AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC
Adviser information for AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $4.0B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $4.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1 | $2.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $89.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 7 | $3.9B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $36,433 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
3430 CARMEL MOUNTAIN ROAD, STE. 150SUITE 150
SAN DIEGO
CA
United States
Monday - Friday, 8:00AM TO 5:00PM PACIFIC TIME
Tel: 858-345-1461, Fax: 858-345-1479
Chief Compliance Officer
ERNEST RADY
CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER
3430 CARMEL MOUNTAIN ROAD, SUITE150
SAN DIEGO
CA
United States
Tel:
858-350-2714
Fax:
858-345-1479
E****@*****************M
(Full email address available in API data)
Regulatory Contact
JULIE SCHWARTZ
GENERAL COUNSEL
3430 CARMEL MOUNTAIN ROAD, SUITE 150
SAN DIEGO
CA
United States
Tel:
8583451477
Fax:
858-345-1479
J********@**********M
(Full email address available in API data)
Industry Affiliates
| AMERICAN ASSETS CAPITAL ADVISERS, LLC | Other investment adviser, including financial planners |
| EXPLORER INSURANCE COMPANY | Insurance company or agency |
| ICW CASUALTY INSURANCE COMPANY | Insurance company or agency |
| ICW NATIONAL INSURANCE COMPANY | Insurance company or agency |
| ICW PREMIER INSURANCE COMPANY | Insurance company or agency |
| ICW, LTD. | Insurance company or agency |
| INSURANCE COMPANY OF THE WEST | Insurance company or agency |
| VERTERRA INSURANCE COMPANY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMERICAN ASSETS INVESTMENT FUND, LP | Hedge Fund | $89.4M | $0.5M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RADY, ERNEST, SYLVAN | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER & TRUSTEE OF MANAGING MEMBER | 08/2002 | > 75% |
| SCHWARTZ, JULIE, LYNN | Individual | – | GENERAL COUNSEL | 12/2012 | < 5% |
| Zheng, Min | Individual | – | CHIEF FINANCIAL OFFICER | 12/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| EXXON MOBIL CORP | COM | 52M | 450K | – |
| BANK AMERICA CORP | COM | 45M | 1M | – |
| APPLE INC | COM | 44M | 210K | – |
| MICROSOFT CORP | COM | 40M | 90K | – |
| JPMORGAN CHASE & CO. | COM | 36M | 178K | – |
| AMERICAN ASSETS TR INC | COM | 33M | 1M | – |
| WELLS FARGO CO NEW | COM | 33M | 555K | – |
| CHEVRON CORP NEW | COM | 28M | 180K | – |
| GOLDMAN SACHS GROUP INC | COM | 24M | 54K | – |
| PHILLIPS 66 | COM | 18M | 128K | – |
| ESSEX PPTY TR INC | COM | 16M | 60K | – |
| SHELL PLC | SPON ADS | 16M | 221K | – |
| MERCK & CO INC | COM | 15M | 125K | – |
| CATERPILLAR INC | COM | 15M | 45K | – |
| TRUIST FINL CORP | COM | 15M | 384K | – |
| CAPITAL ONE FINL CORP | COM | 14M | 100K | – |
| LENNAR CORP | CL A | 13M | 86K | – |
| ROYAL BK CDA | COM | 11M | 104K | – |
| AMGEN INC | COM | 11M | 35K | – |
| WALMART INC | COM | 11M | 162K | – |
| ELI LILLY & CO | COM | 11M | 12K | – |
| US BANCORP DEL | COM NEW | 11M | 270K | – |
| FEDEX CORP | COM | 10M | 35K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 10M | 60K | – |
| ABBVIE INC | COM | 10M | 60K | – |
