ASSET VALUE INVESTORS LIMITED
Adviser information for ASSET VALUE INVESTORS LIMITED last updated from Form ADV on December 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $7.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $66.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-65228 |
|---|---|
| SEC ERA File Number | 801-65228 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137779 |
| Legal Entity Identifier | 549300KPPMVGR0EBG252 |
Principal Office
2 CAVENDISH SQUARELONDON
United Kingdom
Monday - Friday, 9AM - 5PM
Tel: 44-207-659-4800, Fax: 44-207-659-4801
Chief Compliance Officer
JOHN KIDD
CHIEF COMPLIANCE OFFICER
2 CAVENDISH SQUARE
LONDON
United Kingdom
Tel:
+44 20 7659 4800
J********@**********************M
(Full email address available in API data)
Industry Affiliates
| GOODHART PARTNERS LLP | Other investment adviser, including financial planners |
| YARDHOUSE CAPITAL | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AVI FAMILY HOLDING COMPANIES FUND | IRISH QUALIFIED INVESTOR ALTERNATIVE INVESTMENT FUND | $15.0M | $0.1M | 12 |
| AVI JAPAN FUND | IRISH QUALIFIED INVESTOR ALTERNATIVE INVESTMENT FUND | $7.6M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAUERNSFREUND, JOSEPH | Individual | – | DIRECTOR / CEO / OWNER | 06/2004 | 25-50% |
| LAU, KIMMBERLY | Individual | – | DIRECTOR / OWNER | 06/2004 | < 5% |
| KIDD, JOHN, AUBREY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2012 | < 5% |
| BUDGE, DUNCAN | Individual | – | NON EXECUTIVE DIRECTOR | 03/2015 | < 5% |
| GOODHART PARTNERS LLP | Foreign Entity | – | SHAREHOLDER | 07/2016 | 10-25% |
| Treanor, Thomas | Individual | – | OWNER | 04/2017 | 10-25% |
| Beveridge, Scott | Individual | – | OWNER | 04/2017 | 5-10% |
| Lee, Daniel | Individual | – | OWNER | 04/2017 | < 5% |
| NAIRN CAPITAL LIMITED | Foreign Entity | GOODHART PARTNERS LLP | OWNER | 03/2014 | 25-50% |
| NAIRN, ALASDAIR, GORDON MACKENZIE | Individual | NAIRN CAPITAL LIMITED | SHAREHOLDER | 12/2013 | > 75% |
| BARTLETT, ALAN, NO MIDDLE NAME | Individual | – | NON EXECUTIVE DIRECTOR | 09/2023 | < 5% |
| Craigie, Wilfrid | Individual | – | OWNER | 01/2023 | < 5% |
| Cowman, Nicola | Individual | – | OWNER | 01/2023 | < 5% |