LINDEN ADVISORS LP
Adviser information for LINDEN ADVISORS LP last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $18.8B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $18.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $18.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 80 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
590 MADISON AVENUE15TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM TO 6:00 PM
Tel: 646-840-3500, Fax: 646-840-3625
Websites
Chief Compliance Officer
SAUL AHN
GENERAL COUNSEL
590 MADISON AVE., 15TH FLOOR
NEW YORK
NY
United States
Tel:
646-840-3642
Fax:
646-840-3625
S***@***********M
(Full email address available in API data)
Regulatory Contact
VINCENT LEVA
CHIEF FINANCIAL OFFICER
590 MADISON AVE., 15TH FLOOR
NEW YORK
NY
United States
Tel:
646-840-3496
Fax:
646-840-3625
V****@***********M
(Full email address available in API data)
Industry Affiliates
| LINDEN ADVISORS (HK) LIMITED | Other investment adviser, including financial planners |
| LINDEN GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LINDEN CAPITAL L.P. | Hedge Fund | $17,512.9M | $5.0M | 785 |
| PCH MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 214 | Hedge Fund | $678.7M | $0.3M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LINDEN HLD LLC | Domestic Entity | – | GENERAL PARTNER | 06/2004 | < 5% |
| WONG, SIU MIN, (JOE) | Individual | – | CHIEF EXECUTIVE OFFICER, LIMITED PARTNER | 05/2003 | > 75% |
| WONG, SIU MIN, (JOE) | Individual | LINDEN HLD LLC | MANAGING MEMBER | 06/2004 | > 75% |
| AHN, SAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2016 | < 5% |
| LEVA, VINCENT, PAUL | Individual | – | CHIEF FINANCIAL OFFICER | 06/2016 | < 5% |
| AHN, SAUL | Individual | – | GENERAL COUNSEL | 04/2011 | < 5% |
| DELANEY, JAMES, THOMAS | Individual | – | CHIEF OPERATING OFFICER | 09/2008 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 8X8 INC 4 02/01/2028 | SDBCV | 13M | – | – |
| ACCOLADE INC 0.5 04/01/2026 | SDBCV | 28M | – | – |
| AFFIRM HOLDINGS INC 0 11/15/2026 | SDBCV | 107M | – | – |
| AGRICULTURE & NATURAL SOLUTI | COM | 5M | 500K | – |
| AIRBNB INC 0 03/15/2026 | SDBCV | 97M | – | – |
| AIRSHIP AI HOLDINGS INC CW28 | RT | 274K | 745K | – |
| ALARM.COM HLDGS INC 0 01/15/2026 | SDBCV | 40M | – | – |
| ALCHEMY INVESTMENTS ACQUI 28 | RT | 45K | 250K | – |
| ALCHEMY INVESTMENTS ACQUISIT | COM | 5M | 500K | – |
| ALNYLAM PHARMACEUTICALS 1 09/15/2027 | SDBCV | 55M | – | – |
| ALPHATEC HOLDINGS INC 0.75 08/01/2026 | SDBCV | 68M | – | – |