| KROGER CO | COM | 10M | 206K | – |
| TOTALENERGIES SE | SPONSORED ADS | 10M | 150K | – |
| NOVARTIS AG | SPONSORED ADR | 10M | 94K | – |
| CITIGROUP INC | COM NEW | 10M | 156K | – |
| COCA COLA CO | COM | 10M | 150K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 10M | 55K | – |
| PRUDENTIAL FINL INC | COM | 9M | 80K | – |
| UNILEVER PLC | SPON ADR NEW | 9M | 170K | – |
| PNC FINL SVCS GROUP INC | COM | 9M | 60K | – |
| RIGETTI COMPUTING INC | COMMON STOCK | 9M | 8M | – |
| MORGAN STANLEY | COM NEW | 9M | 92K | – |
| ALPHABET INC | CAP STK CL A | 9M | 49K | – |
| TORONTO DOMINION BK ONT | COM NEW | 9M | 155K | – |
| GE AEROSPACE | COM NEW | 8M | 53K | – |
| BANK MONTREAL QUE | COM | 8M | 96K | – |
| CONOCOPHILLIPS | COM | 8M | 70K | – |
| DEERE & CO | COM | 7M | 20K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 7M | 80K | – |
| JOHNSON & JOHNSON | COM | 7M | 50K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 7M | 167K | – |
| METLIFE INC | COM | 7M | 103K | – |
| EDISON INTL | COM | 7M | 100K | – |
| SEMPRA | COM | 7M | 92K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 7M | 100K | – |
| BANK NEW YORK MELLON CORP | COM | 7M | 115K | – |
| CONSTELLATION ENERGY CORP | COM | 7M | 33K | – |
| PEPSICO INC | COM | 7M | 40K | – |
| NORTHROP GRUMMAN CORP | COM | 7M | 15K | – |
| SCHWAB CHARLES CORP | COM | 6M | 87K | – |
| CHUBB LIMITED | COM | 6M | 25K | – |
| PINNACLE WEST CAP CORP | COM | 6M | 83K | – |
| STATE STR CORP | COM | 6M | 85K | – |
| PFIZER INC | COM | 6M | 220K | – |
| TOYOTA MOTOR CORP | ADS | 6M | 30K | – |
| VERIZON COMMUNICATIONS INC | COM | 6M | 140K | – |
| PPG INDS INC | COM | 6M | 45K | – |
| MEDTRONIC PLC | SHS | 6M | 72K | – |
| BOEING CO | COM | 5M | 30K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 5M | 127K | – |
| AMERICAN ELEC PWR CO INC | COM | 5M | 60K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 5M | 23K | – |
| NORTHERN TR CORP | COM | 5M | 60K | – |
| JEFFERIES FINL GROUP INC | COM | 5M | 100K | – |
| ADVANCED MICRO DEVICES INC | COM | 5M | 30K | – |
| AMERIPRISE FINL INC | COM | 5M | 11K | – |
| CVS HEALTH CORP | COM | 5M | 80K | – |
| BIOGEN INC | COM | 5M | 20K | – |
| BANK NOVA SCOTIA HALIFAX | COM | 5M | 100K | – |
| ALLY FINL INC | COM | 5M | 115K | – |
| WESTERN DIGITAL CORP. | COM | 5M | 60K | – |
| UNITED RENTALS INC | COM | 5M | 7K | – |
| QUEST DIAGNOSTICS INC | COM | 4M | 32K | – |
| DUPONT DE NEMOURS INC | COM | 4M | 54K | – |
| NRG ENERGY INC | COM NEW | 4M | 53K | – |
| MONDELEZ INTL INC | CL A | 4M | 61K | – |
| WEC ENERGY GROUP INC | COM | 4M | 50K | – |
| SANOFI | SPONSORED ADR | 4M | 80K | – |
| XCEL ENERGY INC | COM | 4M | 70K | – |
| AMERICAN INTL GROUP INC | COM NEW | 4M | 50K | – |
| LABCORP HOLDINGS INC | COM SHS | 4M | 18K | – |
| DOW INC | COM | 4M | 69K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 4M | 226K | – |
| NEXTERA ENERGY INC | COM | 4M | 50K | – |
| EXELON CORP | COM | 3M | 100K | – |
| GE VERNOVA INC | COM | 3M | 20K | – |
| UNION PAC CORP | COM | 3M | 15K | – |
| THE CIGNA GROUP | COM | 3M | 10K | – |
| DUKE ENERGY CORP NEW | COM NEW | 3M | 33K | – |
| UNITED THERAPEUTICS CORP DEL | COM | 3M | 10K | – |
