PINE RIVER CAPITAL MANAGEMENT L.P.
Adviser information for PINE RIVER CAPITAL MANAGEMENT L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $9.7B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $9.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $9.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 69 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPASS THROUGH REIMBURSEMENT |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
601 CARLSON PARKWAY7TH FLOOR
MINNETONKA
MN
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 612-238-3300, Fax: 612-238-3301
Chief Compliance Officer
ELIZABETH OLNEY ARMS
HEAD OF LEGAL
601 CARLSON PARKWAY
7TH FLOOR
MINNETONKA
MN
United States
Tel:
612-238-3300
Fax:
612-238-3301
C*********@*******M
(Full email address available in API data)
Regulatory Contact
NICK NUSBAUM
CFO AND COO
601 CARLSON PARKWAY
7TH FLOOR
MINNETONKA
MN
United States
Tel:
612-238-3300
Fax:
612-238-3301
N***********@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PINE RIVER MASTER FUND LTD. | Hedge Fund | $25.7M | $1.0M | 119 |
| PINE RIVER MULTI-STRATEGY MASTER FUND LTD. | Hedge Fund | $4,657.9M | $1.0M | 4 |
| PINE RIVER MUNICIPAL MASTER FUND LTD. | Hedge Fund | $45.6M | $1.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PINE RIVER CAPITAL MANAGEMENT LLC | Domestic Entity | – | GENERAL PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. | 02/2002 | < 5% |
| TAYLOR, BRIAN, CURTIS | Individual | – | PARTNER, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | 02/2002 | < 5% |
| TAYLOR, BRIAN, CURTIS | Individual | PINE RIVER HOLDINGS L.P. | LIMITED PARTNER | 01/2015 | 50-75% |
| MANKODI, NIKHIL | Individual | – | PARTNER | 06/2006 | < 5% |
| SIERING, THOMAS, EDWIN | Individual | – | PARTNER | 07/2006 | < 5% |
| ROTH, WILLIAM, MEYER | Individual | – | PARTNER | 01/2012 | < 5% |
| RICHARDSON, PAUL, ANTONY | Individual | – | PARTNER, CHIEF RISK OFFICER | 04/2013 | < 5% |
| PINE RIVER HOLDINGS L.P. | Domestic Entity | – | LIMITED PARTNER OF PINE RIVER CAPITAL MANAGEMENT L.P. | 01/2015 | > 75% |
| NUSBAUM, NICHOLAS, BRUCE | Individual | – | PARTNER, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | 04/2016 | < 5% |
| TAYLOR, BRIAN, CURTIS | Individual | PINE RIVER CAPITAL MANAGEMENT LLC | MANAGER | 01/2015 | > 75% |
| PINE RIVER CAPITAL MANAGEMENT LLC | Domestic Entity | PINE RIVER HOLDINGS L.P. | GENERAL PARTNER | 12/2014 | |
| OLNEY ARMS, ELIZABETH, ANN | Individual | – | CHIEF COMPLIANCE OFFICER AND HEAD OF LEGAL | 07/2016 | < 5% |
| PRINCE, PHILIP, BENNETT | Individual | – | PARTNER, HEAD OF TREASURY | 03/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 13th, 2018 for period ending September 30th, 2018
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMYRIS INC | DEBT | 2K | – | none |
| SPDR S&P 500 ETF TRUST | ETP | 31K | 106K | none |