TRIAXX ASSET MANAGEMENT LLC
Adviser information for TRIAXX ASSET MANAGEMENT LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $45.3M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $45.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $45.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-65566 |
|---|---|
| SEC ERA File Number | 801-65566 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137140 |
| Legal Entity Identifier | None |
Principal Office
1 WORLD TRADE CENTER85TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM - 5PM
Tel: (646) 443-6165, Fax: None
Chief Compliance Officer
MATTHEW MARON
1 WORLD TRADE CENTER
85TH FLOOR
NEW YORK
NY
United States
Tel:
(646) 443-6165
M*****@***************M
(Full email address available in API data)
Industry Affiliates
| ICP STRATEGIC CREDIT INCOME GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ICP STRATEGIC CREDIT INCOME MASTER FUND LIMITED | Hedge Fund | $0.0M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRIAXX HOLDCO, LLC | Domestic Entity | – | PRINCIPAL OWNER | 03/2015 | > 75% |
| GARG, VISHAL | Individual | TRIAXX HOLDCO, LLC | MEMBER | 01/2015 | 50-75% |
| CALAMARI, NICHOLAS | Individual | TRIAXX HOLDCO, LLC | MEMBER | 01/2015 | 25-50% |
| MARON, MATTHEW | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |