MAGNOLIA CAPITAL MANAGEMENT
MAGNOLIA CAPITAL MANAGEMENT, LTD. Legal Name
Adviser information for MAGNOLIA CAPITAL MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 77 | $170.4M |
| Non-Discretionary | 12 | $31.6M |
| Total | 89 | $202.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 32 | $12.1M |
| HNW Individuals | 26 | $106.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 2 | $8.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $75.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-65323 |
|---|---|
| SEC ERA File Number | 801-65323 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119597 |
| Legal Entity Identifier | None |
Principal Office
55 CHESTNUT STREET, SUITE 5COLD SPRING
NY
United States
Monday - Friday, 9:30 - 4:30
Tel: 845-809-5259, Fax: None
Websites
Chief Compliance Officer
TAMAR STUBBS
VICE-PRESIDENT
55 CHESTNUT STREET, SUITE 5
COLD SPRING
NY
United States
Tel:
845-809-5259
A****@****************************M
(Full email address available in API data)
Regulatory Contact
T. JEFFERSON CUNNINGHAM III
PRESIDENT/CEO
PO BOX 330
55 CHESTNUT STREET, SUITE 5
COLD SPRING
NY
United States
Tel:
845-809-5259
A****@****************************M
(Full email address available in API data)
Industry Affiliates
| CAROL A. POWELL, CPA | Accountant or accounting firm |
| HARPER CAPITAL MANAGEMENT, LTD. | Other investment adviser, including financial planners |
| VAN DE WATER & VAN DE WATER LLP | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CUNNINGHAM, T. JEFFERSON, COLEMAN | Individual | – | PRESIDENT,CHAIRMAN, CEO | 03/2002 | 25-50% |
| POWELL, CAROL, ANN | Individual | – | TREASURER & DIRECTOR | 03/2002 | < 5% |
| GIFFORD, JOHN, KARL | Individual | – | SECRETARY & VICE-CHAIRMAN | 03/2002 | < 5% |
| CUNNINGHAM, JAMES, BELL | Individual | – | DIRECTOR | 03/2002 | < 5% |
| Cunningham, James, Bell | Individual | – | DIRECTOR | 03/2002 | < 5% |
| TWICHELL, MARION, CUNNINGHAM | Individual | – | SHAREHOLDER | 03/2002 | 5-10% |
| TWICHELL, FREDERICK, CARTER | Individual | – | SHAREHOLDER | 03/2002 | 5-10% |
| VANKLEECK, PETER | Individual | – | DIRECTOR | 01/2004 | < 5% |
| VANVOORHIS, IRENE, MARY | Individual | – | ASSISTANT SECRETARY, VICE-PRESIDENT | 12/2005 | 5-10% |
| Stubbs, Tamar, Cunningham | Individual | – | VICE-PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | 08/2017 | < 5% |