TORTOISE INVESTMENT MANAGEMENT, LLC
Adviser information for TORTOISE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,671 | $1.4B |
| Non-Discretionary | 14 | $29.3M |
| Total | 2,685 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 149 | $60.3M |
| HNW Individuals | 309 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
2 WESTCHESTER PARK DRIVESUITE 215
WHITE PLAINS
NY
United States
Monday - Friday, 9AM TO 6PM
Tel: 914-686-0024, Fax: 914-227-9174
Chief Compliance Officer
MICHAEL MATTERN
DIRECTOR - TECHNOLOGY & OPERATIONS
2 WESTCHESTER PARK DRIVE
SUITE 215
WHITE PLAINS
NY
United States
Tel:
914-686-0024
Fax:
914-227-9174
M***@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROLOFF, RIVA, BETH | Individual | – | CHIEF OPERATING OFFICER / MEMBER OF THE BOARD OF MANAGERS (OCT 2019) | 03/2018 | 5-10% |
| MATTERN, MICHAEL, TERRENCE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2019 | < 5% |
| SINGER, JUSTIN, SCOTT | Individual | – | MANAGING DIRECTOR / MEMBER OF THE BOARD OF MANAGERS (OCT 2019) | 04/2015 | 10-25% |
| YANKWITT, ROCHELLE, HALPERN | Individual | – | DIRECTOR OF CLIENT SERVICE/ MEMBER OF THE BOARD OF MANAGERS (SEPT 2020)/ TRUSTEE | 11/2019 | < 5% |
| ROCHELLE H. YANKWITT REVOCABLE TRUST U/A/D 11/7/2019 | Domestic Entity | – | MEMBER | 01/2022 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 4M | 11K | – |
| ISHARES TR | CORE S&P MCP ETF | 1M | 22K | – |
| ISHARES TR | S&P MC 400VL ETF | 74K | 656 | – |
| ISHARES TR | S&P MC 400GR ETF | 16K | 180 | – |
| ISHARES TR | CORE S&P SCP ETF | 10M | 91K | – |
| ISHARES TR | SP SMCP600VL ETF | 3M | 28K | – |
| ISHARES TR | S&P SML 600 GWT | 16K | 124 | – |
| ISHARES TR | S&P 500 VAL ETF | 6M | 32K | – |
| ISHARES TR | CORE S&P500 ETF | 84M | 153K | – |
| ISHARES TR | S&P 500 GRWT ETF | 291K | 3K | – |
| ISHARES TR | RUS 1000 ETF | 15M | 50K | – |
| ISHARES TR | RUS 1000 VAL ETF | 407K | 2K | – |
| ISHARES TR | RUS 1000 GRW ETF | 931K | 3K | – |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 6K | – |
| ISHARES TR | RUS 2000 VAL ETF | 97K | 637 | – |
| ISHARES TR | CORE S&P US VLU | 13M | 142K | – |
| ISHARES TR | CORE S&P US GWT | 183K | 1K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 95K | 177 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 15M | 28K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 60K | 884 | – |
| ADOBE INC | COM | 172K | 309 | – |
| AUTODESK INC | COM | 3K | 12 | – |
| AMERICAN INTL GROUP INC | COM NEW | 7K | 90 | – |
| AMAZON COM INC | COM | 765K | 4K | – |
| BLACKROCK FLOATING RATE INC | COM | 1K | 100 | – |
| BALLARD PWR SYS INC NEW | COM | 5 | 2 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 53K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 8M | 19K | – |
| HOWMET AEROSPACE INC | COM | 621 | 8 | – |
| CARLISLE COS INC | COM | 5K | 13 | – |
| TCW STRATEGIC INCOME FD INC | COM | 490K | 103K | – |
| EMERSON ELEC CO | COM | 395K | 4K | – |
| EXPEDITORS INTL WASH INC | COM | 66K | 529 | – |
| BOEING CO | COM | 159K | 875 | – |
| HERSHEY CO | COM | 101K | 548 | – |
| IRON MTN INC DEL | COM | 448 | 5 | – |
| MARATHON OIL CORP | COM | 17K | 610 | – |
| NEUROCRINE BIOSCIENCES INC | COM | 2K | 12 | – |
| NUVEEN CALIFORNIA MUNI VLU F | COM STK | 565K | 65K | – |
| EVERSOURCE ENERGY | COM | 56K | 990 | – |
| REALTY INCOME CORP | COM | 22K | 408 | – |
| ONEOK INC NEW | COM | 45K | 557 | – |
| PERRIGO CO PLC | SHS | 8K | 300 | – |
| SYNOPSYS INC | COM | 47K | 79 | – |
| INVESCO QQQ TR | UNIT SER 1 | 1M | 3K | – |
| MORGAN STANLEY EMERGING MKTS | COM | 265K | 58K | – |
| AMGEN INC | COM | 97K | 312 | – |
| ABBOTT LABS | COM | 170K | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 96K | 590 | – |
| EBAY INC. | COM | 28K | 517 | – |
| ALTRIA GROUP INC | COM | 33K | 719 | – |
| GSK PLC | SPONSORED ADR | 37K | 960 | – |
| INTEL CORP | COM | 137K | 4K | – |
| ILLINOIS TOOL WKS INC | COM | 48K | 204 | – |
| ISHARES TR | RUS 2000 GRW ETF | 65K | 249 | – |
| KEYCORP | COM | 31K | 2K | – |
| BLACKROCK MUNIVEST FD INC | COM | 5K | 701 | – |
| ORACLE CORP | COM | 133K | 939 | – |
| QUALCOMM INC | COM | 85K | 428 | – |
| DISNEY WALT CO | COM | 197K | 2K | – |
| HONEYWELL INTL INC | COM | 178K | 834 | – |
| SHERWIN WILLIAMS CO | COM | 19K | 62 | – |
| US BANCORP DEL | COM NEW | 45K | 1K | – |
| JOHNSON & JOHNSON | COM | 431K | 3K | – |
| MEDTRONIC PLC | SHS | 12K | 158 | – |
| PFIZER INC | COM | 114K | 4K | – |
| EXELON CORP | COM | 58K | 2K | – |
| KROGER CO | COM | 55K | 1K | – |
| LOWES COS INC | COM | 92K | 417 | – |
| ISHARES TR | MSCI EAFE ETF | 1M | 17K | – |
| CHEVRON CORP NEW | COM | 483K | 3K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 48K | 125 | – |
| MICROSOFT CORP | COM | 4M | 9K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 2K | 179 | – |
| UNITED PARCEL SERVICE INC | CL B | 34K | 247 | – |
| AT&T INC | COM | 174K | 9K | – |
| PRUDENTIAL FINL INC | COM | 19K | 164 | – |
| NCR VOYIX CORPORATION | COM | 148 | 12 | – |
| CITIGROUP INC | COM NEW | 27K | 429 | – |
| CISCO SYS INC | COM | 445K | 9K | – |
| DNP SELECT INCOME FD INC | COM | 485K | 59K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 450K | 3K | – |
| COCA COLA CO | COM | 184K | 3K | – |
| LOCKHEED MARTIN CORP | COM | 91K | 194 | – |
| PEPSICO INC | COM | 786K | 5K | – |
| PPG INDS INC | COM | 26K | 205 | – |
| STRYKER CORPORATION | COM | 431K | 1K | – |
| JOHNSON CTLS INTL PLC | SHS | 58K | 875 | – |
| VERIZON COMMUNICATIONS INC | COM | 189K | 5K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 3M | 40K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 8K | 95 | – |
| ISHARES TR | RUS MID CAP ETF | 236K | 3K | – |
| ISHARES TR | RUS MDCP VAL ETF | 32K | 263 | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 12K | 135 | – |
