | – |
| OKLO INC | COM CL A | 0 | 20K | – |
| ALTUS POWER INC | COM CL A | 118K | 30K | – |
| AMAZON COM INC | COM | 24M | 126K | – |
| AMAZON COM INC | COM | 773K | 4K | – |
| AMERICAN EXPRESS CO | COM | 1M | 5K | – |
| AMERICAN INTL GROUP INC | COM NEW | 8M | 106K | – |
| APOLLO GLOBAL MGMT INC | COM | 686K | 6K | – |
| APPLE INC | COM | 21M | 102K | – |
| ARCHER AVIATION INC | COM CL A | 70K | 20K | – |
| ARCHER DANIELS MIDLAND CO | COM | 332K | 6K | – |
| ARCOSA INC | COM | 813K | 10K | – |
| AURA BIOSCIENCES INC | COM | 2M | 327K | – |
| AVALONBAY CMNTYS INC | COM | 207K | 1K | – |
| BWX TECHNOLOGIES INC | COM | 11M | 120K | – |
| BANK NEW YORK MELLON CORP | COM | 26M | 437K | – |
| BARRICK GOLD CORP | COM | 2M | 148K | – |
| BECTON DICKINSON & CO | COM | 9M | 39K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 6K | – |
| BGC GROUP INC | CL A | 1M | 139K | – |
| BIOGEN INC | COM | 516K | 2K | – |
| BLUE OWL CAPITAL INC | COM CL A | 184K | 10K | – |
| BNY MELLON HIGH YIELD STRATE | SH BEN INT | 72K | 30K | – |
| BOEING CO | COM | 1M | 8K | – |
| AZENTA INC | COM | 345K | 7K | – |
| BRUNSWICK CORP | COM | 7M | 102K | – |
| BRUNSWICK CORP | COM | 364K | 5K | – |
| BUILDERS FIRSTSOURCE INC | COM | 969K | 7K | – |
| BUMBLE INC | COM CL A | 368K | 35K | – |
| BUTTERFLY NETWORK INC | COM CL A | 130K | 155K | – |
| CBRE GROUP INC | CL A | 424K | 5K | – |
| THE CIGNA GROUP | COM | 982K | 3K | – |
| CNX RES CORP | COM | 4M | 176K | – |
| CADIZ INC | COM NEW | 7M | 2M | – |
| CALIFORNIA RES CORP | COM STOCK | 2M | 44K | – |
| CALUMET SPECIALTY PRODS PART | UT LTD PARTNER | 321K | 20K | – |
| CANADIAN NATL RY CO | COM | 425K | 4K | – |
| CATERPILLAR INC | COM | 29M | 87K | – |
| CENOVUS ENERGY INC | COM | 688K | 35K | – |
| CHENIERE ENERGY INC | COM NEW | 23M | 134K | – |
| CHESAPEAKE ENERGY CORP | COM | 8M | 92K | – |
| CHEVRON CORP NEW | COM | 14M | 91K | – |
| CITIGROUP INC | COM NEW | 30M | 473K | – |
| CLAROS MTG TR INC | COMMON STOCK | 401K | 50K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 308K | 20K | – |
| COCA COLA CO | COM | 15M | 230K | – |
| COINBASE GLOBAL INC | COM CL A | 667K | 3K | – |
| CONOCOPHILLIPS | COM | 458K | 4K | – |
| COOPER STD HLDGS INC | COM | 249K | 20K | – |
| CORE SCIENTIFIC INC NEW | COM | 93K | 10K | – |
| CORE & MAIN INC | CL A | 392K | 8K | – |
| CORNING INC | COM | 481K | 12K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
| CRANE COMPANY | COMMON STOCK | 214K | 1K | – |
| CROWN HLDGS INC | COM | 14M | 185K | – |
| DXC TECHNOLOGY CO | COM | 382K | 20K | – |
| DAVE & BUSTERS ENTMT INC | COM | 458K | 12K | – |
| DEERE & CO | COM | 9M | 25K | – |
| DELCATH SYS INC | COM NEW | 126K | 15K | – |
| DIAGEO PLC | SPON ADR NEW | 11M | 86K | – |
| DISNEY WALT CO | COM | 4M | 39K | – |
| DUCOMMUN INC DEL | COM | 305K | 5K | – |
| DUPONT DE NEMOURS INC | COM | 322K | 4K | – |
| ELANCO ANIMAL HEALTH INC | COM | 144K | 10K | – |
| EMERSON ELEC CO | COM | 379K | 3K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 448K | 28K | – |
| EXXON MOBIL CORP | COM | 4M | 33K | – |
| META PLATFORMS INC | CL A | 383K | 760 | – |
| FEDEX CORP | COM | 2M | 5K | – |
| FIDELITY NATL INFORMATION SV | COM | 452K | 6K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 628K | 13K | – |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 10M | 96K | – |
| GENERAL AMERN INVS CO INC | COM | 5M | 105K | – |
| GENERAL DYNAMICS CORP | COM | 261K | 899 | – |
| GENERAL MTRS CO | COM | 24M | 518K | – |
| GENERAL MTRS CO | COM | 929K | 20K | – |
