STEELHEAD PARTNERS, LLC
STEELHEAD PARTNERS,LLC Legal Name
Adviser information for STEELHEAD PARTNERS, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $2.6B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $2.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 57 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesPERFORMANCE-BASED INCENTIVE ALLOCATION |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
800 FIFTH AVENUESUITE 3700
SEATTLE
WA
United States
Monday - Friday, 6:30 A.M. TO 2:30 P.M.
Tel: 206-307-0910, Fax: None
Chief Compliance Officer
BRENT BINGE
GENERAL COUNSEL
800 FIFTH AVENUE
SUITE 3700
SEATTLE
WA
United States
Tel:
206-307-0922
B****@************M
(Full email address available in API data)
Industry Affiliates
| STEELHEAD NAVIGATOR CAYMAN GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STEELHEAD PF CAPITAL, LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STEELHEAD NAVIGATOR MASTER, L.P. | Hedge Fund | $30.1M | $1.0M | 87 |
| STEELHEAD PATHFINDER MASTER, L.P. | Hedge Fund | $2,592.7M | $1.0M | 165 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSTON, JAMES, MICHAEL | Individual | – | MEMBER | 10/1996 | 25-50% |
| KLEIN, BRIAN, KATZ | Individual | – | MEMBER | 10/1996 | < 5% |
| BINGE, BRENT, EUGENE | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 07/2010 | < 5% |
| STEVENSON, GREG, MARTIN | Individual | – | PRESIDENT | 06/2010 | < 5% |
| HULSE, GRANT, WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | 06/2010 | < 5% |
| SCHAEFER, SCOTT, BRADLEY | Individual | – | MANAGING MEMBER | 03/2019 | < 5% |
| THE SCHAEFER FAMILY TRUST | Domestic Entity | – | MEMBER | 05/2019 | 25-50% |
| MCFARLAND, NICHOLAS, R | Individual | – | MEMBER/CO-PORTFOLIO MANAGER | 04/2020 | 25-50% |
| Schaefer, Melissa, Katherine | Individual | THE SCHAEFER FAMILY TRUST | TRUSTEE | 04/2014 | |
| SCHAEFER, SCOTT, BRADLEY | Individual | THE SCHAEFER FAMILY TRUST | TRUSTEE | 04/2014 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| NEXTERA ENERGY INC | UNIT 06/01/2027 | 5M | 100K | – |
| ALARM COM HLDGS INC | NOTE 1/1 | 37M | – | – |
| ALNYLAM PHARMACEUTICALS INC | NOTE 1.000% 9/1 | 29M | – | – |
| ARRAY TECHNOLOGIES INC | NOTE 1.000%12/0 | 26M | – | – |
| BILL HOLDINGS INC | NOTE 4/0 | 43M | – | – |
| BOX INC | NOTE 1/1 | 40M | – | – |
| CANADIAN SOLAR INC | NOTE 2.500%10/0 | 16M | – | – |
| CLOUDFLARE INC | NOTE 8/1 | 87M | – | – |
| COLLEGIUM PHARMACEUTICAL INC | NOTE 2.875% 2/1 | 25M | – | – |
| CONFLUENT INC | NOTE 1/1 | 61M | – | – |
| DEXCOM INC | NOTE 0.250%11/1 | 91M | – | – |
| DEXCOM INC | NOTE 0.375% 5/1 | 42M | – | – |
| DROPBOX INC | NOTE 3/0 | 30M | – | – |
| ENPHASE ENERGY INC | NOTE 3/0 | 34M | – | – |
| ENPHASE ENERGY INC | NOTE 3/0 | 42M | – | – |
| ETSY INC | NOTE 0.250% 6/1 | 47M | – | – |
| EVENTBRITE INC | NOTE 0.750% 9/1 | 22M | – | – |
| EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 26M | – | – |
| FIVERR INTL LTD | NOTE 11/0 | 50M | – | – |
| GREEBRIER COS INC | NOTE 2.875% 4/1 | 43M | – | – |
| GUARDANT HEALTH INC | NOTE 11/1 | 14M | – | – |
| INTERDIGITAL INC | NOTE 3.500% 6/0 | 47M | – | – |
| IONIS PHARMACEUTICALS INC | NOTE 4/0 | 52M | – | – |
| IONIS PHARMACEUTICALS INC | NOTE 1.750% 6/1 | 55M | – | – |
| ITRON INC | NOTE 3/1 | 30M | – | – |
| LUMENTUM HOLDINGS INC | NOTE 0.500%12/1 | 23M | – | – |
| LYFT INC | NOTE 1.500% 5/1 | 29M | – | – |
| MGP INGREDIENTS INC NEW | NOTE 1.875%11/1 | 30M | – | – |
| MACOM TECH SOLUTIONS HLDGS I | NOTE 0.250% 3/1 | 46M | – | – |
| NEW MTN FIN CORP | NOTE 7.500%10/1 | 13M | – | – |
| NICE LTD | NOTE 9/1 | 47M | – | – |
| NOVOCURE LTD | NOTE 11/0 | 35M | – | – |
| PTC THERAPEUTICS INC | NOTE 1.500% 9/1 | 19M | – | – |
| PACIRA BIOSCIENCES INC | NOTE 0.750% 8/0 | 23M | – | – |
| PROGRESS SOFTWARE CORP | NOTE 1.000% 4/1 | 29M | – | – |
| SAREPTA THERAPEUTICS INC | NOTE 1.250% 9/1 | 71M | – | – |
| SEA LTD | NOTE 0.250% 9/1 | 115M | – | – |
| SOLAREDGE TECHNOLOGIES INC | NOTE 9/1 | 28M | – | – |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 33M | – | – |
| SPOTIFY USA INC | NOTE 3/1 | 81M | – | – |
| BLOCK INC | NOTE 0.125% 3/0 | 14M | – | – |
| BLOCK INC | NOTE 5/0 | 22M | – | – |
| TRIPADVISOR INC | NOTE 0.250% 4/0 | 56M | – | – |
| UBER TECHNOLOGIES INC | NOTE 12/1 | 64M | – | – |
| UNITY SOFTWARE INC | NOTE 11/1 | 44M | – | – |
| UPWORK INC | NOTE 0.250% 8/1 | 40M | – | – |
| VEECO INSTRS INC DEL | NOTE 3.500% 1/1 | 9M | – | – |
| VEECO INSTRS INC DEL | NOTE 2.875% 6/0 | 61M | – | – |