| ALPHAVEST ACQUISITION CO RT | RT | 33K | 300K | – |
| ALTAIR ENGINEERING INC 1.75 06/15/2027 | SDBCV | 3M | – | – |
| ALVOTECH SA 27 | RT | 820K | 273K | – |
| AMBIPAR EMERGENCY RESPONS 28 | RT | 28K | 124K | – |
| APELLIS PHARMACEUTICALS 3.5 09/15/2026 | SDBCV | 27M | – | – |
| APX ACQUISITION CORP I 23 | RT | 38K | 200K | – |
| ARES ACQUISITION CORP II | COM | 23M | 2M | – |
| ARES ACQUISITION CORP II 28 | RT | 130K | 1M | – |
| ASCENDIS PHARMA A/S 2.25 04/01/2028 | SDBCV | 156M | – | – |
| ATHENA TECHNOLOGY ACQ CW23 | RT | 4K | 125K | – |
| ATLANTIC COAST ACQ CW23 | RT | 39K | 500K | – |
| BANZAI INTERNATIONAL INC CW26 | RT | 8K | 335K | – |
| BILIBILI INC 0.5 12/01/2026 | SDBCV | 77M | – | – |
| BILL HOLDINGS INC 0 04/01/2027 | SDBCV | 30M | – | – |
| BITE ACQUISITION CORP CW27 | RT | 29K | 466K | – |
| BLOCK INC 0 05/01/2026 | SDBCV | 59M | – | – |
| BLOCK INC 0.125 03/01/2025 | SDBCV | 1M | – | – |
| BLOCK INC 0.25 11/01/2027 | SDBCV | 101M | – | – |
| BLUEACACIA LTD CL A CW23 | RT | 4K | 300K | – |
| BLUEACACIA LTD RIGHTS | RT | 32K | 600K | – |
| BLUERIVER ACQUISIT A CW26 | RT | 1K | 83K | – |
| BOWEN ACQUISITION CORP | COM | 3M | 250K | – |
| BOWEN ACQUISITION CORP RTS | RT | 33K | 250K | – |
| BREAD FINANCIAL HLDGS 4.25 06/15/2028 | SDBCV | 633K | – | – |
| BRIDGEBIO PHARMA INC 2.25 02/01/2029 | SDBCV | 66M | – | – |
| BRIDGEBIO PHARMA INC 2.5 03/15/2027 | SDBCV | 65M | – | – |
| BRIGHTSPRING HEALTH SVCS INC 6.75 | CVPFD | 38M | 825K | – |
| BROOGE ENERGY LTD | RT | 2K | 608K | – |
| BYNORDIC ACQUISITION CW27 | RT | 11K | 350K | – |
| CABLE ONE INC 0 03/15/2026 | SDBCV | 83M | – | – |
| CANADIAN SOLAR INC 2.5 10/01/2025 | SDBCV | 94M | – | – |
| CAPTIVISION INC 28 | RT | 16K | 250K | – |
| CARDLYTICS INC 1 09/15/2025 | SDBCV | 3M | – | – |
| CARMELL CORPORATION COM | COM | 90K | 75K | – |
| CARMELL THERAPEUTICS CORP W EXP 07/12/202 | RT | 27K | 371K | – |
| CARTICA ACQUISITION A 28 | RT | 60K | 300K | – |
| CELULARITY INC CW26 | RT | 10K | 550K | – |
| CERENCE INC 3 06/01/2025 | SDBCV | 25M | – | – |
| CERO THERAPEUTICS HLDGS INC CW26 | RT | 6K | 250K | – |
| CHEFS' WAREHOUSE THE 2.375 12/15/2028 | SDBCV | 31M | – | – |
| CHEGG INC 0.125 03/15/2025 | SDBCV | 80M | – | – |
| CHURCHILL CAPITAL CORP IX | COM | 4M | 400K | – |
| CHURCHILL CAPITAL VII CW28 | RT | 533K | 2M | – |
| CLIMATEROCK CLASS A 27 | RT | 5K | 150K | – |
| CLIMATEROCK RTS | RT | 38K | 300K | – |
| CLOUDFLARE INC 0 08/15/2026 | SDBCV | 211M | – | – |
| CODERE ONLINE LUXEMBOU CW | RT | 169K | 158K | – |
