WOODBOURNE INVESTMENT MANAGEMENT LLC
Adviser information for WOODBOURNE INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $5.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $5.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $5.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-65460 |
|---|---|
| SEC ERA File Number | 801-65460 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137572 |
| Legal Entity Identifier | None |
Principal Office
1919 14TH STREETSUITE 900
BOULDER
CO
United States
Monday - Friday, 8:00 AM TO 5:00 PM MST
Tel: 303-413-1414, Fax: None
Chief Compliance Officer
TERRENCE M COGHLAN
COO
1919 14TH STREET
SUITE 900
BOULDER
CO
United States
Tel:
303-443-6766
T*******@**********T
(Full email address available in API data)
Regulatory Contact
JOHN HARDING
SVP - ASSET MANAGEMENT
1919 14TH ST
SUITE 900
BOULDER
CO
United States
Tel:
303-544-1290
J*******@**********T
(Full email address available in API data)
Industry Affiliates
| WOODBOURNE CANADA PARTNERS ADVISORS II LLC | Sponsor, GP, manager of pooled investment vehicles |
| WOODBOURNE CANADA PARTNERS ADVISORS III LLC | Sponsor, GP, manager of pooled investment vehicles |
| WOODBOURNE CANADA PARTNERS ADVISORS IV LLC | Sponsor, GP, manager of pooled investment vehicles |
| WOODBOURNE CANADA PARTNERS V LLC | Sponsor, GP, manager of pooled investment vehicles |
| WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COLUMBIA WOODBOURNE HOLDINGS, LLC | Hedge Fund | $5.1M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEYMAN FAMILY INTERESTS LTD | Domestic Entity | – | MEMBER | 02/2000 | > 75% |
| HEYMAN, JEFFREY, D. | Individual | – | MANAGER | 02/2000 | < 5% |
| HEYMAN, JEFFREY, D. | Individual | HEYMAN FAMILY INTERESTS LTD | PARTNER | 07/1999 | 50-75% |
| HARDING, JOHN, G. | Individual | – | SVP - ASSET MANAGEMENT | 01/2017 | < 5% |
| MCCONNELL, JANE | Individual | HEYMAN FAMILY INTERESTS LTD | PARTNER | 07/1999 | 50-75% |
| COGHLAN, TERRENCE, MATTHEW | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2016 | < 5% |