Hedge Fund Database

RADCLIFFE CAPITAL MANAGEMENT, L.P.

Adviser information for RADCLIFFE CAPITAL MANAGEMENT, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 26 $4.4B
Non-Discretionary 0 $0
Total 26 $4.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 18 $3.5B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities <5 $226.4M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $228.7M
Other <5 $481.4M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPORTFOLIO MGMT FOR GOVERNMENT ENTITIES
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-65461
SEC ERA File Number 801-65461
SEC CIK Numbers 1218275
SEC CRD Numbers 136028
Legal Entity Identifier 254900NINK6RWFS5EE09

Principal Office

50 MONUMENT ROAD
SUITE 300
BALA CYNWYD
PA
United States
Monday - Friday, 8:00 AM - 5:30 PM
Tel: 610-617-5900, Fax: 610-617-0580

Websites

www.radcliffefunds.com www.linkedin.com/company/radcliffecapitalmanagement

Chief Compliance Officer

JONATHAN MOOTZ
50 MONUMENT ROAD
SUITE 300
BALA CYNWYD
PA
United States
Tel: 610-617-5900
Fax: 610-617-0580
(Full email address available in API data)

Industry Affiliates

RADCLIFFE CAPITAL INVESTORS II, LLC Sponsor, GP, manager of pooled investment vehicles
RADCLIFFE CAPITAL INVESTORS III, LLC Sponsor, GP, manager of pooled investment vehicles
RADCLIFFE CAPITAL INVESTORS, LLC Sponsor, GP, manager of pooled investment vehicles
RADCLIFFE CAPITAL SELECT INVESTORS, LLC Sponsor, GP, manager of pooled investment vehicles
RADCLIFFE MULTI-STRATEGY GP, LLC Sponsor, GP, manager of pooled investment vehicles
RADCLIFFE SPAC GP, LLC Sponsor, GP, manager of pooled investment vehicles
RADCLIFFE SPAC OPPORTUNITY GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
RADCLIFFE BDC MASTER FUND, L.P. Hedge Fund $297.9M $0.3M 64
RADCLIFFE MULTI-STRATEGY MASTER FUND, L.P. Hedge Fund $289.3M $0.3M 45
RADCLIFFE SHORT DURATION FUND, L.P. PRIVATE FUND THAT DOES NOT SATISFY THE DEFINITIONS OF THE OTHER PRIVATE FUND TYPES $627.7M $0.3M 186
RADCLIFFE SPAC MASTER FUND, L.P. Hedge Fund $445.1M $0.3M 269
RADCLIFFE SPAC OPPORTUNITY FUND, L.P. Hedge Fund $5.0M $5.0M 69
RADCLIFFE TREASURY PLUS FUND, LTD. Hedge Fund $153.4M $0.3M 1
RADCLIFFE ULTRA SHORT DURATION MASTER FUND, L.P. Hedge Fund $1,454.9M $0.3M 578
RADCLIFFE ULTRA SHORT DURATION SELECT MASTER FUND, L.P. Hedge Fund $220.6M $0.3M 152

Control Persons

Name Type Entity Title Since Ownership
RGC MANAGEMENT COMPANY, LLC Domestic Entity – GENERAL PARTNER 08/2002 < 5%
CASSIDY, MATTHEW, ALLEN Individual – CHIEF FINANCIAL OFFICER 01/2009 < 5%
HINKEL, CHRISTOPHER, L Individual – DIRECTOR OF RESEARCH/LIMITED PARTNER 07/2009 25-50%
HINKEL, CHRISTOPHER, L Individual RGC MANAGEMENT COMPANY, LLC MANAGING MEMBER 07/2009 25-50%
IDLEWILD ASSOCIATES LP Domestic Entity – LIMITED PARTNER 09/2012 10-25%
THE STEVEN B. KATZNELSON 2012 TRUST F/B/O SARAH GRACE KATZNELSON Domestic Entity IDLEWILD ASSOCIATES LP LIMITED PARTNER 02/2012 25-50%
THE STEVEN B. KATZNELSON 2012 TRUST F/B/O EMILY TESS KATZNELSON Domestic Entity IDLEWILD ASSOCIATES LP LIMITED PARTNER 02/2012 25-50%
THE STEVEN B. KATZNELSON 2012 TRUST F/B/O JACOB MARK KATZNELSON Domestic Entity IDLEWILD ASSOCIATES LP LIMITED PARTNER 02/2012 25-50%
IDLEWILD ASSOCIATES GP LLC Domestic Entity IDLEWILD ASSOCIATES LP GENERAL PARTNER 02/2012
HINKEL, CHRISTOPHER, L Individual THE STEVEN B. KATZNELSON 2012 TRUST F/B/O SARAH GRACE KATZNELSON TRUSTEE 02/2012
MACKIMMIE, LAURIE, L Individual THE STEVEN B. KATZNELSON 2012 TRUST F/B/O SARAH GRACE KATZNELSON TRUSTEE 02/2012
MACKIMMIE, LAURIE, L Individual THE STEVEN B. KATZNELSON 2012 TRUST F/B/O EMILY TESS KATZNELSON TRUSTEE 02/2012
MACKIMMIE, LAURIE, L Individual THE STEVEN B. KATZNELSON 2012 TRUST F/B/O JACOB MARK KATZNELSON TRUSTEE 02/2012
HINKEL, CHRISTOPHER, L Individual THE STEVEN B. KATZNELSON 2012 TRUST F/B/O EMILY TESS KATZNELSON TRUSTEE 02/2012
HINKEL, CHRISTOPHER, L Individual THE STEVEN B. KATZNELSON 2012 TRUST F/B/O JACOB MARK KATZNELSON TRUSTEE 02/2012
MACKIMMIE, LAURIE, L Individual IDLEWILD ASSOCIATES GP, LLC SOLE MEMBER AND SPECIAL MANAGER 02/2012 > 75%
KATZNELSON, STEVE, BRETT Individual – CHIEF INVESTMENT OFFICER/LIMITED PARTNER 08/2002 25-50%
KATZNELSON, STEVE, BRETT Individual RGC MANAGEMENT COMPANY, LLC MANAGING MEMBER 08/2002 50-75%
DOYLE, DOUGLAS, PIERCE Individual THE STEVEN B. KATZNELSON 2012 TRUST F/B/O EMILY TESS KATZNELSON TRUSTEE 12/2012
DOYLE, DOUGLAS, PIERCE Individual THE STEVEN B. KATZNELSON 2012 TRUST F/B/O JACOB MARK KATZNELSON TRUSTEE 12/2012
DOYLE, DOUGLAS, PIERCE Individual THE STEVEN B. KATZNELSON 2012 TRUST F/B/O SARAH GRACE KATZNELSON TRUSTEE 12/2012
KUDU INVESTMENT US, LLC Domestic Entity – LIMITED PARTNER 12/2021 10-25%
KUDU INVESTMENT HOLDINGS, LLC Domestic Entity KUDU INVESTMENT US, LLC MANAGING MEMBER 12/2019 > 75%
KUDU INVESTMENT MANAGEMENT LLC Domestic Entity KUDU INVESTMENT HOLDINGS, LLC MANAGING MEMBER 12/2019 > 75%
CRAMER, JONATHAN, ADAM Individual KUDU INVESTMENT MANAGEMENT LLC DIRECTOR 02/2018
ROUNTREE, GEORGE, MANNING Individual KUDU INVESTMENT MANAGEMENT LLC DIRECTOR 02/2018
Bell, Wesley, Conger Individual KUDU INVESTMENT MANAGEMENT LLC DIRECTOR 02/2018
WM REGENT LTD. Foreign Entity KUDU INVESTMENT MANAGEMENT LLC MEMBER 10/2020 > 75%
WM INTERNATIONAL HOLDINGS LTD. Foreign Entity WM REGENT LTD. SHAREHOLDER 10/2020 > 75%
WM HINSON (BERMUDA) LTD. Foreign Entity WM INTERNATIONAL HOLDINGS LTD. SHAREHOLDER 10/2020 > 75%
WHITE MOUNTAINS INSURANCE GROUP, LTD. Foreign Entity WM HINSON (BERMUDA) LTD. SHAREHOLDER 10/2020 > 75%
JAKACKI, ROBERT, SCOTT Individual KUDU INVESTMENT MANAGEMENT LLC DIRECTOR 12/2014
RUFFEL, CHARLES, ANTHONY Individual KUDU INVESTMENT MANAGEMENT LLC DIRECTOR 12/2014
RUDNICK, PETER, MARTIN Individual – MANAGING DIRECTOR/LIMITED PARTNER 12/2022 < 5%
Adams, Ryan, Edward Individual – MANAGING DIRECTOR/LIMITED PARTNER 12/2022 < 5%
Gordon, Michael, Paul Individual – MANAGING DIRECTOR/LIMITED PARTNER 12/2022 < 5%
DUFFY, PETER, R Individual – DIRECTOR OF INVESTMENTS 01/2023 < 5%
Mootz, Jonathan Individual – CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