| ABBOTT LABS | COM | 3M | 31K | – |
| STARBUCKS CORP | COM | 3M | 40K | – |
| INTEL CORP | COM | 3M | 100K | – |
| STRYKER CORPORATION | COM | 3M | 9K | – |
| RTX CORPORATION | COM | 3M | 30K | – |
| ALCOA CORP | COM | 3M | 75K | – |
| HCA HEALTHCARE INC | COM | 3M | 9K | – |
| PROCTER AND GAMBLE CO | COM | 3M | 17K | – |
| FIRSTENERGY CORP | COM | 3M | 70K | – |
| VIATRIS INC | COM | 3M | 250K | – |
| PERRIGO CO PLC | SHS | 3M | 100K | – |
| KINDER MORGAN INC DEL | COM | 2M | 125K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 2M | 34K | – |
| CARDINAL HEALTH INC | COM | 2M | 23K | – |
| PHILIP MORRIS INTL INC | COM | 2M | 20K | – |
| WYNN RESORTS LTD | COM | 2M | 23K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 2M | 70K | – |
| ALBERTSONS COS INC | COMMON STOCK | 2M | 100K | – |
| SOUTHERN CO | COM | 2M | 25K | – |
| PPL CORP | COM | 2M | 70K | – |
| BAXTER INTL INC | COM | 2M | 58K | – |
| MADISON SQUARE GRDN SPRT COR | CL A | 2M | 10K | – |
| ARCHER DANIELS MIDLAND CO | COM | 2M | 31K | – |
| FTAI INFRASTRUCTURE INC | COMMON STOCK | 2M | 214K | – |
| KENVUE INC | COM | 2M | 100K | – |
| JOHNSON CTLS INTL PLC | SHS | 2M | 26K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2M | 24K | – |
| ALCON AG | ORD SHS | 2M | 19K | – |
| ADOBE INC | COM | 2M | 3K | – |
| KRAFT HEINZ CO | COM | 2M | 50K | – |
| GILEAD SCIENCES INC | COM | 2M | 23K | – |
| COMCAST CORP NEW | CL A | 2M | 40K | – |
| PARAMOUNT GLOBAL | CLASS B COM | 2M | 150K | – |
| GSK PLC | SPONSORED ADR | 2M | 40K | – |
| FTAI AVIATION LTD | SHS | 1M | 14K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 1M | 50K | – |
| CANADIAN IMPERIAL BK COMM TO | COM | 1M | 30K | – |
| UNITED PARCEL SERVICE INC | CL B | 1M | 10K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 1M | 18K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 1M | 110K | – |
| BECTON DICKINSON & CO | COM | 1M | 6K | – |
| COTERRA ENERGY INC | COM | 1M | 48K | – |
| INNOVATIVE INDL PPTYS INC | COM | 1M | 12K | – |
| NEW FORTRESS ENERGY INC | COM CL A | 1M | 57K | – |
| GOODYEAR TIRE & RUBR CO | COM | 1M | 100K | – |
| EQUINIX INC | COM | 1M | 1K | – |
| WELLTOWER INC | COM | 1M | 10K | – |
| KIRBY CORP | COM | 1M | 8K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 915K | 2K | – |
| BRIGHTHOUSE FINL INC | COM | 867K | 20K | – |
| HALEON PLC | SPON ADS | 826K | 100K | – |
| DIGITAL RLTY TR INC | COM | 770K | 5K | – |
| JAZZ PHARMACEUTICALS PLC | SHS USD | 747K | 7K | – |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 738K | 57K | – |
| CORTEVA INC | COM | 736K | 14K | – |
| GENERAL MLS INC | COM | 633K | 10K | – |
| HAWAIIAN ELEC INDUSTRIES | COM | 631K | 70K | – |
| DIGITALBRIDGE GROUP INC | CL A NEW | 593K | 43K | – |
| MGM RESORTS INTERNATIONAL | COM | 494K | 11K | – |
| CADIZ INC | COM NEW | 466K | 151K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 446K | 60K | – |
| BLACKSTONE INC | COM | 428K | 3K | – |
| SNOWFLAKE INC | CL A | 405K | 3K | – |
| CAESARS ENTERTAINMENT INC NE | COM | 360K | 9K | – |
| VITESSE ENERGY INC | COMMON STOCK | 356K | 15K | – |
| BLOCK INC | CL A | 322K | 5K | – |
| NEW YORK CMNTY BANCORP INC | COM | 322K | 100K | – |