| SELECT SECTOR SPDR TR | ENERGY | 20K | 220 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 166K | 4K | – |
| SELECT SECTOR SPDR TR | INDL | 51K | 419 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 528K | 2K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 103K | 710 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 125K | 687 | – |
| ISHARES TR | ISHARES BIOTECH | 83K | 603 | – |
| ISHARES TR | EXPND TEC SC ETF | 105K | 1K | – |
| SPDR SER TR | NYSE TECH ETF | 37K | 191 | – |
| PLUG POWER INC | COM NEW | 5 | 2 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 322K | 2K | – |
| SCHWAB CHARLES CORP | COM | 13K | 183 | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 7K | 538 | – |
| BANK AMERICA CORP | COM | 98K | 2K | – |
| STARBUCKS CORP | COM | 68K | 879 | – |
| ANALOG DEVICES INC | COM | 83K | 362 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 142K | 597 | – |
| EXXON MOBIL CORP | COM | 460K | 4K | – |
| AFLAC INC | COM | 20K | 226 | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 53K | 162 | – |
| WALMART INC | COM | 19K | 282 | – |
| APPLIED MATLS INC | COM | 102K | 432 | – |
| ELEVANCE HEALTH INC | COM | 15K | 28 | – |
| WABTEC | COM | 7K | 46 | – |
| UNION PAC CORP | COM | 604K | 3K | – |
| UNILEVER PLC | SPON ADR NEW | 26K | 477 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 21K | 269 | – |
| TEXAS INSTRS INC | COM | 168K | 863 | – |
| BAXTER INTL INC | COM | 18K | 553 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 301K | 2K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 13K | 225 | – |
| CARDINAL HEALTH INC | COM | 10K | 102 | – |
| TOTALENERGIES SE | SPONSORED ADS | 3K | 44 | – |
| COMMERCE BANCSHARES INC | COM | 2K | 28 | – |
| TARGET CORP | COM | 29K | 197 | – |
| CULLEN FROST BANKERS INC | COM | 2K | 18 | – |
| COLGATE PALMOLIVE CO | COM | 547K | 6K | – |
| CAPITAL ONE FINL CORP | COM | 57K | 410 | – |
| COTERRA ENERGY INC | COM | 3K | 116 | – |
| COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| CVS HEALTH CORP | COM | 143K | 2K | – |
| DIAGEO PLC | SPON ADR NEW | 73K | 575 | – |
| SCHLUMBERGER LTD | COM STK | 9K | 200 | – |
| DANAHER CORPORATION | COM | 41K | 164 | – |
| MCKESSON CORP | COM | 2K | 3 | – |
| MERCK & CO INC | COM | 462K | 4K | – |
| MICRON TECHNOLOGY INC | COM | 5K | 39 | – |
| MORGAN STANLEY | COM NEW | 75K | 772 | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 3K | 16 | – |
| PROCTER AND GAMBLE CO | COM | 732K | 4K | – |
| GE AEROSPACE | COM NEW | 133K | 839 | – |
| KIMBERLY-CLARK CORP | COM | 117K | 848 | – |
| GOLDMAN SACHS GROUP INC | COM | 674K | 1K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 19K | 433 | – |
| IDEX CORP | COM | 2K | 12 | – |
| HOME DEPOT INC | COM | 1M | 4K | – |
| ING GROEP N.V. | SPONSORED ADR | 463 | 27 | – |
| TRANE TECHNOLOGIES PLC | SHS | 140K | 427 | – |
| MCDONALDS CORP | COM | 297K | 1K | – |
| NIKE INC | CL B | 56K | 738 | – |
| JPMORGAN CHASE & CO. | COM | 2M | 9K | – |
| TJX COS INC NEW | COM | 50K | 453 | – |
| MONDELEZ INTL INC | CL A | 135K | 2K | – |
| MATTEL INC | COM | 244 | 15 | – |
| ABRDN ASIA PACIFIC INCOME FU | COM | 12K | 4K | – |
| BOOKING HOLDINGS INC | COM | 8K | 2 | – |
| WILLIAMS COS INC | COM | 9K | 214 | – |
| WELLS FARGO CO NEW | COM | 52K | 880 | – |
| ISHARES TR | 1 3 YR TREAS BD | 93K | 1K | – |
| ISHARES TR | 7-10 YR TRSY BD | 82K | 872 | – |
| ISHARES TR | 20 YR TR BD ETF | 727K | 8K | – |
| ROLLINS INC | COM | 84K | 2K | – |
| CORNING INC | COM | 14K | 370 | – |
| PROGRESSIVE CORP | COM | 7M | 35K | – |
| XCEL ENERGY INC | COM | 2K | 44 | – |
| FISERV INC | COM | 12K | 80 | – |
| FORD MTR CO DEL | COM | 15K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 250K | 490 | – |
| SAIA INC | COM | 27K | 56 | – |
| OVINTIV INC | COM | 2K | 53 | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 358K | 1K | – |
| AMERICAN TOWER CORP NEW | COM | 18K | 91 | – |
| CROWN CASTLE INC | COM | 20K | 206 | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 18K | 165 | – |
| RTX CORPORATION | COM | 172K | 2K | – |
| INTUIT | COM | 26K | 40 | – |
| MARRIOTT INTL INC NEW | CL A | 8K | 35 | – |
| MARSH & MCLENNAN COS INC | COM | 81K | 385 | – |
| 3M CO | COM | 37K | 358 | – |
| DOLLAR TREE INC | COM | 214 | 2 | – |
| GAP INC | COM | 48 | 2 | – |
| COMCAST CORP NEW | CL A | 188K | 5K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 10M | 37K | – |
| WASTE MGMT INC DEL | COM | 60K | 279 | – |
| SMUCKER J M CO | COM NEW | 13K | 116 | – |
| NORFOLK SOUTHN CORP | COM | 62K | 289 | – |
| HUNTINGTON BANCSHARES INC | COM | 117K | 9K | – |
| FIRSTENERGY CORP | COM | 11K | 282 | – |
| NEXTERA ENERGY INC | COM | 101K | 1K | – |
| DUKE ENERGY CORP NEW | COM NEW | 33K | 334 | – |
| CONSTELLATION BRANDS INC | CL A | 3K | 10 | – |
| CONOCOPHILLIPS | COM | 183K | 2K | – |
| CSX CORP | COM | 34K | 1K | – |
| APPLE INC | COM | 14M | 68K | – |
| AMERICAN AIRLS GROUP INC | COM | 4K | 351 | – |
| ALLIANT ENERGY CORP | COM | 69K | 1K | – |
| LAM RESEARCH CORP | COM | 14K | 13 | – |
| RPM INTL INC | COM | 60K | 557 | – |
| SERVICE CORP INTL | COM | 782 | 11 | – |
| AMERICAN WTR WKS CO INC NEW | COM | 2K | 19 | – |
| CAMPBELL SOUP CO | COM | 9K | 200 | – |
| LIGHTBRIDGE CORP | COM | 11K | 3K | – |
| THE ODP CORP | COM | 589 | 15 | – |
| SPDR SER TR | PRTFLO S&P500 VL | 65K | 1K | – |
| CATERPILLAR INC | COM | 391K | 1K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 66K | 324 | – |
| UNIVERSAL DISPLAY CORP | COM | 47K | 223 | – |
| KINDER MORGAN INC DEL | COM | 212K | 11K | – |
| APA CORPORATION | COM | 59 | 2 | – |
| ISHARES TR | MSCI EMG MKT ETF | 997K | 23K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 149K | 885 | – |
| ELECTRONIC ARTS INC | COM | 28K | 201 | – |
| TAPESTRY INC | COM | 18K | 430 | – |
