MARBLE HARBOR INVESTMENT COUNSEL, LLC
Adviser information for MARBLE HARBOR INVESTMENT COUNSEL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 536 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 536 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 66 | $34.4M |
| HNW Individuals | 144 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $3.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 11 | $9.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $16.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 2 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
101 FEDERAL STREETSUITE 2920
BOSTON
MA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 617-956-6710, Fax: 617-956-6711
Chief Compliance Officer
THOMAS E. STICKLEY
CHIEF COMPLIANCE OFFICER
101 FEDERAL STREET
SUITE 2920
BOSTON
MA
United States
Tel:
617-956-6710
Fax:
617-956-6711
T********@*****************M
(Full email address available in API data)
Industry Affiliates
| MHIC VENTURE MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MHIC DEVEREUX PARTNERS, LLC | Private Equity Fund | $1.4M | $0.0M | 48 |
| MHIC FORT SEWALL PARTNERS, LLC | Private Equity Fund | $1.9M | $0.0M | 48 |
| MHIC VENTURES I, LLC | Private Equity Fund | $0.0M | $0.0M | 39 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIS, PAUL, ROBERT | Individual | – | MANAGING MEMBER AND CHIEF INVESTMENT OFFICER | 12/2005 | 50-75% |
| COLEMAN, SUZANNE, CASHMAN | Individual | – | MEMBER | 01/2007 | < 5% |
| ROSENBLATT, DANIEL, JOSEPH | Individual | – | MEMBER | 01/2007 | 10-25% |
| DEYESSO, CHARLOTTE, TILLMAN | Individual | – | MEMBER | 04/2014 | 5-10% |
| STICKLEY, THOMAS, EDWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 21M | 198K | – |
| ABBVIE INC | COM | 33M | 194K | – |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 2M | 62K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 276K | 910 | – |
| ADOBE INC | COM | 225K | 405 | – |
| AIR PRODS & CHEMS INC | COM | 4M | 16K | – |
| ALLIANT ENERGY CORP | COM | 204K | 4K | – |
| ALPHABET INC | CAP STK CL A | 7M | 38K | – |
| ALPHABET INC | CAP STK CL C | 4M | 22K | – |
| ALPS ETF TR | ALERIAN MLP | 772K | 16K | – |
| ALTRIA GROUP INC | COM | 259K | 6K | – |
| AMAZON COM INC | COM | 2M | 10K | – |
| AMERICAN EXPRESS CO | COM | 2M | 10K | – |
| AMGEN INC | COM | 750K | 2K | – |
| ANALOG DEVICES INC | COM | 485K | 2K | – |
| AON PLC | SHS CL A | 917K | 3K | – |
| APPLE INC | COM | 57M | 273K | – |
| APPLIED MATLS INC | COM | 236K | 1K | – |
| ARES CAPITAL CORP | COM | 333K | 16K | – |
| AT&T INC | COM | 515K | 27K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 32M | 133K | – |
| AVALONBAY CMNTYS INC | COM | 290K | 1K | – |
| AXON ENTERPRISE INC | COM | 294K | 1K | – |
| BANK AMERICA CORP | COM | 687K | 17K | – |
| BANK HAWAII CORP | COM | 5M | 83K | – |
| BECTON DICKINSON & CO | COM | 898K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 8M | 20K | – |
| BLACKROCK CORPOR HI YLD FD I | COM | 620K | 64K | – |
| BLACKSTONE INC | COM | 384K | 3K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 318K | 10K | – |
| BOEING CO | COM | 737K | 4K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 446K | 11K | – |
| CARDIOL THERAPEUTICS INC | COM CL A | 75K | 37K | – |
| CARLISLE COS INC | COM | 810K | 2K | – |
| CARMAX INC | COM | 254K | 3K | – |
| CARRIER GLOBAL CORPORATION | COM | 1M | 17K | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CELANESE CORP DEL | COM | 317K | 2K | – |
| CHEVRON CORP NEW | COM | 5M | 33K | – |
| CHUBB LIMITED | COM | 3M | 13K | – |
| CISCO SYS INC | COM | 22M | 462K | – |
| CLOROX CO DEL | COM | 218K | 2K | – |
| COCA COLA CO | COM | 11M | 176K | – |
| COLGATE PALMOLIVE CO | COM | 592K | 6K | – |
