Hedge Fund Database

REGAL WEALTH GROUP INC.

Adviser information for REGAL WEALTH GROUP INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesADVICE ON MATTERS NOT INVOLVING SECURITIES.
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-65444
SEC ERA File Number 801-65444
SEC CIK Numbers 1656537
SEC CRD Numbers 138374
Legal Entity Identifier None

Principal Office

12501 SEAL BEACH BLVD, SUITE 280
SEAL BEACH
CA
United States
Monday - Friday, 9:00 AM TO 4:00 PM
Tel: 562-799-1929, Fax: 562-799-0878

Websites

www.facebook.com/regal-wealth-group-253558471339607/ www.linkedin.com/company/regal-wealth-group/about/ www.regalwealthgroup.com

Chief Compliance Officer

WILLIAM MALCOLM BEELER
PRESIDENT / IAR
12501 SEAL BEACH BLVD, SUITE 280
SEAL BEACH
CA
United States
Tel: 562-799-1929
Fax: 562-799-0878
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BEELER, WILLIAM, MALCOLM Individual – MANAGING PRINCIPAL / CHIEF COMPLIANCE OFFICER/IAR 11/2005 < 5%
WILLIAM M. BEELER AND JACQUELINE A. BAILEY-BEELER, EACH AS TRUSTEES OF THE BEELER FAMILY TRUST DATED 8/24/1995 Domestic Entity – OWNER 09/2020 > 75%
BEELER, WILLIAM, MALCOLM Individual – WILLIAM M. BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 09/2020 50-75%
Bailey-Beeler, Jacqueline, A. Individual – JACQUELINE A. BAILEY-BEELER, TRUSTEE, BEELER FAMILY TRUST DATED 8/24/1995 09/2020 50-75%

No. Employees, Historic

10502020202120222023202420254 on 3/25/20204 on 6/12/20204 on 6/30/20204 on 9/21/20204 on 9/24/20204 on 10/19/20204 on 12/24/20204 on 3/15/20215 on 3/29/20225 on 4/18/20225 on 10/11/20225 on 3/10/20235 on 3/31/20235 on 3/13/20245 on 3/14/2024

RAUM, Historic

300M150M020202021202220232024196436254 on 3/25/2020196436254 on 6/12/2020196436254 on 6/30/2020196436254 on 9/21/2020196436254 on 9/24/2020196436254 on 10/19/2020196436254 on 12/24/2020212586730 on 3/15/2021233615485 on 3/29/2022233615485 on 4/18/2022233615485 on 10/11/2022190861580 on 3/10/2023190861580 on 3/31/2023

No. Clients, Historic

3001500202020212022202320242025287 on 3/25/2020287 on 6/12/2020287 on 6/30/2020287 on 9/21/2020287 on 9/24/2020287 on 10/19/2020287 on 12/24/2020293 on 3/15/2021284 on 3/29/2022284 on 4/18/2022284 on 10/11/2022273 on 3/10/2023273 on 3/31/20230 on 3/13/20240 on 3/14/2024

Holdings

From latest 13F, filed February 23rd, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
APPLE INC COM 1M 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 248K 681 –
BOEING CO COM 5M 21K –
CARRIER GLOBAL CORPORATION COM 280K 5K –
CHEVRON CORP NEW COM 242K 2K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 6M 197K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 8M 143K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 4M 88K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 22M 823K –
EDISON INTL COM 365K 5K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 3M 20K –
ISHARES INC MSCI EQUAL WEITE 295K 4K –
ISHARES TR MSCI USA MIN VOL 4M 55K –
ISHARES TR MSCI USA MMENTM 275K 2K –
ISHARES TR CORE US AGGBD ET 6M 57K –
ISHARES TR RUS 2000 GRW ETF 749K 3K –
ISHARES TR IBOXX INV CP ETF 10M 87K –
ISHARES TR CORE S&P SCP ETF 227K 2K –
ISHARES TR S&P 500 VAL ETF 2M 12K –
ISHARES TR CORE S&P500 ETF 15M 31K –
ISHARES TR S&P 500 GRWT ETF 2M 31K –
ISHARES TR RUS 1000 ETF 3M 10K –
ISHARES TR RUS 1000 VAL ETF 4M 26K –
ISHARES TR RUS 1000 GRW ETF 28M 97K –
ISHARES TR RUSSELL 2000 ETF 2M 9K –
ISHARES TR RUS 2000 VAL ETF 679K 5K –
MARRIOTT INTL INC NEW CL A 380K 2K –
MERCK & CO INC COM 623K 5K –
MICROSOFT CORP COM 691K 2K –
PROCTER AND GAMBLE CO COM 314K 2K –
ROCKWELL AUTOMATION INC COM 5M 15K –
RTX CORPORATION COM 664K 8K –
SKYWORKS SOLUTIONS INC COM 1M 11K –
SPDR GOLD TR GOLD SHS 231K 1K –
SPDR S&P 500 ETF TR TR UNIT 383K 821 –
TESLA INC COM 362K 2K –
UNITEDHEALTH GROUP INC COM 540K 991 –
VANGUARD INDEX FDS MID CAP ETF 6M 27K –
VANGUARD INDEX FDS REAL ESTATE ETF 237K 3K –
VANGUARD INDEX FDS SMALL CP ETF 1M 6K –
VANGUARD INDEX FDS TOTAL STK MKT 7M 30K –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 331K 5K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 9M 119K –