| DTE ENERGY CO | COM | 81K | 734 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 279K | 2K | – |
| LANDSTAR SYS INC | COM | 2K | 11 | – |
| CHUBB LIMITED | COM | 47K | 183 | – |
| EQUIFAX INC | COM | 30K | 125 | – |
| BATH & BODY WORKS INC | COM | 584K | 15K | – |
| ELME COMMUNITIES | SH BEN INT | 52K | 3K | – |
| DEVON ENERGY CORP NEW | COM | 995 | 21 | – |
| ROSS STORES INC | COM | 164K | 1K | – |
| ECOLAB INC | COM | 6K | 27 | – |
| AFFILIATED MANAGERS GROUP IN | COM | 2K | 14 | – |
| TERADYNE INC | COM | 40K | 273 | – |
| ISHARES TR | ISHARES SEMICDTR | 44K | 177 | – |
| ISHARES TR | EXPANDED TECH | 33K | 375 | – |
| ISHARES TR | S&P 100 ETF | 2M | 8K | – |
| VERISIGN INC | COM | 3K | 18 | – |
| AON PLC | SHS CL A | 14K | 47 | – |
| AMERICAN EXPRESS CO | COM | 266K | 1K | – |
| BROWN & BROWN INC | COM | 3K | 33 | – |
| GENERAL MLS INC | COM | 71K | 1K | – |
| HUNT J B TRANS SVCS INC | COM | 1K | 8 | – |
| OCCIDENTAL PETE CORP | COM | 882 | 14 | – |
| SONY GROUP CORP | SPONSORED ADR | 3K | 34 | – |
| AMEREN CORP | COM | 2K | 21 | – |
| CHEESECAKE FACTORY INC | COM | 16K | 400 | – |
| EDWARDS LIFESCIENCES CORP | COM | 121K | 1K | – |
| HAWAIIAN ELEC INDUSTRIES | COM | 8K | 935 | – |
| KIMCO RLTY CORP | COM | 6K | 316 | – |
| LOEWS CORP | COM | 36K | 476 | – |
| S&P GLOBAL INC | COM | 110K | 246 | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 2K | 222 | – |
| CHEMED CORP NEW | COM | 21K | 39 | – |
| GENERAL DYNAMICS CORP | COM | 3K | 10 | – |
| MANHATTAN ASSOCIATES INC | COM | 1K | 5 | – |
| EOG RES INC | COM | 3K | 21 | – |
| WORTHINGTON ENTERPRISES INC | COM | 24K | 500 | – |
| KLA CORP | COM NEW | 5K | 6 | – |
| SOUTHERN CO | COM | 38K | 490 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 8M | 190K | – |
| PAYCHEX INC | COM | 16K | 131 | – |
| NORTHROP GRUMMAN CORP | COM | 87K | 201 | – |
| DECKERS OUTDOOR CORP | COM | 2K | 2 | – |
| BERKLEY W R CORP | COM | 36K | 464 | – |
| THE CIGNA GROUP | COM | 16K | 49 | – |
| GLACIER BANCORP INC NEW | COM | 7K | 186 | – |
| VALERO ENERGY CORP | COM | 7K | 45 | – |
| TYLER TECHNOLOGIES INC | COM | 42K | 84 | – |
| THOR INDS INC | COM | 27K | 285 | – |
| TORO CO | COM | 24K | 254 | – |
| ROCKWELL AUTOMATION INC | COM | 2K | 6 | – |
| PINNACLE WEST CAP CORP | COM | 15K | 200 | – |
| PNM RES INC | COM | 64K | 2K | – |
| PNC FINL SVCS GROUP INC | COM | 3K | 17 | – |
| OREILLY AUTOMOTIVE INC | COM | 11K | 10 | – |
| NETFLIX INC | COM | 51K | 75 | – |
| LENNOX INTL INC | COM | 47K | 88 | – |
| ICU MED INC | COM | 14K | 120 | – |
| D R HORTON INC | COM | 705 | 5 | – |
| ISHARES TR | CORE US AGGBD ET | 977 | 10 | – |
| BOSTON SCIENTIFIC CORP | COM | 10K | 133 | – |
| JETBLUE AWYS CORP | COM | 12 | 2 | – |
| PROLOGIS INC. | COM | 98K | 869 | – |
| WP CAREY INC | COM | 38K | 697 | – |
| AMDOCS LTD | SHS | 10K | 121 | – |
| BIOGEN INC | COM | 9K | 40 | – |
| WPP PLC NEW | ADR | 14K | 308 | – |
| AIR TRANSPORT SERVICES GRP I | COM | 10K | 700 | – |
| ISHARES TR | SELECT DIVID ETF | 155K | 1K | – |
| ROYCE SMALL CAP TRUST INC | COM | 3K | 225 | – |
| LKQ CORP | COM | 832 | 20 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 4K | 200 | – |
| HENRY SCHEIN INC | COM | 39K | 604 | – |
| DARDEN RESTAURANTS INC | COM | 16K | 103 | – |
| WD 40 CO | COM | 19K | 85 | – |
| AIR PRODS & CHEMS INC | COM | 153K | 593 | – |
| MOHAWK INDS INC | COM | 8K | 72 | – |
| PTC INC | COM | 3K | 15 | – |
| SPX TECHNOLOGIES INC | COM | 8K | 58 | – |
| DOLLAR GEN CORP NEW | COM | 10K | 73 | – |
| MUELLER INDS INC | COM | 207K | 4K | – |
| LENNAR CORP | CL A | 205K | 1K | – |
| CONSOLIDATED EDISON INC | COM | 42K | 466 | – |
| REDWOOD TRUST INC | COM | 1K | 200 | – |
| LUMEN TECHNOLOGIES INC | COM | 525 | 477 | – |
| BIO-TECHNE CORP | COM | 860 | 12 | – |
| SEI INVTS CO | COM | 8K | 129 | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 33K | 202 | – |
| NVIDIA CORPORATION | COM | 836K | 7K | – |
| FREEPORT-MCMORAN INC | CL B | 28K | 567 | – |
| TRAVELERS COMPANIES INC | COM | 196K | 964 | – |
| NUCOR CORP | COM | 8K | 51 | – |
| ATMOS ENERGY CORP | COM | 3K | 26 | – |
| AMERICAN ELEC PWR CO INC | COM | 72K | 824 | – |
| MONSTER BEVERAGE CORP NEW | COM | 19K | 386 | – |
| BAKER HUGHES COMPANY | CL A | 4K | 113 | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 9K | 320 | – |
| NEW YORK CMNTY BANCORP INC | COM | 14K | 4K | – |
| ISHARES TR | MORNINGSTR US EQ | 101K | 1K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 16K | 73 | – |
| EATON CORP PLC | SHS | 89K | 284 | – |
| EATON VANCE CALIF MUN BD FD | COM | 43K | 5K | – |
| ISHARES TR | MRGSTR SM CP GR | 133K | 3K | – |
| KB HOME | COM | 78K | 1K | – |
| UNITED RENTALS INC | COM | 65K | 100 | – |
| VORNADO RLTY TR | SH BEN INT | 45K | 2K | – |
| SOUTHWESTERN ENERGY CO | COM | 2K | 250 | – |
| GALLAGHER ARTHUR J & CO | COM | 52K | 201 | – |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 11K | 160 | – |
| LAUDER ESTEE COS INC | CL A | 9K | 89 | – |
| FAIR ISAAC CORP | COM | 30K | 20 | – |
| JACOBS SOLUTIONS INC | COM | 15K | 105 | – |
| PRICE T ROWE GROUP INC | COM | 325K | 3K | – |
| STANLEY BLACK & DECKER INC | COM | 51K | 637 | – |
| SNAP ON INC | COM | 60K | 231 | – |
| HUMANA INC | COM | 28K | 75 | – |
| CHURCH & DWIGHT CO INC | COM | 102K | 981 | – |
| FACTSET RESH SYS INC | COM | 9K | 23 | – |
| HENRY JACK & ASSOC INC | COM | 27K | 164 | – |
| STEEL DYNAMICS INC | COM | 13K | 100 | – |
| WATSCO INC | COM | 34K | 74 | – |
| DOVER CORP | COM | 5K | 30 | – |
| NOVO-NORDISK A S | ADR | 70K | 489 | – |
| GRACO INC | COM | 872 | 11 | – |
| HARTFORD FINL SVCS GROUP INC | COM | 804 | 8 | – |
| BECTON DICKINSON & CO | COM | 73K | 311 | – |
| ENTERPRISE PRODS PARTNERS L | COM | 79K | 3K | – |
| METLIFE INC | COM | 44K | 631 | – |
| CACI INTL INC | CL A | 3K | 7 | – |