| COINBASE GLOBAL INC 0.5 06/01/2026 | SDBCV | 134M | – | – |
| COLLEGIUM PHARMA INC 2.875 02/15/2029 | SDBCV | 108M | – | – |
| COLOMBIER ACQUIS CORP II | COM | 7M | 650K | – |
| CONFLUENT INC 0 01/15/2027 | SDBCV | 278M | – | – |
| CONMED CORP 2.25 06/15/2027 | SDBCV | 102M | – | – |
| CORE SCIENTIFIC INC 27 | RT | 6M | 1M | – |
| CORE SCIENTIFIC INC 29 | RT | 11M | 1M | – |
| CORNER GROWTH ACQUISITI CW23 | RT | 18K | 525K | – |
| CRITICAL METALS CORP 28 | RT | 97K | 300K | – |
| CYBERARK SOFTWARE LTD 0 11/15/2024 | SDBCV | 101M | – | – |
| CYTOKINETICS INC 3.5 07/01/2027 | SDBCV | 183M | – | – |
| DAYFORCE INC 0.25 03/15/2026 | SDBCV | 141M | – | – |
| DIGITALOCEAN HOLDINGS 0 12/01/2026 | SDBCV | 136M | – | – |
| DISTOKEN ACQUISITION CORP | RT | 9K | 75K | – |
| DISTOKEN ACQUISITION CORP 28 | RT | 1K | 74K | – |
| DP CAP ACQUISITION A CW23 | RT | 8K | 180K | – |
| DRAFTKINGS HOLDINGS INC 0 03/15/2028 | SDBCV | 261M | – | – |
| DROPBOX INC 0 03/01/2026 | SDBCV | 110M | – | – |
| DROPBOX INC 0 03/01/2028 | SDBCV | 42M | – | – |
| DUKE ENERGY CORP 4.125 04/15/2026 | SDBCV | 92M | – | – |
| DYNAVAX TECHNOLOGIES 2.5 05/15/2026 | SDBCV | 54M | – | – |
| ENCORE CAPITAL GROUP INC 4 03/15/2029 | SDBCV | 39M | – | – |
| ENPHASE ENERGY INC 0 03/01/2026 | SDBCV | 74M | – | – |
| ENPHASE ENERGY INC 0 03/01/2028 | SDBCV | 62M | – | – |
| ENPHYS ACQUISITION CW24 | RT | 5K | 128K | – |
| ENVESTNET INC 0.75 08/15/2025 | SDBCV | 51M | – | – |
| ENVESTNET INC 2.625 12/01/2027 | SDBCV | 48M | – | – |
| ESH ACQUISITION CORP A | COM | 1M | 100K | – |
| ESH ACQUISITION CORP RIGHT | RT | 13K | 100K | – |
| ETSY INC 0.125 09/01/2027 | SDBCV | 107M | – | – |
| ETSY INC 0.125 10/01/2026 | SDBCV | 6M | – | – |
| ETSY INC 0.25 06/15/2028 | SDBCV | 71M | – | – |
| EVE MOBILITY ACQUISIT A 23 | RT | 7K | 74K | – |
| EVENTBRITE INC 0.75 09/15/2026 | SDBCV | 61M | – | – |
| EVENTBRITE INC 5 12/01/2025 | SDBCV | 38M | – | – |
| EVEREST CONSOLIDATOR CW23 | RT | 41K | 200K | – |
| EXACT SCIENCES CORP 0.375 03/01/2028 | SDBCV | 37M | – | – |
| EXACT SCIENCES CORP 0.375 03/15/2027 | SDBCV | 65M | – | – |
| EXACT SCIENCES CORP 1 01/15/2025 | SDBCV | 6M | – | – |
| EXCELFIN ACQUISITION CW23 | RT | 9K | 250K | – |
| EZCORP INC 2.375 05/01/2025 | SDBCV | 36M | – | – |
| FINNOVATE ACQUISITION CW23 | RT | 6K | 319K | – |
| FIVE9 INC 0.5 06/01/2025 | SDBCV | 22M | – | – |
| FIVERR INTERNATIONAL LTD 0 11/01/2025 | SDBCV | 115M | – | – |
| FOCUS IMPACT ACQUISIT CW23 | RT | 12K | 286K | – |
