CEDARVIEW CAPITAL MANAGEMENT, LP
Adviser information for CEDARVIEW CAPITAL MANAGEMENT, LP last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 91 | $115.4M |
| Non-Discretionary | 1 | $254,148 |
| Total | 92 | $115.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 90 | $45.9M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $69.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 6 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-65332 |
|---|---|
| SEC ERA File Number | 801-65332 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136253 |
| Legal Entity Identifier | None |
Principal Office
1067 BROADWAYWOODMERE
NY
United States
Monday - Friday, 8:30AM - 6:00PM
Tel: 212-375-6000, Fax: 212-375-6030
Chief Compliance Officer
STEPHEN WIND
1067 BROADWAY
WOODMERE
NY
United States
Tel:
212-375-6006
Fax:
212-375-6030
S****@*******************M
(Full email address available in API data)
Regulatory Contact
BURTON WEINSTEIN
MANAGING PARTNER
1067 BROADWAY
WOODMERE
NY
United States
Tel:
212-375-6002
Fax:
212-375-6030
B*********@*******************M
(Full email address available in API data)
Industry Affiliates
| CEDARVIEW GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SMSB CAPITAL FUND LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CEDARVIEW OPPORTUNITIES MASTER FUND, LP | Hedge Fund | $69.8M | $1.0M | 57 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEINSTEIN, BURTON, MN | Individual | – | LIMITED PARTNER AND MANAGING PARTNER | 08/2004 | 50-75% |
| CEDARVIEW CAPITAL MANAGEMENT, LLC | Domestic Entity | – | GENERAL PARTNER | 07/2004 | 10-25% |
| WIND, STEPHEN, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2009 | < 5% |
| WEINSTEIN, BURTON, MN | Individual | CEDARVIEW CAPITAL MANAGEMENT, LLC | ACTIVE | 08/2004 | > 75% |