| COOPER COS INC | COM | 34K | 393 | – |
| YUM BRANDS INC | COM | 197K | 1K | – |
| LEONARDO DRS INC | COM | 18K | 700 | – |
| TOLL BROTHERS INC | COM | 6K | 50 | – |
| AMPHENOL CORP NEW | CL A | 170K | 3K | – |
| TC ENERGY CORP | COM | 5K | 130 | – |
| SS&C TECHNOLOGIES HLDGS INC | COM | 125K | 2K | – |
| NORDSON CORP | COM | 32K | 140 | – |
| PENTAIR PLC | SHS | 2K | 25 | – |
| MICROCHIP TECHNOLOGY INC. | COM | 76K | 833 | – |
| BALL CORP | COM | 9K | 153 | – |
| DAVITA INC | COM | 14K | 100 | – |
| ALPHABET INC | CAP STK CL A | 1M | 6K | – |
| SPDR GOLD TR | GOLD SHS | 33K | 152 | – |
| DENTSPLY SIRONA INC | COM | 22K | 900 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 37K | 500 | – |
| VANGUARD WORLD FD | ENERGY ETF | 27K | 213 | – |
| RIO TINTO PLC | SPONSORED ADR | 29K | 440 | – |
| LENNAR CORP | CL B | 4K | 26 | – |
| VANGUARD INDEX FDS | VALUE ETF | 11M | 66K | – |
| CELANESE CORP DEL | COM | 13K | 95 | – |
| REGENERON PHARMACEUTICALS | COM | 158K | 150 | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 162K | 608 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 183K | 756 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 5M | 27K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 978K | 12K | – |
| PACKAGING CORP AMER | COM | 33K | 182 | – |
| VANGUARD WORLD FD | MATERIALS ETF | 14K | 71 | – |
| NUVEEN MUN INCOME FD INC | COM | 10K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 118K | 266 | – |
| BRIGHT HORIZONS FAM SOL IN D | COM | 23K | 209 | – |
| CHENIERE ENERGY INC | COM NEW | 9K | 52 | – |
| BLACKROCK INC | COM | 70K | 89 | – |
| OLIN CORP | COM PAR $1 | 4K | 87 | – |
| SHELL PLC | SPON ADS | 36K | 504 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 3M | 12K | – |
| EXPONENT INC | COM | 21K | 220 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 202K | 539 | – |
| MARKEL GROUP INC | COM | 3K | 2 | – |
| ASHLAND INC | COM | 19K | 200 | – |
| NUVEEN AMT FREE MUN CR INC F | COM | 287K | 23K | – |
| OSHKOSH CORP | COM | 2K | 18 | – |
| REPUBLIC SVCS INC | COM | 12K | 64 | – |
| VULCAN MATLS CO | COM | 1K | 5 | – |
| CHARLES RIV LABS INTL INC | COM | 27K | 131 | – |
| AMERIPRISE FINL INC | COM | 191K | 447 | – |
| HALOZYME THERAPEUTICS INC | COM | 16K | 300 | – |
| WESTERN ASSET MANAGED MUNS F | COM | 5K | 457 | – |
| VIRTUS DIVIDEND INTEREST & P | COM | 11K | 919 | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 3M | 251K | – |
| NUVEEN MUN VALUE FD INC | COM | 17M | 2M | – |
| MORNINGSTAR INC | COM | 3K | 9 | – |
| BLACKROCK CORPOR HI YLD FD I | COM | 8K | 859 | – |
| CANADIAN NAT RES LTD | COM | 24K | 680 | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 30K | 120 | – |
| ISHARES TR | MICRO-CAP ETF | 454K | 4K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 41K | 296 | – |
| PACCAR INC | COM | 2K | 18 | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 90K | 906 | – |
| ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 13K | 2K | – |
| ALASKA AIR GROUP INC | COM | 4K | 100 | – |
| PARKER-HANNIFIN CORP | COM | 300K | 592 | – |
| ATI INC | COM | 3K | 50 | – |
| JONES LANG LASALLE INC | COM | 1K | 7 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 38K | 37 | – |
| VANGUARD WORLD FD | UTILITIES ETF | 187K | 1K | – |
| UFP INDUSTRIES INC | COM | 39K | 348 | – |
| CASEYS GEN STORES INC | COM | 2K | 5 | – |
| LINCOLN ELEC HLDGS INC | COM | 105K | 557 | – |
| LIVE NATION ENTERTAINMENT IN | COM | 27K | 287 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 133K | 2K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 7K | 634 | – |
| SPDR SER TR | S&P DIVID ETF | 104K | 818 | – |
| ANSYS INC | COM | 58K | 179 | – |
| CHOICE HOTELS INTL INC | COM | 30K | 250 | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 60K | 950 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 97K | 176 | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 14K | 210 | – |
| ISHARES TR | EAFE VALUE ETF | 105K | 2K | – |
| ISHARES TR | EAFE GRWTH ETF | 10K | 100 | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 116K | 3K | – |
| SALESFORCE INC | COM | 16K | 63 | – |
| NOVAVAX INC | COM NEW | 317 | 25 | – |
| WYNN RESORTS LTD | COM | 7K | 80 | – |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 19K | 2K | – |
| CALAMOS CONV & HIGH INCOME F | COM SHS | 11K | 941 | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 99K | 715 | – |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 735K | 70K | – |
| TEXAS ROADHOUSE INC | COM | 72K | 419 | – |
| WESTERN AST INFL LKD OPP & I | COM | 891K | 105K | – |
| BLACKROCK MUNICIPAL INCOME | COM | 3K | 219 | – |
| NUVEEN CALIF SELECT TAX FREE | SH BEN INT | 17K | 1K | – |
| PIMCO CALIF MUN INCOME FD II | COM | 57K | 10K | – |
| WESTERN ASSET INTER MUNI FD | COM | 568K | 72K | – |
| NUVEEN NEW YORK AMT QLT MUNI | COM | 183K | 16K | – |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 351K | 32K | – |
| ROPER TECHNOLOGIES INC | COM | 6K | 11 | – |
| POOL CORP | COM | 32K | 103 | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 309K | 1K | – |
| NUVEEN N Y MUN VALUE FD | COM | 8M | 909K | – |
| COGENT COMMUNICATIONS HLDGS | COM NEW | 1K | 20 | – |
| NUVEEN NEW YORK QLT MUN INC | COM | 894K | 79K | – |
| VANGUARD WORLD FD | INF TECH ETF | 171K | 297 | – |
| SPDR SER TR | S&P BIOTECH | 25K | 275 | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 52K | 220 | – |
| RELX PLC | SPONSORED ADR | 3K | 56 | – |
| NUVEEN MASSACHUSETS QLT MUN | COM | 66K | 6K | – |
| HESS CORP | COM | 14K | 96 | – |
| QURATE RETAIL INC | COM SER A | 175 | 278 | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 3K | 75 | – |
| COGNEX CORP | COM | 17K | 371 | – |
| RPC INC | COM | 10K | 2K | – |
| WESTERN ASSET INVESTMENT GRA | COM | 179K | 15K | – |
| MASTERCARD INCORPORATED | CL A | 92K | 209 | – |