| GOLDMAN SACHS GROUP INC | COM | 452K | 1K | – |
| GOODYEAR TIRE & RUBR CO | COM | 1M | 101K | – |
| GOODYEAR TIRE & RUBR CO | COM | 227K | 20K | – |
| GROCERY OUTLET HLDG CORP | COM | 442K | 20K | – |
| GROCERY OUTLET HLDG CORP | COM | 442K | 20K | – |
| GRUPO TELEVISA S A B | SPON ADR REP ORD | 17M | 6M | – |
| HANESBRANDS INC | COM | 99K | 20K | – |
| HERSHEY CO | COM | 551K | 3K | – |
| HOME DEPOT INC | COM | 3M | 9K | – |
| HONEYWELL INTL INC | COM | 641K | 3K | – |
| IAC INC | COM NEW | 2M | 34K | – |
| INTEL CORP | COM | 205K | 7K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 20M | 116K | – |
| INTERNATIONAL PAPER CO | COM | 1M | 29K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3M | 7K | – |
| IONQ INC | COM | 2M | 352K | – |
| IONQ INC | COM | 211K | 30K | – |
| ISHARES TR | MSCI EAFE ETF | 783K | 10K | – |
| ISHARES BITCOIN TR | SHS | 263K | 8K | – |
| JPMORGAN CHASE & CO. | COM | 37M | 181K | – |
| JOHNSON & JOHNSON | COM | 31M | 212K | – |
| KBR INC | COM | 449K | 7K | – |
| KKR & CO INC | COM | 17M | 166K | – |
| KENVUE INC | COM | 388K | 21K | – |
| KIMBERLY-CLARK CORP | COM | 217K | 2K | – |
| KRAFT HEINZ CO | COM | 1M | 42K | – |
| LAMAR ADVERTISING CO NEW | CL A | 221K | 2K | – |
| LOEWS CORP | COM | 9M | 118K | – |
| LOWES COS INC | COM | 331K | 2K | – |
| MGM RESORTS INTERNATIONAL | COM | 4M | 92K | – |
| MGM RESORTS INTERNATIONAL | COM | 444K | 10K | – |
| MADISON SQUARE GRDN SPRT COR | CL A | 264K | 1K | – |
| MARINEMAX INC | COM | 19M | 588K | – |
| MARINEMAX INC | COM | 486K | 15K | – |
| MARSH & MCLENNAN COS INC | COM | 13M | 64K | – |
| MARRIOTT INTL INC NEW | CL A | 238K | 984 | – |
| MASTERCARD INCORPORATED | CL A | 662K | 2K | – |
| MCDONALDS CORP | COM | 305K | 1K | – |
| MICROSOFT CORP | COM | 63M | 140K | – |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 406K | 14K | – |
| MONGODB INC | CL A | 250K | 1K | – |
| MURPHY OIL CORP | COM | 418K | 10K | – |
| MURPHY USA INC | COM | 1M | 3K | – |
| NANO DIMENSION LTD | SPONSORD ADS NEW | 55K | 25K | – |
| ATLAS ENERGY SOLUTIONS INC | COM NEW | 199K | 10K | – |
| NEW YORK CMNTY BANCORP INC | COM | 32K | 10K | – |
| NEW YORK TIMES CO | CL A | 456K | 9K | – |
| NEWMONT CORP | COM | 209K | 5K | – |
| NEWS CORP NEW | CL A | 1M | 38K | – |
| NORTHERN TR CORP | COM | 11M | 133K | – |
| NOVAGOLD RES INC | COM NEW | 69K | 20K | – |
| NVIDIA CORPORATION | COM | 2M | 17K | – |
| O-I GLASS INC | COM | 39M | 4M | – |
| OREILLY AUTOMOTIVE INC | COM | 613K | 580 | – |
| OCCIDENTAL PETE CORP | COM | 321K | 5K | – |
| OKTA INC | CL A | 311K | 3K | – |
| OPAL FUELS INC | CLASS A COM | 61K | 15K | – |
| PBF ENERGY INC | CL A | 230K | 5K | – |
| PG&E CORP | COM | 17M | 945K | – |
| PARAGON 28 INC | COM | 68K | 10K | – |
| PATTERSON-UTI ENERGY INC | COM | 195K | 19K | – |
| PEPSICO INC | COM | 240K | 1K | – |
| REVVITY INC | COM | 860K | 8K | – |
| PETCO HEALTH & WELLNESS CO I | COM | 95K | 25K | – |
| PFIZER INC | COM | 229K | 8K | – |
| PITNEY BOWES INC | COM | 2K | 446 | – |
| PITNEY BOWES INC | COM | 51K | 10K | – |
| PRIMO WATER CORPORATION | COM | 12M | 538K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 8K | – |
| PROLOGIS INC. | COM | 14M | 124K | – |
| QUEST DIAGNOSTICS INC | COM | 372K | 3K | – |
| RAPID7 INC | COM | 303K | 7K | – |
| RENALYTIX PLC | ADS | 128K | 555K | – |
| SHELL PLC | SPON ADS | 406K | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 4M | 8K | – |
| SPDR GOLD TR | GOLD SHS | 10M | 46K | – |
| SCHLUMBERGER LTD | COM STK | 352K | 7K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 411K | 10K | – |
| SIGMA LITHIUM CORPORATION | COM | 529K | 44K | – |
| ARS PHARMACEUTICALS INC | COM | 708K | 83K | – |
| ARS PHARMACEUTICALS INC | COM | 340K | 40K | – |
| SIRIUS XM HOLDINGS INC | COM | 194K | 69K | – |
| STARBUCKS CORP | COM | 420K | 5K | – |
| STEM INC | COM | 733K | 660K | – |
| SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 3M | 162K | – |
| SUMMIT THERAPEUTICS INC | COM | 306K | 39K | – |
| SUN CMNTYS INC | COM | 602K | 5K | – |
| SURO CAPITAL CORP | COM NEW | 174K | 43K | – |
| SYMBOTIC INC | CLASS A COM | 352K | 10K | – |
| TECK RESOURCES LTD | CL B | 22M | 462K | – |
| TEJON RANCH CO | COM | 1M | 71K | – |
| TESLA INC | COM | 758K | 4K | – |
| TESLA INC | COM | 594K | 3K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 3M | 6K | – |
| TRAVELERS COMPANIES INC | COM | 2M | 10K | – |
| TRUIST FINL CORP | COM | 389K | 10K | – |
| 23ANDME HOLDING CO | CLASS A COM | 61K | 155K | – |
| UL SOLUTIONS INC | CLASS A COM SHS | 295K | 7K | – |
| UNILEVER PLC | SPON ADR NEW | 17M | 317K | – |
| UNION PAC CORP | COM | 12M | 52K | – |
| UNITED STATES STL CORP NEW | COM | 2M | 50K | – |
| UNIVERSAL HLTH SVCS INC | CL B | 2M | 8K | – |
| VAIL RESORTS INC | COM | 503K | 3K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 4M | 24K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 2M | 14K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 221K | 442 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 9M | 34K | – |
| VERIZON COMMUNICATIONS INC | COM | 4M | 85K | – |
| VORNADO RLTY TR | SH BEN INT | 605K | 23K | – |
| WABTEC | COM | 850K | 5K | – |
| WALMART INC | COM | 15M | 220K | – |
| WALMART INC | COM | 1M | 15K | – |
| WELLS FARGO CO NEW | COM | 255K | 4K | – |
| WESTERN ASSET GBL HIGH INC F | COM | 128K | 18K | – |
| WESTWOOD HLDGS GROUP INC | COM | 311K | 26K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 812K | 29K | – |
| BRIDGER AEROSPACE GRP HLDGS | COM | 89K | 24K | – |
| WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 241K | 6K | – |
| WISDOMTREE INC | COM | 715K | 72K | – |
| WORKDAY INC | CL A | 224K | 1K | – |
| WW INTL INC | COM | 15K | 13K | – |
| XCEL BRANDS INC | COM NEW | 65K | 110K | – |
| AGRICULTURE & NAT SOL ACQ CO | UNIT 99/99/9999 | 351K | 34K | – |
| AXIS CAP HLDGS LTD | SHS | 19M | 269K | – |
| CHURCHILL CAPITAL CORP IX | UNIT 99/99/9999 | 556K | 55K | – |
| COLOMBIER ACQUISITION CORP I | UNIT 99/99/9999 | 171K | 17K | – |
| CUSHMAN WAKEFIELD PLC | SHS | 208K | 20K | – |
| EATON CORP PLC | SHS | 5M | 15K | – |
| ARES ACQUISITION CORP II | SHS CLASS A | 356K | 33K | – |
| ARES ACQUISITION CORP II | *W EXP 99/99/999 | 2K | 17K | – |
| GATES INDL CORP PLC | ORD SHS | 158K | 10K | – |
| GENIUS SPORTS LIMITED | SHARES CL A | 82K | 15K | – |
| KENSINGTON CAPITAL ACQUISITI | SHS CL A | 158K | 14K | – |
| LINDE PLC | SHS | 290K | 661 | – |
| NABORS ENERGY TRANSITION COR | CL A | 590K | 56K | – |
| NABORS ENERGY TRANSITION COR | *W EXP 09/01/202 | 3K | 28K | – |
| PERCEPTIVE CAP SOLUTIONS COR | CL A ORD SHS | 302K | 30K | – |
| GOLAR LNG LTD | SHS | 8M | 269K | – |
| GOLAR LNG LTD | SHS | 2M | 58K | – |
| BUNGE GLOBAL SA | COM SHS | 492K | 5K | – |
| CHUBB LIMITED | COM | 255K | 1K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 375K | 7K | – |
| UBS GROUP AG | SHS | 27M | 925K | – |
| ALPHA TAU MEDICAL LTD | ORDINARY SHARES | 710K | 280K | – |
| STRATASYS LTD | SHS | 378K | 45K | – |
| TABOOLA.COM LTD | ORD SHS | 2M | 611K | – |
| NAVIGATOR HLDGS LTD | SHS | 217K | 12K | – |