MARIN FINANCIAL ADVISORS LLC
Adviser information for MARIN FINANCIAL ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 488 | $444.5M |
| Non-Discretionary | 7 | $3.9M |
| Total | 495 | $448.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 67 | $35.5M |
| HNW Individuals | 96 | $255.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $155.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-65355 |
|---|---|
| SEC ERA File Number | 801-65355 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 135872 |
| Legal Entity Identifier | None |
Principal Office
80 EAST SIR FRANCIS DRAKE BLVDSUITE 1A
LARKSPUR
CA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 415-925-1212, Fax: 415-707-6500
Websites
Chief Compliance Officer
COLIN B. DRAKE
PRINCIPAL, INVESTMENT ADVISOR REPRESENTATIVE
80 EAST SIR FRANCIS DRAKE BLVD
SUITE 1A
LARKSPUR
CA
United States
Tel:
415-925-1212
Fax:
415-707-6500
C****@**********M
(Full email address available in API data)
Regulatory Contact
CHRISTINE CIONE
COMPLIANCE LIASON
80 EAST SIR FRANCIS DRAKE BLVD
SUITE 1A
LARKSPUR
CA
United States
Tel:
415-925-1212
Fax:
415-707-6500
C********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DRAKE, COLIN, BREUVART | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 01/2018 | > 75% |