| KIRBY CORP | COM | 2K | 19 | – |
| SCOTTS MIRACLE-GRO CO | CL A | 17K | 259 | – |
| MEDIFAST INC | COM | 546 | 25 | – |
| DOLBY LABORATORIES INC | COM CL A | 18K | 231 | – |
| ISHARES TR | U.S. INSRNCE ETF | 35K | 314 | – |
| TEJON RANCH CO | COM | 159K | 9K | – |
| FLAHERTY & CRUMRINE TOTAL RE | COM | 3K | 162 | – |
| TRAVEL PLUS LEISURE CO | COM | 22K | 480 | – |
| WISDOMTREE TR | INTL SMCAP DIV | 918K | 14K | – |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 1M | 20K | – |
| EQUITY LIFESTYLE PPTYS INC | COM | 2K | 35 | – |
| APTARGROUP INC | COM | 2K | 16 | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 15K | 900 | – |
| WISDOMTREE TR | US TOTAL DIVIDND | 21K | 300 | – |
| ISHARES TR | CORE S&P TTL STK | 18M | 150K | – |
| NUVEEN ARIZONA QLTY MUN INC | COM | 2K | 210 | – |
| NUVEEN CA QUALTY MUN INCOME | COM | 391K | 34K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 640K | 52K | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 3M | 258K | – |
| NUVEEN SELECT MAT MUN FD | SH BEN INT | 5M | 599K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 6M | 26K | – |
| HEICO CORP NEW | CL A | 551K | 3K | – |
| GARTNER INC | COM | 114K | 254 | – |
| HEICO CORP NEW | COM | 67K | 301 | – |
| ISHARES TR | US HOME CONS ETF | 34K | 335 | – |
| MARTIN MARIETTA MATLS INC | COM | 36K | 67 | – |
| METTLER TOLEDO INTERNATIONAL | COM | 280K | 200 | – |
| WESTERN ASSET MUN HIGH INCOM | COM | 5M | 682K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 29K | 74 | – |
| TRANSDIGM GROUP INC | COM | 13K | 10 | – |
| INTERCONTINENTAL HOTELS GROU | SPONSORED ADS | 3K | 28 | – |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 3K | 214 | – |
| NUVEEN N Y SELECT TAX FREE I | SH BEN INT | 895K | 77K | – |
| SL GREEN RLTY CORP | COM | 396 | 7 | – |
| WEX INC | COM | 2K | 10 | – |
| CAMBRIDGE BANCORP | COM | 35K | 500 | – |
| EATON VANCE SHORT DURATION D | COM | 5K | 496 | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 50K | 219 | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 100K | 662 | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 17K | 200 | – |
| POWER INTEGRATIONS INC | COM | 24K | 348 | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 3M | 47K | – |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRIGHT MO | 98K | 1K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 1K | 7 | – |
| ISHARES TR | SHORT TREAS BD | 2M | 14K | – |
| ISHARES TR | IBOXX HI YD ETF | 4K | 50 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 403K | 5K | – |
| DELTA AIR LINES INC DEL | COM NEW | 68K | 1K | – |
| MARKETAXESS HLDGS INC | COM | 1K | 7 | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 31K | 256 | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 14K | 67 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 131K | 2K | – |
| ISHARES TR | MSCI KLD400 SOC | 5K | 45 | – |
| DISCOVER FINL SVCS | COM | 80K | 608 | – |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 100K | 2K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 11M | 279K | – |
| BLACKSTONE INC | COM | 102K | 822 | – |
| ISHARES TR | MBS ETF | 20M | 218K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 19K | 520 | – |
| TE CONNECTIVITY LTD | SHS | 17K | 110 | – |
| ISHARES TR | 3 7 YR TREAS BD | 25K | 220 | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 16K | 420 | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 9M | 173K | – |
| ISHARES TR | NATIONAL MUN ETF | 2M | 16K | – |
| SPDR SER TR | NUVEEN BLMBRG MU | 1M | 25K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 5M | 39K | – |
| INVESCO EXCH TRADED FD TR II | MSCI GBL TIMBR | 21K | 650 | – |
| LULULEMON ATHLETICA INC | COM | 7K | 24 | – |
| NUVEEN NEW JERSEY QULT MUN F | COM | 205K | 17K | – |
| BLACKROCK CR ALLOCATION INCO | COM | 2K | 222 | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 11M | 209K | – |
| ECHOSTAR CORP | CL A | 3K | 175 | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 551 | 6 | – |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 3M | 136K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 566 | 6 | – |
| B & G FOODS INC NEW | COM | 2K | 200 | – |
| FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 6K | 57 | – |
| ISHARES TR | EAFE SML CP ETF | 1M | 18K | – |
| ISHARES TR | CRE U S REIT ETF | 111K | 2K | – |
| VISA INC | COM CL A | 266K | 1K | – |
| PHILIP MORRIS INTL INC | COM | 133K | 1K | – |
| NORTHERN OIL & GAS INC | COM | 20K | 550 | – |
| SPDR SER TR | PORTFLI INTRMDIT | 45K | 2K | – |
| ISHARES TR | MSCI ACWI EX US | 282K | 5K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 1M | 43K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 45K | 940 | – |
| KEURIG DR PEPPER INC | COM | 6K | 184 | – |
| SPDR SER TR | PORTFOLIO S&P500 | 3M | 53K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 6M | 183K | – |
| ISHARES TR | NEW YORK MUN ETF | 192K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | NEXT GEN CONNECT | 22K | 217 | – |
| INVESCO EXCH TRADED FD TR II | NY AMT FRE MUN | 2M | 83K | – |
| PROSHARES TR | PSHS ULTSH 20YRS | 2K | 62 | – |
| SPDR INDEX SHS FDS | S&P EMKTSC ETF | 4M | 63K | – |
| PURE CYCLE CORP | COM NEW | 96 | 10 | – |
| ULTA BEAUTY INC | COM | 772 | 2 | – |
| MOLECULAR TEMPLATES INC | COM NEW | 7 | 6 | – |
| PDF SOLUTIONS INC | COM | 3K | 90 | – |
| LIGHTWAVE LOGIC INC | COM | 1K | 485 | – |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 8K | 654 | – |
| ISHARES TR | MSCI ACWI ETF | 60K | 533 | – |
| AGNC INVT CORP | COM | 12K | 1K | – |
| BGC GROUP INC | CL A | 4K | 500 | – |
| INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 18K | 442 | – |
| ISHARES TR | GL TIMB FORE ETF | 436K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 1M | 12K | – |
