NET WORTH ADVISORY GROUP, LLC
Adviser information for NET WORTH ADVISORY GROUP, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,939 | $366.9M |
| Non-Discretionary | 761 | $265.2M |
| Total | 2,700 | $632.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 548 | $183.8M |
| HNW Individuals | 188 | $448.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
75 W. TOWNE RIDGE PARKWAYSUITE 460
SANDY
UT
United States
Monday - Friday, 8 AM TO 5 PM MOUNTAIN STANDARD TIME
Tel: 801-566-6639, Fax: 801-566-6688
Chief Compliance Officer
RAYMOND E. LEVITRE
MANAGING MEMBER
75 W. TOWNE RIDGE PARKWAY
SUITE 460
SANDY
UT
United States
Tel:
801-566-6639
Fax:
801-566-6688
R**@*****************M
(Full email address available in API data)
Regulatory Contact
DAVID SWAPP
MANAGING MEMBER
75 W. TOWNE RIDGE PARKWAY
SUITE 460
SANDY
UT
United States
Tel:
801-566-6639
Fax:
801-566-6688
D****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVITRE, RAYMOND, EVAN | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 04/2003 | 25-50% |
| SWAPP, DAVID, WILLIAM | Individual | – | MANAGING MEMBER | 01/2008 | 25-50% |
| SIMMONS, GREGORY, M. | Individual | – | MANAGING MEMBER | 01/2020 | 10-25% |
| SMITH, RICHARD, CURTISS | Individual | – | MANAGING MEMBER | 09/2021 | 10-25% |