FERMAT CAPITAL MANAGEMENT, LLC
Adviser information for FERMAT CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 37 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $9.5B |
| Non-Discretionary | 2 | $1.5B |
| Total | 13 | $11.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $5.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $1.1B |
| Sovereign wealth funds and foreign official institutions | 6 | $4.2B |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 85 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-65497 |
|---|---|
| SEC ERA File Number | 801-65497 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134099 |
| Legal Entity Identifier | 549300M0QYKO33HB5L77 |
Principal Office
615 RIVERSIDE AVENUEWESTPORT
CT
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 203-454-6811, Fax: 203-227-9509
Websites
Chief Compliance Officer
JEFFREY BATES
CHIEF OPERATING OFFICER
615 RIVERSIDE AVENUE
WESTPORT
CT
United States
Tel:
203-454-6802
Fax:
203-227-9509
J***@******M
(Full email address available in API data)
Regulatory Contact
CLAUDIA GREEN
GENERAL COUNSEL
615 RIVERSIDE AVENUE
WESTPORT
CT
United States
Tel:
203-454-6808
Fax:
203-227-9509
C******@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEO, NELSON, MOONHUN | Individual | – | MANAGING MEMBER | 10/2001 | 50-75% |
| SEO, JOHN, SEHUN | Individual | – | MANAGING MEMBER | 10/2001 | 50-75% |
| BATES, JEFFREY, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | 09/2004 | < 5% |
| HOUGHTON, BRETT, THOMAS | Individual | – | MANAGING PRINCIPAL | 10/2010 | < 5% |
| GREEN, CLAUDIA, NAOMI | Individual | – | GENERAL COUNSEL & SENIOR ANALYST | 11/2010 | < 5% |
| DENER, ADAM, LESLIE | Individual | – | MANAGING PRINCIPAL | 03/2015 | < 5% |