| CONOCOPHILLIPS | COM | 443K | 4K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
| CUMMINS INC | COM | 360K | 1K | – |
| DANAHER CORPORATION | COM | 6M | 22K | – |
| DEXCOM INC | COM | 17M | 147K | – |
| DIAGEO PLC | SPON ADR NEW | 2M | 19K | – |
| DISNEY WALT CO | COM | 9M | 90K | – |
| DOVER CORP | COM | 308K | 2K | – |
| DOW INC | COM | 266K | 5K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 13K | – |
| DUPONT DE NEMOURS INC | COM | 406K | 5K | – |
| EATON VANCE FLTING RATE INC | COM | 782K | 58K | – |
| EATON VANCE SR FLTNG RTE TR | COM | 3M | 250K | – |
| EBAY INC. | COM | 17M | 324K | – |
| ECOLAB INC | COM | 11M | 45K | – |
| EDWARDS LIFESCIENCES CORP | COM | 7M | 74K | – |
| ELI LILLY & CO | COM | 5M | 6K | – |
| EMERSON ELEC CO | COM | 4M | 38K | – |
| ENBRIDGE INC | COM | 380K | 11K | – |
| ENSTAR GROUP LIMITED | SHS | 242K | 793 | – |
| EOG RES INC | COM | 12M | 99K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 1M | 55K | – |
| EVGO INC | CL A COM | 27K | 11K | – |
| EXPEDITORS INTL WASH INC | COM | 4M | 36K | – |
| EXXON MOBIL CORP | COM | 17M | 146K | – |
| FEDEX CORP | COM | 645K | 2K | – |
| FISERV INC | COM | 27M | 181K | – |
| FORD MTR CO DEL | COM | 130K | 10K | – |
| FORTIVE CORP | COM | 876K | 12K | – |
| FRANKLIN BSP RLTY TR INC | COMMON STOCK | 189K | 15K | – |
| GE AEROSPACE | COM NEW | 10M | 61K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 1M | 19K | – |
| GE VERNOVA INC | COM | 3M | 15K | – |
| GENUINE PARTS CO | COM | 365K | 3K | – |
| GOLDMAN SACHS GROUP INC | COM | 331K | 731 | – |
| HEALTHCARE RLTY TR | CL A COM | 13M | 802K | – |
| HINGHAM INSTN SVGS MASS | COM | 314K | 2K | – |
| HOLOGIC INC | COM | 572K | 8K | – |
| HOME DEPOT INC | COM | 3M | 9K | – |
| HONEYWELL INTL INC | COM | 539K | 3K | – |
| HP INC | COM | 205K | 6K | – |
| HUBBELL INC | COM | 472K | 1K | – |
| HUNTINGTON BANCSHARES INC | COM | 470K | 36K | – |
| IDEX CORP | COM | 262K | 1K | – |
| IDEXX LABS INC | COM | 20M | 40K | – |
| ILLINOIS TOOL WKS INC | COM | 681K | 3K | – |
| INTEL CORP | COM | 2M | 52K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 240K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 423K | 2K | – |
| INVESCO EXCH TRADED FD TR II | KBW REGL BKG | 357K | 7K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 1M | 6K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 310K | 5K | – |
| INVESCO QQQ TR | UNIT SER 1 | 716K | 1K | – |
| IRON MTN INC DEL | COM | 39M | 439K | – |
| ISHARES INC | EM MKTS DIV ETF | 525K | 19K | – |
| ISHARES TR | CORE MSCI EAFE | 408K | 6K | – |
| ISHARES TR | CORE S&P US GWT | 229K | 2K | – |
| ISHARES TR | IBONDS 2026 TERM | 619K | 27K | – |
| ISHARES TR | IBONDS 2027 TERM | 617K | 28K | – |
| ISHARES TR | IBONDS 28 TR HI | 624K | 27K | – |
| ISHARES TR | MSCI EMG MKT ETF | 1M | 26K | – |
| ISHARES TR | RUS MID CAP ETF | 251K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 3K | – |
| ISHARES TR | CORE S&P MCP ETF | 447K | 8K | – |
| JOHNSON & JOHNSON | COM | 8M | 58K | – |
| JPMORGAN CHASE & CO. | COM | 3M | 12K | – |
| KIMBERLY-CLARK CORP | COM | 1M | 8K | – |
| KLA CORP | COM NEW | 355K | 430 | – |
| LABCORP HOLDINGS INC | COM SHS | 294K | 1K | – |
| LAM RESEARCH CORP | COM | 3M | 3K | – |
| LKQ CORP | COM | 852K | 20K | – |
| LOWES COS INC | COM | 330K | 1K | – |
| MAIN STR CAP CORP | COM | 252K | 5K | – |
| MASTERCARD INCORPORATED | CL A | 291K | 660 | – |
| MCDONALDS CORP | COM | 6M | 25K | – |
| MEDTRONIC PLC | SHS | 396K | 5K | – |
| MERCK & CO INC | COM | 9M | 72K | – |
| META PLATFORMS INC | CL A | 267K | 530 | – |
| MICROSOFT CORP | COM | 72M | 161K | – |
| MOSAIC CO NEW | COM | 358K | 12K | – |
| NEXTERA ENERGY INC | COM | 1M | 17K | – |
| NIKE INC | CL B | 666K | 9K | – |
| NORFOLK SOUTHN CORP | COM | 2M | 7K | – |
