TITAN ADVISORS, LLC
Adviser information for TITAN ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 46 | $1.9B |
| Non-Discretionary | 0 | $0 |
| Total | 46 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 38 | $1.7B |
| Pension and profit sharing plans | <5 | $147.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 6 | $36.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 52 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisorEXEMPT MARKET DEALER IN CERTAIN CANADIAN PROVINCES |
Identifiers
| SEC RIA File Number | 801-65606 |
|---|---|
| SEC ERA File Number | 801-65606 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 135805 |
| Legal Entity Identifier | 549300BLBWL2WBIJJI66 |
Principal Office
750 WASHINGTON BLVD10TH FLOOR
STAMFORD
CT
United States
Monday - Friday, 9AM TO 5PM
Tel: 203-327-8600, Fax: 203-327-8599
Chief Compliance Officer
MONICA REYES GRAJALES
GENERAL COUNSEL
750 WASHINGTON BLVD.
10TH FLOOR
STAMFORD
CT
United States
Tel:
2033278600
M*****@****************M
(Full email address available in API data)
Regulatory Contact
IRENE THENNES
ASSOCIATE GENERAL COUNSEL & COMPLIANCE OFFICER
750 WASHINGTON BLVD
10TH FLOOR
STAMFORD
CT
United States
Tel:
203-327-8600
C*********@****************M
(Full email address available in API data)
Industry Affiliates
| FLAT WORLD TITAN LLC | Sponsor, GP, manager of pooled investment vehicles |
| SSC GENERAL PARTNER II, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| TITAN EMERGING MANAGERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TITAN FUND ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TITAN GLOBAL EQUITY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TITAN MACRO GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TITAN TTF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TSF ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALTERNATIVE INVESTMENTS INSTITUTIONAL MASTER FUND LTD. | Hedge Fund | $60.5M | $1.0M | 12 |
| ALTERNATIVE INVESTMENTS OPPORTUNITY, L.P. | Hedge Fund | $34.1M | $1.0M | 16 |
| ALTERNATIVE INVESTMENTS OPPORTUNITY, L.P. - CLASS CI-B & CI-C | Private Equity Fund | $2.8M | $0.1M | 59 |
| ALTERNATIVE INVESTMENTS OPPORTUNITY, L.P. - CLASS SIP III | Private Equity Fund | $0.0M | $0.3M | 15 |
| ALTERNATIVE INVESTMENTS SUSTAINABILITY, L.P. | Hedge Fund | $28.5M | $1.0M | 7 |
| ALTERNATIVE INVESTMENTS, L.P. | Hedge Fund | $76.1M | $1.0M | 28 |
| RINGO FUND, L.P. | Hedge Fund | $11.9M | $1.0M | 6 |
| SSC CREDIT OPPORTUNITIES FUND II, L.P. | Hedge Fund | $2.5M | $0.5M | 69 |
| TITAN ECLIPSE FUND LP | Hedge Fund | $34.6M | $1.0M | 5 |
| TITAN EMERGING MANAGERS FUND , L.P., CLASS F | Hedge Fund | $28.4M | $0.3M | 2 |
| TITAN EMERGING MANAGERS FUND , L.P., CLASS N | Hedge Fund | $26.9M | $0.3M | 11 |
| TITAN FORTRESS DRAWBRIDGE PLUS IDF LP | Private Equity Fund | $86.4M | $1.0M | 19 |
| TITAN FUND I SPC - EG SEGREGATED PORTFOLIO | Private Equity Fund | $9.4M | $0.1M | 89 |
| TITAN FUND I SPC - FASHION SP | Private Equity Fund | $1.8M | $0.1M | 32 |
| TITAN FUND I SPC - TITAN BIOTECH DISLOCATION FUND SP | Hedge Fund | $40.2M | $0.1M | 34 |
| TITAN FUND I SPC - ZEUS SP | Private Equity Fund | $0.0M | $0.1M | 0 |
| TITAN HARBOR, LP | Hedge Fund | $64.3M | $1.0M | 10 |
| TITAN HARBOR, LTD. | Hedge Fund | $24.0M | $1.0M | 3 |
| TITAN LEGACY CREDIT & DISTRESSED LP | Private Equity Fund | $185.1M | $1.0M | 3 |
| TITAN LEGACY FUND I, L.P. SERIES B | Hedge Fund | $224.2M | $1.0M | 23 |
| TITAN LEGACY LF FUND LP | Private Equity Fund | $14.3M | $1.0M | 12 |
| TITAN LEGACY SYSTEMATIC FUND, L.P. | Hedge Fund | $72.5M | $1.0M | 20 |
| TITAN LF FUND LP | Private Equity Fund | $17.5M | $1.0M | 7 |
| TITAN MASTERS FUND, L.P. | Hedge Fund | $408.1M | $0.1M | 87 |
| TITAN ML, LTD. | Hedge Fund | $74.5M | $1.0M | 21 |
| TITAN RIEF, L.P. | Hedge Fund | $28.8M | $0.5M | 1 |
| TITAN SELECT ICAV | Hedge Fund | $201.6M | $0.1M | 212 |
| TITAN TACTICAL TRADING FUND LP | Hedge Fund | $4.4M | $0.1M | 2 |
| TITAN THEMATIC LP | Hedge Fund | $83.7M | $1.0M | 11 |
| TITAN XT LP | Hedge Fund | $100.8M | $1.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FOX, GEORGE, JULIAN | Individual | – | CEO, PRINCIPAL AND PRESIDENT | 12/2000 | 50-75% |
| LEIFELS, RICHARD, A | Individual | – | PRINCIPAL | 09/2011 | 5-10% |
| MIRANDA, ANDREW, MICHAEL | Individual | – | PRINCIPAL & CHIEF FINANCIAL OFFICER | 08/2010 | < 5% |
| WALSH, BRIAN, EDWARD | Individual | – | PRINCIPAL | 05/2015 | 5-10% |
| DRITTEL, PETER, MARC | Individual | – | PRINCIPAL & SENIOR ADVISOR | 06/2017 | 5-10% |
| Reyes Grajales, Monica | Individual | – | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 12/2018 | < 5% |
| TITAN ADVISORS HOLDINGS LLC | Domestic Entity | – | MEMBER | 07/2020 | > 75% |
| FOX, GEORGE, JULIAN | Individual | TITAN ADVISORS HOLDINGS LLC | MANAGING MEMBER | 07/2020 | 50-75% |
| Lombino, Philip, Michael | Individual | – | CHIEF OPERATING OFFICER | 01/2023 | < 5% |
| PAOLINO, CHRISTOPHER, WALTER | Individual | – | CO-CHIEF INVESTMENT OFFICER | 01/2024 | < 5% |
| STONE, FRANK, BURNS | Individual | – | CO-CHIEF INVESTMENT OFFICER | 02/2024 | < 5% |