NORTHSTAR CAPITAL FUNDS, LLC
Adviser information for NORTHSTAR CAPITAL FUNDS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $74.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $74.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $74.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-65437 |
|---|---|
| SEC ERA File Number | 801-65437 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 138526 |
| Legal Entity Identifier | None |
Principal Office
845 THIRD AVENUE17TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8 AM - 6 PM
Tel: 212-527-8340, Fax: 212-527-8301
Websites
Chief Compliance Officer
LEE PERETZMAN
CHIEF FINANCIAL OFFICER
845 THIRD AVENUE
17TH FLOOR
NEW YORK
NY
United States
Tel:
212-527-8340
Fax:
212-527-8301
L*********@************************M
(Full email address available in API data)
Regulatory Contact
MICHAEL P. ZUCKER
MANAGING MEMBER
845 THIRD AVENUE
17TH FLOOR
NEW YORK
NY
United States
Tel:
212-527-8315
Fax:
212-527-8301
M******@************************M
(Full email address available in API data)
Industry Affiliates
| NORTHSTAR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NORTHSTAR FUND III, L.P. | Hedge Fund | $74.7M | $1.0M | 33 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZUCKER, MICHAEL, PHILIP | Individual | – | MANAGING MEMBER | 08/2005 | 50-75% |
| FREITAG, LAWRENCE, SCOTT | Individual | – | MANAGING MEMBER | 03/2006 | 50-75% |
| PERETZMAN, LEE, A | Individual | – | CFO, CHIEF COMPLIANCE OFFICER | 02/2004 | < 5% |