| FREIGHTOS LTD CW28 | RT | 64K | 488K | – |
| GLAUKOS CORP 2.75 06/15/2027 | SDBCV | 1M | – | – |
| GLOBAL BLUE GROUP HOLDING AG | RT | 172K | 2M | – |
| GLOBAL TECHNOLOGY ACQ CW23 | RT | 15K | 200K | – |
| GORES HOLDING IX CW24 | RT | 45K | 417K | – |
| GRAF GLOBAL CORP | COM | 15M | 2M | – |
| GRIID INFRASTRUCTURE INC 28 | RT | 55K | 786K | – |
| H WORLD GROUP LTD 3 05/01/2026 | SDBCV | 98M | – | – |
| HAEMONETICS CORP 0 03/01/2026 | SDBCV | 39M | – | – |
| HALL OF FAME RESORT CW | RT | 13K | 992K | – |
| HALOZYME THERAPEUTICS IN 0.25 03/01/2027 | SDBCV | 93M | – | – |
| HALOZYME THERAPEUTICS IN 1 08/15/2028 | SDBCV | 137K | – | – |
| HAYMAKER ACQUISITION CORP 28 | RT | 79K | 450K | – |
| HAYMAKER ACQUISITION CORP 4 | COM | 9M | 900K | – |
| HEALTH CATALYST INC 2.5 04/15/2025 | SDBCV | 68M | – | – |
| HEALTHCARE AI ACQ CW23 | RT | 13K | 250K | – |
| HOLDCO NUVO GROUP DG LTD | RT | 7K | 250K | – |
| HYCROFT MINING HOLDING | RT | 10K | 754K | – |
| I3 VERTICALS LLC 1 02/15/2025 | SDBCV | 7M | – | – |
| ILEARNINGENGINES INC CW26 | RT | 436K | 656K | – |
| IMPINJ INC 1.125 05/15/2027 | SDBCV | 120M | – | – |
| INFINERA CORP 2.5 03/01/2027 | SDBCV | 45M | – | – |
| INFINERA CORP 3.75 08/01/2028 | SDBCV | 11M | – | – |
| INFLECTION POINT ACQUIS C 28 | RT | 49K | 500K | – |
| INFLECTION POINT ACQUIS CL A | COM | 11M | 1M | – |
| INNOVIVA INC 2.125 03/15/2028 | SDBCV | 88M | – | – |
| INOTIV INC 3.25 10/15/2027 | SDBCV | 16M | – | – |
| INSMED INC 0.75 06/01/2028 | SDBCV | 249M | – | – |
| INSULET CORPORATION 0.375 09/01/2026 | SDBCV | 5M | – | – |
| INTEGRA LIFESCIENCES HLD 0.5 08/15/2025 | SDBCV | 63M | – | – |
| INTERDIGITAL INC 3.5 06/01/2027 | SDBCV | 21M | – | – |
| IONIS PHARMACEUTICALS IN 0 04/01/2026 | SDBCV | 258K | – | – |
| IONIS PHARMACEUTICALS IN 1.75 06/15/2028 | SDBCV | 68M | – | – |
| IQIYI INC 2 04/01/2025 | SDBCV | 1M | – | – |
| IQIYI INC 4 12/15/2026 | SDBCV | 45M | – | – |
| IRIS ACQUISITION CORP CW | RT | 13K | 268K | – |
| IRONWOOD PHARMACEUTICALS 1.5 06/15/2026 | SDBCV | 38M | – | – |
| ISRAEL ACQUISITIONS CORP 28 | RT | 13K | 250K | – |
| ITRON INC 0 03/15/2026 | SDBCV | 2M | – | – |
| IX ACQUISITION CORP CW26 | RT | 16K | 175K | – |
| JAMF HOLDING CORP 0.125 09/01/2026 | SDBCV | 70M | – | – |
| JAWS MUSTANG ACQ C CW26 | RT | 54K | 500K | – |
| JOHN BEAN TECHNOLOGIES C 0.25 05/15/2026 | SDBCV | 3M | – | – |
| KENSINGTON CAPITAL ACQ CW23 | RT | 11K | 496K | – |
| LANTHEUS HOLDINGS INC 2.625 12/15/2027 | SDBCV | 19M | – | – |
| LANVIN GROUP HOLDINGS LTD 27 | RT | 34K | 1M | – |