3015020202021202220232024202514 on 2/26/202016 on 3/23/202016 on 4/13/202018 on 3/31/202118 on 4/1/202118 on 11/29/202118 on 1/11/202220 on 3/30/202220 on 5/18/202222 on 3/29/202322 on 7/20/202322 on 1/19/202425 on 3/28/2024

RAUM, Historic

6B3B02020202120222023202420253493286781 on 2/26/20203257419180 on 3/23/20203257419180 on 4/13/20203989572814 on 3/31/20213989572814 on 4/1/20213989572814 on 11/29/20213989572814 on 1/11/20225820648440 on 3/30/20225820648440 on 5/18/20225805732007 on 3/29/20235805732007 on 7/20/20235805732007 on 1/19/20244430512575 on 3/28/2024

No. Clients, Historic

3015020202021202220232024202514 on 2/26/202014 on 3/23/202014 on 4/13/202017 on 3/31/202117 on 4/1/202117 on 11/29/202117 on 1/11/202218 on 3/30/202218 on 5/18/202221 on 3/29/202321 on 7/20/202321 on 1/19/202426 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AKAMAI TECHNOLOGIES INC Conv 5M – –
Bread Financial Holdings Inc. Conv 5M – –
BILL Holdings Inc Conv 1M – –
Bitcoin Depot Inc Common Stock 220K 122K –
Bitcoin Depot Inc Warrant 36K 741K –
BlackLine Inc Conv 3M – –
BlackLine Inc Conv 5M – –
Dayforce Inc. Conv 456K – –
Chegg Inc Conv 2M – –
Trump Media & Technology Group Corp Put 318K 10K –
Trump Media & Technology Group Corp Put 328K 10K –
Trump Media & Technology Group Corp Put 429K 13K –
Trump Media & Technology Group Corp Put 655K 20K –
Trump Media & Technology Group Corp Put 1M 43K –
Trump Media & Technology Group Corp Put 2M 58K –
DigitalOcean Holdings Inc Conv 141M – –
Dropbox Inc Conv 5M – –
Enphase Energy Inc Conv 9M – –
ESH Acquisition Corp Common Stock 417K 40K –
Etsy Inc Conv 3M – –
Etsy Inc Conv 28M – –
Fiverr International Ltd Conv 7M – –
Global Blockchain Acquisition Corp Right 1K 28K –
Jazz Pharmaceuticals plc Conv 21M – –
Jazz Pharmaceuticals plc Conv 30M – –
Magnite Inc. Conv 60M – –
New Mountain Finance Corporation Conv 49M – –
Okta Inc Conv 2M – –
Okta Inc Conv 33M – –
PROSPECT CAPITAL CORP Conv 12M – –
Relativity Acquisition Corp Warrant 0 244K –
Teladoc Health Inc Conv 41M – –
Turning Point Brands Inc Conv 3M – –
Unity Software Inc Conv 31M – –
Upwork Inc Conv 532K – –
Zscaler Inc Conv 3M – –
Alchemy Investments Acquisition Corp 1 Common Stock 509K 47K –
Alchemy Investments Acquisition Corp 1 Warrant 4K 30K –
Ares Acquisition Corp II Common Stock 2M 200K –
Ares Acquisition Corp II Warrant 7K 52K –
Haymaker Acquisition Corp 4 Common Stock 397K 38K –
Inflection Point Acquisition Corp II Common Stock 2M 148K –
Inflection Point Acquisition Corp II Warrant 3K 33K –
Rigel Resource Acquisition Corp Common Stock 2M 172K –
XPAC Acquisition Corp Common Stock 2M 225K –