| VANECK ETF TRUST | LONG MUNI ETF | 4M | 231K | – |
| LENDINGTREE INC NEW | COM | 1K | 28 | – |
| WARNER BROS DISCOVERY INC | COM SER A | 15K | 2K | – |
| LITHIUM AMERICAS ARGENTINA C | COM SHS | 480 | 150 | – |
| ISHARES TR | SHRT NAT MUN ETF | 10K | 100 | – |
| NUVEEN AMT-FREE MUN VALUE FD | COM | 15M | 1M | – |
| BROADCOM INC | COM | 318K | 198 | – |
| AMPLIFY ETF TR | AMPLIFY BLUESTAR | 1K | 24 | – |
| PIMCO ETF TR | 15+ YR US TIPS | 54K | 1K | – |
| VERISK ANALYTICS INC | COM | 4K | 15 | – |
| FORTINET INC | COM | 2K | 30 | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 3M | 55K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 3M | 83K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 14M | 221K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 4M | 47K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 5M | 104K | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 2M | 22K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 577K | 10K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 10M | 178K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 1M | 29K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 10M | 273K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 2M | 93K | – |
| INVESCO EXCH TRADED FD TR II | CHINA TECHNLGY | 8K | 250 | – |
| SPDR SER TR | PORTFOLIO SHORT | 27K | 900 | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 21M | 366K | – |
| CARDIFF ONCOLOGY INC | COM | 22K | 10K | – |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 6M | 237K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 4K | 38 | – |
| NUVEEN TAXABLE MUNICPAL INM | COM | 41K | 3K | – |
| TESLA INC | COM | 256K | 1K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 5M | 97K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 356K | 7K | – |
| NXP SEMICONDUCTORS N V | COM | 2K | 9 | – |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 43K | 3K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 5M | 96K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 108K | 1K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | 5K | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 104K | 3K | – |
| SABRA HEALTH CARE REIT INC | COM | 3K | 200 | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 3K | 18 | – |
| LPL FINL HLDGS INC | COM | 37K | 131 | – |
| SHOPIFY INC | CL A | 93K | 1K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 45M | 450K | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 10M | 500K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 927K | 15K | – |
| SPDR SER TR | BLOOMBERG EMERGI | 120K | 6K | – |
| HUNTINGTON INGALLS INDS INC | COM | 15K | 60 | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 1M | 41K | – |
| NEW MTN FIN CORP | COM | 3K | 211 | – |
| MARATHON PETE CORP | COM | 148K | 853 | – |
| ISHARES INC | EM MKT SM-CP ETF | 154K | 3K | – |
| AIR LEASE CORP | CL A | 5K | 104 | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 184K | 2K | – |
| ISHARES TR | MSCI USA MIN VOL | 187K | 2K | – |
| MARRIOTT VACATIONS WORLDWIDE | COM | 2K | 27 | – |
| XYLEM INC | COM | 46K | 340 | – |
| ISHARES INC | MSCI GBL MIN VOL | 87K | 827 | – |
| ISHARES INC | MSCI EMERG MRKT | 969K | 17K | – |
| ISHARES INC | JP MORGAN EM ETF | 294K | 8K | – |
| ISHARES INC | FRONTIER AND SEL | 2K | 60 | – |
| PHILLIPS 66 | COM | 54K | 386 | – |
| EPAM SYS INC | COM | 21K | 110 | – |
| ISHARES TR | US TREAS BD ETF | 948 | 42 | – |
| ISHARES TR | CMBS ETF | 16M | 342K | – |
| ZURN ELKAY WATER SOLNS CORP | COM | 25K | 859 | – |
| META PLATFORMS INC | CL A | 558K | 1K | – |
| INVESCO EXCH TRADED FD TR II | S&P EMRNG MKTS | 3K | 120 | – |
| SERVICENOW INC | COM | 41K | 52 | – |
| PALO ALTO NETWORKS INC | COM | 13K | 39 | – |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 8M | 398K | – |
| MACOM TECH SOLUTIONS HLDGS I | COM | 6K | 50 | – |
| FIVE BELOW INC | COM | 218 | 2 | – |
| ISHARES INC | CORE MSCI EMKT | 19M | 347K | – |
| ISHARES TR | CORE MSCI TOTAL | 4M | 61K | – |
| ISHARES TR | CORE MSCI EAFE | 14M | 195K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 26K | 535 | – |
| ISHARES TR | GNMA BOND ETF | 36K | 845 | – |
| ABBVIE INC | COM | 190K | 1K | – |
| ZOETIS INC | CL A | 37K | 212 | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 356K | 9K | – |
| T-MOBILE US INC | COM | 67K | 379 | – |
| IQVIA HLDGS INC | COM | 6K | 30 | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 150 | 2 | – |
| GLOBAL X FDS | GLOBX SUPDV US | 17K | 1K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 12K | 345 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL EMER | 30K | 1K | – |
| ISHARES TR | MSCI USA QLT FCT | 1M | 8K | – |
| BURLINGTON STORES INC | COM | 2K | 9 | – |
| PRECIGEN INC | COM | 5K | 3K | – |
| EMPIRE ST RLTY OP L P | UNIT LTD PRTNSP | 172K | 19K | – |
| VEEVA SYS INC | CL A COM | 10K | 55 | – |
| PROSHARES TR | S&P 500 DV ARIST | 10K | 109 | – |
| ISHARES TR | 0-5YR INVT GR CP | 536K | 11K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 4M | 93K | – |
| ALLEGION PLC | ORD SHS | 23K | 192 | – |
| VANECK ETF TRUST | SHRT HGH YLD MUN | 440K | 20K | – |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 35K | 845 | – |
| FIDELITY COVINGTON TRUST | MSCI MATLS INDEX | 169K | 3K | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 44K | 775 | – |
| ISHARES TR | HDG MSCI EAFE | 169K | 5K | – |
| ALPHABET INC | CAP STK CL C | 745K | 4K | – |
| ISHARES TR | CORE MSCI EURO | 16K | 275 | – |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 3K | 100 | – |
| RELMADA THERAPEUTICS INC | COM | 65K | 22K | – |
| SYNCHRONY FINANCIAL | COM | 944 | 20 | – |
| ARK ETF TR | AUTNMUS TECHNLGY | 3K | 60 | – |
| ARK ETF TR | INNOVATION ETF | 9K | 200 | – |
| UBS GROUP AG | SHS | 89 | 3 | – |
| URBAN EDGE PPTYS | COM | 6K | 340 | – |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | 1M | 53K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 48K | 1K | – |
| WISDOMTREE TR | EUR HDG SMLCAP | 38K | 1K | – |
| GODADDY INC | CL A | 4K | 26 | – |
| ETSY INC | COM | 118 | 2 | – |
| BLUEPRINT MEDICINES CORP | COM | 66K | 616 | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 3K | 50 | – |
| TRANSUNION | COM | 2K | 21 | – |
| CHEMOURS CO | COM | 677 | 30 | – |
| TELADOC HEALTH INC | COM | 7K | 748 | – |
| KRAFT HEINZ CO | COM | 15K | 461 | – |
| PAYPAL HLDGS INC | COM | 30K | 515 | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 4M | 72K | – |
| ADVANCED DRAIN SYS INC DEL | COM | 321 | 2 | – |
| PJT PARTNERS INC | COM CL A | 2K | 22 | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 27K | 694 | – |
| ANGEL OAK FUNDS TRUST | INCOME ETF | 11M | 524K | – |
| AXSOME THERAPEUTICS INC | COM | 172K | 2K | – |
| SPDR SER TR | SPDR S&P 500 ETF | 250K | 6K | – |
| ORGANIGRAM HLDGS INC | COM | 693 | 450 | – |
| AURORA CANNABIS INC | COM | 1K | 265 | – |
| SITEONE LANDSCAPE SUPPLY INC | COM | 18K | 146 | – |
| FORTIVE CORP | COM | 2K | 23 | – |
| ISHARES INC | ESG AWR MSCI EM | 282K | 8K | – |
| ISHARES TR | ESG AW MSCI EAFE | 21K | 266 | – |
| VALVOLINE INC | COM | 24K | 549 | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 5K | 100 | – |
| ADVANSIX INC | COM | 2K | 91 | – |
| YUM CHINA HLDGS INC | COM | 45K | 1K | – |
| SPDR INDEX SHS FDS | MSCI EAFE FS ETF | 68K | 2K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 371K | 12K | – |
| J P MORGAN EXCHANGE TRADED F | DIVERSFED RTRN | 2K | 25 | – |
| POWERSHARES ACTIVELY MANAGED | VAR RATE INVT | 150K | 6K | – |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 4K | 102 | – |
| FLUTTER ENTMT PLC | SHS | 14K | 77 | – |
| SNAP INC | CL A | 17K | 1K | – |
| OKTA INC | CL A | 187 | 2 | – |
| ISHARES TR | ESG AWR MSCI USA | 177K | 1K | – |
| SPDR INDEX SHS FDS | MSCI EMR MKT ETF | 409K | 13K | – |
| JBG SMITH PPTYS | COM | 5K | 341 | – |
| BRIGHTHOUSE FINL INC | COM | 303 | 7 | – |
| NUSHARES ETF TR | NUVEEN ESG INTL | 109K | 4K | – |
| DUPONT DE NEMOURS INC | COM | 3K | 42 | – |
| VICI PPTYS INC | COM | 11K | 394 | – |
| FRANKLIN TEMPLETON ETF TR | FTSE JAPAN ETF | 127K | 4K | – |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 207K | 5K | – |
| NUSHARES ETF TR | NUVEEN ESG EMRGN | 149K | 5K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE MEXICO | 56K | 2K | – |
| NEWMARK GROUP INC | CL A | 2K | 231 | – |
| INSPIRE MED SYS INC | COM | 669 | 5 | – |
| WYNDHAM HOTELS & RESORTS INC | COM | 36K | 480 | – |
| ISHARES TR | ESG AWARE MSCI | 168K | 4K | – |
| EVERGY INC | COM | 36K | 679 | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 69K | 800 | – |
| BJS WHSL CLUB HLDGS INC | COM | 23K | 261 | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS EUR | 64K | 1K | – |
| TILRAY BRANDS INC | COM | 872 | 525 | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS CDA | 35K | 533 | – |
| ETF SER SOLUTIONS | DEFIANCE QUANT | 16K | 250 | – |
| NIO INC | SPON ADS | 358 | 86 | – |
| BANK7 CORP | COM | 25K | 800 | – |
| VANGUARD WORLD FD | ESG US STK ETF | 1M | 13K | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 199K | 3K | – |
| LINDE PLC | SHS | 93K | 213 | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 787K | 16K | – |
| MODERNA INC | COM | 199K | 2K | – |
| DELL TECHNOLOGIES INC | CL C | 59K | 426 | – |
| DOW INC | COM | 2K | 42 | – |
| MICROVAST HOLDINGS INC | COM | 1 | 2 | – |
| LYFT INC | CL A COM | 71 | 5 | – |
| ALCON AG | ORD SHS | 3K | 34 | – |
| UBER TECHNOLOGIES INC | COM | 145 | 2 | – |
| POSTAL REALTY TRUST INC | CL A | 1K | 100 | – |
| TEXTRON INC | COM | 30K | 350 | – |
| CORTEVA INC | COM | 9K | 168 | – |
| CROWDSTRIKE HLDGS INC | CL A | 5K | 14 | – |
| DRAFTKINGS INC NEW | COM CL A | 26K | 693 | – |
| ENVISTA HOLDINGS CORPORATION | COM | 4K | 262 | – |
| PELOTON INTERACTIVE INC | CL A COM | 2K | 492 | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 6M | 63K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 23M | 258K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 2M | 29K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 2M | 34K | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 5M | 84K | – |
| BIONTECH SE | SPONSORED ADS | 40K | 500 | – |
| SCHWAB STRATEGIC TR | LONG TERM US | 31K | 960 | – |
| USCF ETF TR | MIDSTREAM ENERGY | 2K | 50 | – |
| MIND MEDICINE MINDMED INC | COM NEW | 3K | 400 | – |
| CARRIER GLOBAL CORPORATION | COM | 22K | 350 | – |
| OTIS WORLDWIDE CORP | COM | 12K | 125 | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 264K | 5K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 32M | 319K | – |
| IAC INC | COM NEW | 20K | 420 | – |
| MATCH GROUP INC NEW | COM | 28K | 906 | – |
| ISHARES TR | ESG MSCI USA ETF | 321K | 7K | – |
| ISHARES TR | ESG EAFE ETF | 32K | 470 | – |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 5K | 171 | – |
| NANO X IMAGING LTD | ORD SHS | 15K | 2K | – |
| QUANTUMSCAPE CORP | COM CL A | 10 | 2 | – |
| SNOWFLAKE INC | CL A | 270 | 2 | – |
| BENTLEY SYS INC | COM CL B | 41K | 833 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 137K | 5K | – |
| LUCID GROUP INC | COM | 10 | 4 | – |
| VONTIER CORPORATION | COM | 344 | 9 | – |
| AMERICAN CENTY ETF TR | AVANTIS CORE FI | 170K | 4K | – |
| AMERICAN CENTY ETF TR | AVANTIS SHFXDINC | 152K | 3K | – |
| EASTERN BANKSHARES INC | COM | 140K | 10K | – |
| VIATRIS INC | COM | 2K | 234 | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 14M | 385K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 5M | 167K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 4M | 170K | – |
| NUVATION BIO INC | COM CL A | 40K | 14K | – |
| DOORDASH INC | CL A | 218 | 2 | – |