| LCI INDUSTRIES 1.125 05/15/2026 | SDBCV | 29M | – | – |
| LEAFLY HOLDINGS INC COM NEW | COM | 3K | 2K | – |
| LEAFLY HOLDINGS INC CW26 | RT | 6K | 339K | – |
| LEGATO MERGER CORP III | COM | 5M | 450K | – |
| LEMONADE INC 28 | RT | 7K | 324K | – |
| LI AUTO INC 0.25 05/01/2028 | SDBCV | 142M | – | – |
| LIBERTY MEDIA CORP 2.25 08/15/2027 | SDBCV | 33M | – | – |
| LIBERTY MEDIA CORP 3.75 03/15/2028 | SDBCV | 54M | – | – |
| LITHIUM AMERICAS CORP 1.75 01/15/2027 | SDBCV | 18M | – | – |
| LIVE NATION ENTERTAINMEN 3.125 01/15/2029 | SDBCV | 127M | – | – |
| LIVENT CORP 4.125 07/15/2025 | SDBCV | 73M | – | – |
| LIVEPERSON INC 0 12/15/2026 | SDBCV | 41M | – | – |
| LIVONGO HEALTH 0.875 06/01/2025 | SDBCV | 177M | – | – |
| LUMENTUM HOLDINGS INC 0.5 06/15/2028 | SDBCV | 130M | – | – |
| LUMENTUM HOLDINGS INC 0.5 12/15/2026 | SDBCV | 112M | – | – |
| LUMENTUM HOLDINGS INC 1.5 12/15/2029 | SDBCV | 93M | – | – |
| LYFT INC 1.5 05/15/2025 | SDBCV | 71M | – | – |
| MAKEMYTRIP LIMITED 0 02/15/2028 | SDBCV | 156M | – | – |
| MANNKIND CORP 2.5 03/01/2026 | SDBCV | 35M | – | – |
| MARIADB PLC 27 | RT | 422K | 3M | – |
| MARRIOTT VACATION WORLDW 0 01/15/2026 | SDBCV | 107M | – | – |
| MARRIOTT VACATION WORLDW 3.25 12/15/2027 | SDBCV | 145M | – | – |
| MARS ACQUISITION CORP RIGHTS | RT | 13K | 60K | – |
| MERIT MEDICAL SYSTEMS INC | COM | 2M | 26K | – |
| MESA LABORATORIES INC 1.375 08/15/2025 | SDBCV | 13M | – | – |
| MICROSTRATEGY INC 0 02/15/2027 | SDBCV | 183M | – | – |
| MITEK SYSTEMS INC 0.75 02/01/2026 | SDBCV | 46M | – | – |
| MONGODB INC 0.25 01/15/2026 | SDBCV | 227M | – | – |
| MONTANA TECHNOLOGIES CORP CW24 | RT | 118K | 81K | – |
| MOOLEC SCIENCE SA | RT | 30K | 595K | – |
| MORINGA ACQUISITION COR CW26 | RT | 30K | 338K | – |
| MOUNTAIN & CO I ACQ CW23 | RT | 20K | 225K | – |
| MURANO GLOBAL BV 28 | RT | 126K | 750K | – |
| NABORS ENERGY TRANSITI CW | RT | 53K | 500K | – |
| NABORS ENERGY TRANSITION C A | COM | 11M | 1M | – |
| NATERA INC 2.25 05/01/2027 | SDBCV | 71M | – | – |
| NATIONAL VISION HOLDINGS 2.5 05/15/2025 | SDBCV | 56M | – | – |
| NEOGENOMICS INC 0.25 01/15/2028 | SDBCV | 44M | – | – |
| NEOGENOMICS INC 1.25 05/01/2025 | SDBCV | 48M | – | – |
| NEW PROVIDENCE ACQ A CW27 | RT | 8K | 167K | – |
| NEWBURY STREET ACQ CW27 | RT | 29K | 554K | – |
| NEXTERA ENERGY INC | CVPFD | 98M | 2M | – |
| NIO INC 0.5 02/01/2027 | SDBCV | 37M | – | – |
| NIOCORP DEVELOPMENTS LTD 28 | RT | 49K | 194K | – |
| NOVOCURE LTD 0 11/01/2025 | SDBCV | 40M | – | – |
