ZUCKERMAN INVESTMENT GROUP

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	18
Investment Advisory/Research	8
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	6
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,240	$1.4B
Non-Discretionary	33	$93.6M
Total	1,273	$1.5B

Clients

Type	Number	RAUM
Individuals	107	$36.0M
HNW Individuals	261	$1.3B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	18	$173.5M
Pension and profit sharing plans	<5	$4.9M
Charitable organizations	5	$18.5M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$8.1M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-65050
SEC ERA File Number	801-65050
SEC CIK Numbers	1423296
SEC CRD Numbers	137785
Legal Entity Identifier	254900J76NZWL3P91R47

Principal Office

155 NORTH WACKER DRIVE
SUITE 1700
CHICAGO
IL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic