ANCHORAGE CAPITAL GROUP, L.L.C.
Adviser information for ANCHORAGE CAPITAL GROUP, L.L.C. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 100 |
|---|---|
| Investment Advisory/Research | 44 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 48 | $6.3B |
| Non-Discretionary | 0 | $0 |
| Total | 48 | $6.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 48 | $6.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 63 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
610 BROADWAY6TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30 A.M. - 6 P.M. EST
Tel: 212-432-4600, Fax: None
Chief Compliance Officer
DAVID YOUNG
610 BROADWAY
6TH FLOOR
NEW YORK
NY
United States
Tel:
212.432.4690
D**********@***************M
(Full email address available in API data)
Industry Affiliates
| ACPO MASTER, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE ADVISOR HOLDINGS GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE CAPITAL ADVISORS, L.P. | Other investment adviser, including financial planners |
| ANCHORAGE CAPITAL, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE CLO ECM, L.L.C. | Other investment adviser, including financial planners |
| ANCHORAGE CO-INVESTMENT GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE COLLATERAL MANAGEMENT, L.L.C. | Other investment adviser, including financial planners |
| ANCHORAGE CREDIT ADVISOR, L.L.C. | Other investment adviser, including financial planners |
| ANCHORAGE CREDIT OPPORTUNITIES FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE GP HOLDINGS GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE GP HOLDINGS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE HOLDINGS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE IO GP III, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE IO GP IV, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE IO GP V, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE IO GP VI, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE IO GP VII, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE LPC-V GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE MULTI-ASSET CREDIT FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE OPPORTUNITIES ADVISOR, L.L.C. | Other investment adviser, including financial planners |
| ANCHORAGE SSC-B GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE SSC-B II GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE STRATEGIES ADVISOR, L.L.C. | Other investment adviser, including financial planners |
| ANCHORAGE STRUCTURED COMMODITY ADVISOR, L.P. | Other investment adviser, including financial planners |
| ANCHORAGE STRUCTURED CREDIT GP II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE STRUCTURED CREDIT GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| ANCHORAGE STRUCTURED ENERGY TRANSITION FUND GP, L.L.C | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AIO V AIV, L.P. | Hedge Fund | $105.1M | $0.0M | 79 |
| ANCHORAGE CAPITAL MASTER OFFSHORE, LTD. | Hedge Fund | $2,332.4M | $10.0M | 226 |
| ANCHORAGE CO-INVESTMENT FUND, L.P. - SERIES A | Hedge Fund | $0.5M | $1.0M | 36 |
| ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VI (A), L.P. | Hedge Fund | $1,105.5M | $10.0M | 84 |
| ANCHORAGE ILLIQUID OPPORTUNITIES MASTER VII (A), L.P. | Hedge Fund | $1,635.7M | $10.0M | 82 |
| ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER III, L.P. | Hedge Fund | $8.4M | $10.0M | 54 |
| ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER IV, L.P. | Hedge Fund | $14.1M | $10.0M | 64 |
| ANCHORAGE ILLIQUID OPPORTUNITIES OFFSHORE MASTER V, L.P. | Hedge Fund | $733.2M | $10.0M | 79 |
| ANCHORAGE STRUCTURED CREDIT MASTER FUND, L.P. | Hedge Fund | $235.4M | $1.0M | 9 |
| BHCB HOLDINGS LLC | Hedge Fund | $283.2M | $0.1M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ULRICH, KEVIN, MICHAEL | Individual | – | CHAIRMAN | 07/2003 | < 5% |
| ANCHORAGE ADVISORS MANAGEMENT, L.L.C. | Domestic Entity | – | MANAGING MEMBER | 07/2003 | > 75% |
| ULRICH, KEVIN, MICHAEL | Individual | ANCHORAGE ADVISORS MANAGEMENT, L.L.C. | MANAGING MEMBER | 07/2003 | > 75% |
| RESERVOIR CAPITAL PARTNERS, LP | Domestic Entity | – | MEMBER | 07/2003 | 5-10% |
| BIRRELL, NATALIE, ANN | Individual | – | PRESIDENT | 02/2007 | < 5% |
| RESERVOIR CAPITAL PARTNERS (CAYMAN), LP | Foreign Entity | RESERVOIR CAPITAL PARTNERS, LP | LIMITED PARTNER | 01/2006 | > 75% |
| RESERVOIR CAPITAL GROUP, LLC | Domestic Entity | RESERVOIR PCA FUND (CAYMAN), LP | GENERAL PARTNER | 10/2006 | |
| RCGM, LLC | Domestic Entity | RESERVOIR CAPITAL GROUP, LLC | MANAGING MEMBER | 02/1997 | 50-75% |
| STERN, DANIEL, HENNELLY | Individual | RCGM, LLC | SENIOR MANAGING MEMBER | 02/1997 | 25-50% |
| HUFF, CRAIG, ALLEN | Individual | RCGM, LLC | SENIOR MANAGING MEMBER | 02/1997 | 25-50% |
| RCP GP, LLC | Domestic Entity | RESERVOIR CAPITAL PARTNERS, LP | GENERAL PARTNER | 01/2006 | |
| DUNLEAVY, ROBERT, O. | Individual | – | CHIEF OPERATING OFFICER | 01/2022 | < 5% |
| RESERVOIR CAPITAL PARTNERS (CAYMAN), LP | Foreign Entity | RCP GP, LLC | MEMBER | 01/2006 | > 75% |
| YOUNG, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2014 | < 5% |
| BARON, YALE, JACOB | Individual | – | CO-CHIEF INVESTMENT OFFICER | 12/2021 | < 5% |
| GOURNAY, THIBAULT, MATHIEU | Individual | – | CO-CHIEF INVESTMENT OFFICER | 12/2021 | < 5% |
| AKERMAN, ANDREW, JOHN | Individual | – | CHIEF FINANCIAL OFFICER | 02/2022 | < 5% |
| FERNANDEZ, DANIEL, EUGENIO | Individual | – | GENERAL COUNSEL | 03/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ARDAGH METAL PACKAGING S A | *W EXP 08/04/202 | 43K | 1M | – |
| ARDAGH METAL PACKAGING S A | SHS | 4M | 1M | – |
| FRONTIER COMMUNICATIONS PARE | COM | 134M | 5M | – |
| GINKGO BIOWORKS HOLDINGS INC | *W EXP 09/16/202 | 1K | 50K | – |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 23M | 70M | – |
| ROIVANT SCIENCES LTD | SHS | 51M | 5M | – |
| SENTINELONE INC | CL A | 104M | 5M | – |
| THE REALREAL INC | NOTE 1.000% 3/0 | 7M | – | – |