| NORTHERN TR CORP | COM | 10M | 121K | – |
| NORTHROP GRUMMAN CORP | COM | 615K | 1K | – |
| NUCOR CORP | COM | 324K | 2K | – |
| NUTRIEN LTD | COM | 263K | 5K | – |
| NVIDIA CORPORATION | COM | 3M | 23K | – |
| OAKTREE SPECIALTY LENDING CO | COM | 591K | 31K | – |
| ONEOK INC NEW | COM | 253K | 3K | – |
| ONESPAWORLD HOLDINGS LIMITED | COM | 779K | 51K | – |
| ORACLE CORP | COM | 445K | 3K | – |
| OREILLY AUTOMOTIVE INC | COM | 23M | 21K | – |
| ORGANON & CO | COMMON STOCK | 1M | 57K | – |
| OTIS WORLDWIDE CORP | COM | 791K | 8K | – |
| PALMER SQUARE CAPITAL BDC IN | COM SHS | 315K | 20K | – |
| PARKER-HANNIFIN CORP | COM | 15M | 30K | – |
| PAYCHEX INC | COM | 559K | 5K | – |
| PAYPAL HLDGS INC | COM | 10M | 164K | – |
| PENTAIR PLC | SHS | 340K | 4K | – |
| PEPSICO INC | COM | 14M | 87K | – |
| PFIZER INC | COM | 10M | 342K | – |
| PHILIP MORRIS INTL INC | COM | 673K | 7K | – |
| PROCTER AND GAMBLE CO | COM | 26M | 157K | – |
| PROGRESSIVE CORP | COM | 15M | 74K | – |
| QUALCOMM INC | COM | 407K | 2K | – |
| ROCKWELL AUTOMATION INC | COM | 526K | 2K | – |
| ROLLINS INC | COM | 363K | 7K | – |
| ROPER TECHNOLOGIES INC | COM | 520K | 922 | – |
| ROYAL BK CDA | COM | 533K | 5K | – |
| RPM INTL INC | COM | 441K | 4K | – |
| RTX CORPORATION | COM | 3M | 28K | – |
| SCHLUMBERGER LTD | COM STK | 755K | 16K | – |
| SEMPRA | COM | 342K | 5K | – |
| SHELL PLC | SPON ADS | 3M | 44K | – |
| SHERWIN WILLIAMS CO | COM | 3M | 11K | – |
| SIXTH STREET SPECIALTY LENDI | COM | 329K | 15K | – |
| SOUTHERN CO | COM | 500K | 6K | – |
| SPDR INDEX SHS FDS | DJ INTL RL ETF | 204K | 9K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 443K | 814 | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 1M | 3K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 427K | 5K | – |
| STARBUCKS CORP | COM | 950K | 12K | – |
| STERICYCLE INC | COM | 6M | 99K | – |
| STRYKER CORPORATION | COM | 9M | 28K | – |
| SYSCO CORP | COM | 584K | 8K | – |
| TAPESTRY INC | COM | 3M | 62K | – |
| TE CONNECTIVITY LTD | SHS | 2M | 11K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 320K | 578 | – |
| TOOTSIE ROLL INDS INC | COM | 922K | 30K | – |
| TORONTO DOMINION BK ONT | COM NEW | 292K | 5K | – |
| TRACTOR SUPPLY CO | COM | 556K | 2K | – |
| TRANSDIGM GROUP INC | COM | 639K | 500 | – |
| UNILEVER PLC | SPON ADR NEW | 269K | 5K | – |
| UNION PAC CORP | COM | 3M | 12K | – |
| UNITED PARCEL SERVICE INC | CL B | 391K | 3K | – |
| US BANCORP DEL | COM NEW | 240K | 6K | – |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 2M | 20K | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 7M | 71K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 3M | 12K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 26K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 9M | 17K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 3M | 16K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 16M | 376K | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 856K | 21K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 1M | 14K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 831K | 5K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 684K | 7K | – |
| VANGUARD WORLD FD | INF TECH ETF | 519K | 900 | – |
| VERALTO CORP | COM SHS | 870K | 9K | – |
| VISA INC | COM CL A | 285K | 1K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 6M | 495K | – |
| WALMART INC | COM | 11M | 159K | – |
| WASTE MGMT INC DEL | COM | 614K | 3K | – |
| WATERS CORP | COM | 381K | 1K | – |
| WD 40 CO | COM | 307K | 1K | – |
| WEC ENERGY GROUP INC | COM | 607K | 8K | – |
| WELLS FARGO CO NEW | COM | 7M | 125K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 280K | 10K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 3M | 67K | – |