| AMERICAN CENTY ETF TR | CORE MUNI FXD IN | 197K | 4K | – |
| ARDAGH METAL PACKAGING S A | SHS | 1K | 300 | – |
| AFFIRM HLDGS INC | COM CL A | 3K | 110 | – |
| HIPPO HLDGS INC | COM NEW | 26K | 2K | – |
| DOMA HOLDINGS INC | COM NEW | 10K | 2K | – |
| ENOVIX CORPORATION | COM | 8K | 500 | – |
| J P MORGAN EXCHANGE TRADED F | SHORT DURA CORE | 673K | 15K | – |
| OSCAR HEALTH INC | CL A | 2K | 100 | – |
| OLO INC | CL A | 37K | 8K | – |
| BITE ACQUISITION CORP | *W EXP 02/12/203 | 14 | 250 | – |
| COINBASE GLOBAL INC | COM CL A | 4K | 20 | – |
| VIMEO INC | COMMON STOCK | 3K | 681 | – |
| ORGANON & CO | COMMON STOCK | 4K | 201 | – |
| SOFI TECHNOLOGIES INC | COM | 29K | 4K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 4M | 67K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 7M | 222K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 2M | 28K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 189K | 4K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 3M | 85K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 831K | 33K | – |
| ATAI LIFE SCIENCES NV | SHS | 1K | 1K | – |
| GH RESEARCH PLC | ORDINARY SHARES | 21K | 2K | – |
| CLEAR SECURE INC | COM CL A | 7K | 400 | – |
| DT MIDSTREAM INC | COMMON STOCK | 27K | 385 | – |
| HERTZ GLOBAL HLDGS INC | COM NEW | 4K | 1K | – |
| BLEND LABS INC | CL A | 1K | 572 | – |
| VICTORIAS SECRET AND CO | COMMON STOCK | 44K | 3K | – |
| DUTCH BROS INC | CL A | 8K | 200 | – |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 1M | 22K | – |
| AMERICAN CENTY ETF TR | REAL ESTATE ETF | 162K | 4K | – |
| AMERICAN CENTY ETF TR | EMERGING MKT VAL | 3M | 55K | – |
| AMERICAN CENTY ETF TR | INTERNATIONAL LR | 4M | 72K | – |
| SYLVAMO CORP | COMMON STOCK | 2K | 34 | – |
| PIMCO ETF TR | MUNI INCOME OPP | 11K | 240 | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 12K | 448 | – |
| DIMENSIONAL ETF TRUST | INFLATION PROTE | 159K | 4K | – |
| DIMENSIONAL ETF TRUST | SHORT DURATION F | 10M | 220K | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 191K | 5K | – |
| IMMIX BIOPHARMA INC | COM | 3K | 1K | – |
| AMERICAN CENTY ETF TR | AVANTIS US SMALL | 901K | 18K | – |
| CONSTELLATION ENERGY CORP | COM | 114K | 568 | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 3M | 94K | – |
| DIMENSIONAL ETF TRUST | US REAL ESTATE E | 265K | 12K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 3M | 111K | – |
| ZIMVIE INC | COM | 292 | 16 | – |
| AMERICAN CENTY ETF TR | AVANTIS RESPON U | 241K | 4K | – |
| AMERICAN CENTY ETF TR | AVANTIS RESPONSI | 250K | 5K | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 2M | 81K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 557K | 21K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP E | 221K | 9K | – |
| EMBECTA CORP | COMMON STOCK | 650 | 52 | – |
| DOUBLELINE ETF TRUST | OPPORTUNISTIC BD | 18K | 400 | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 2M | 57K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 634K | 24K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS HI | 1M | 40K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 999 | 18 | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 84K | 2K | – |
| ASPEN TECHNOLOGY INC | COM | 25K | 128 | – |
| HALEON PLC | SPON ADS | 10K | 1K | – |
| ISHARES TR | INVT GRD CORP BD | 426K | 15K | – |
| ISHARES TR | 20+ YEAR TR BD | 9M | 369K | – |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 190 | 1K | – |
| SHF HOLDINGS INC | CLASS A COM | 14K | 26K | – |
| DIMENSIONAL ETF TRUST | INTERNATIONAL | 42K | 1K | – |
| DIMENSIONAL ETF TRUST | EMERGING MARKETS | 32K | 970 | – |
| DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 383K | 11K | – |
| DIMENSIONAL ETF TRUST | US LARGE CAP VAL | 290K | 10K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 18K | 232 | – |
| DOUBLELINE ETF TRUST | MORTGAGE ETF | 14M | 289K | – |
| DOUBLELINE ETF TRUST | COMMERCIAL REAL | 46K | 900 | – |
| EA SERIES TRUST | ALPHA ARCH 1-3 | 4M | 35K | – |
| APPLE INC | COM | 8K | 5K | – |
| BANK NEW YORK MELLON CORP | COM | 10K | 175 | – |
| DIMENSIONAL ETF TRUST | CALIF MUN BD ETF | 306K | 6K | – |
| VERALTO CORP | COM SHS | 2K | 26 | – |
| WK KELLOGG CO | COM SHS | 99 | 6 | – |
| LITHIUM AMERS CORP NEW | COM SHS | 402 | 150 | – |
| NCR ATLEOS CORPORATION | COM SHS | 162 | 6 | – |
| SIMPLIFY EXCHANGE TRADED FUN | MBS ETF | 108K | 2K | – |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | 19K | 671 | – |
| APPLE INC | COM | 330 | 11K | – |
| WORTHINGTON STL INC | COM SHS | 17K | 500 | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 95K | 2K | – |
| ISHARES BITCOIN TR | SHS | 24K | 700 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 125 | 500 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 525 | 500 | – |
| HOST HOTELS & RESORTS INC | COM | 50 | 500 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 310 | 1K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2K | 500 | – |
| ENDEAVOR GROUP HLDGS INC | CL A COM | 100 | 500 | – |
| GE VERNOVA INC | COM | 35K | 205 | – |
| SOLVENTUM CORP | COM SHS | 5K | 89 | – |
| SUPER MICRO COMPUTER INC | COM | 11K | 100 | – |
| SENTINELONE INC | CL A | 10K | 100K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2K | 1K | – |
| ISHARES TR | RUSSELL 2000 ETF | 3K | 1K | – |
| IBOTTA INC | CLASS A COM SHS | 85K | 1K | – |
| NEW YORK CMNTY BANCORP INC | COM | 25 | 500 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 490 | 1K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3K | 3K | – |
| OSCAR HEALTH INC | CL A | 3K | 3K | – |
| TEJON RANCH CO | COM | 2K | 12K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 15K | 7K | – |
| APPLE INC | COM | 2K | 1K | – |
| ELI LILLY & CO | COM | 18K | 600 | – |
| ISHARES INC | MSCI MEXICO ETF | 2K | 2K | – |