| NUTANIX INC 0.25 10/01/2027 | SDBCV | 31M | – | – |
| NVNI GROUP LTD 28 | RT | 6K | 250K | – |
| OIL STATES INTL INC 4.75 04/01/2026 | SDBCV | 18M | – | – |
| OKTA INC 0.375 06/15/2026 | SDBCV | 16M | – | – |
| OMNICELL INC 0.25 09/15/2025 | SDBCV | 50M | – | – |
| ONYX ACQ CO I CL A CW23 | RT | 3K | 105K | – |
| PACIRA PHARMACEUTICALS 0.75 08/01/2025 | SDBCV | 19M | – | – |
| PAGERDUTY INC 1.25 07/01/2025 | SDBCV | 18M | – | – |
| PAPAYA GROWTH OPPORTUNI CW23 | RT | 19K | 400K | – |
| PAR TECHNOLOGY CORP 1.5 10/15/2027 | SDBCV | 59M | – | – |
| PAR TECHNOLOGY CORP 2.875 04/15/2026 | SDBCV | 32M | – | – |
| PATRIA LATIN AMERICAN CW27 | RT | 21K | 500K | – |
| PATRICK INDUSTRIES INC 1.75 12/01/2028 | SDBCV | 5M | – | – |
| PEARL HOLDINGS ACQ CW23 | RT | 6K | 122K | – |
| PEBBLEBROOK HOTEL TRUST 1.75 12/15/2026 | SDBCV | 105M | – | – |
| PEGASYSTEMS INC 0.75 03/01/2025 | SDBCV | 32M | – | – |
| PENN ENTERTAINMENT INC 2.75 05/15/2026 | SDBCV | 47M | – | – |
| PERMIAN RESOURC OPTG LLC 3.25 04/01/2028 | SDBCV | 42M | – | – |
| POWERUP ACQUISITION CW27 | RT | 33K | 900K | – |
| PPL CAPITAL FUNDING INC 2.875 03/15/2028 | SDBCV | 27M | – | – |
| PRESTO AUTOMATION INC 27 | RT | 14K | 547K | – |
| PROJECT ENERGY REIMAG CW28 | RT | 30K | 368K | – |
| PROS HOLDINGS INC 2.25 09/15/2027 | SDBCV | 74M | – | – |
| PSQ HOLDINGS INC W EXP 99/99/999 | RT | 103K | 275K | – |
| PTC THERAPEUTICS INC 1.5 09/15/2026 | SDBCV | 37M | – | – |
| Q2 HOLDINGS INC 0.125 11/15/2025 | SDBCV | 37M | – | – |
| Q2 HOLDINGS INC 0.75 06/01/2026 | SDBCV | 70M | – | – |
| RAPID7 INC 0.25 03/15/2027 | SDBCV | 142M | – | – |
| RAPID7 INC 2.25 05/01/2025 | SDBCV | 10M | – | – |
| REVELATION BIOSC CW27 | RT | 6K | 338K | – |
| RF ACQUISITION CORP CW27 | RT | 11K | 375K | – |
| RF ACQUISITION CORP RIGHTS | RT | 35K | 375K | – |
| RINGCENTRAL INC 0 03/15/2026 | SDBCV | 73M | – | – |
| ROADZEN INC W EXP 11/30/202 | RT | 10K | 250K | – |
| ROYAL CARIBBEAN CRUISES 6 08/15/2025 | SDBCV | 62M | – | – |
| SAREPTA THERAPEUTICS INC 1.25 09/15/2027 | SDBCV | 208M | – | – |
| SEA LTD 0.25 09/15/2026 | SDBCV | 157M | – | – |
| SEA LTD 2.375 12/01/2025 | SDBCV | 309M | – | – |
| SEASTAR MEDICAL HOLDING CORP CW26 | RT | 11K | 218K | – |
| SEMTECH CORP 1.625 11/01/2027 | SDBCV | 52M | – | – |
| SHAPEWAYS HOLDINGS INC CW26 | RT | 4K | 1M | – |
| SHIFT4 PAYMENTS INC 0 12/15/2025 | SDBCV | 80M | – | – |
| SHIFT4 PAYMENTS INC 0.5 08/01/2027 | SDBCV | 126M | – | – |
| SHOPIFY INC 0.125 11/01/2025 | SDBCV | 52M | – | – |
| SILVERBOX CORP III A | COM | 2M | 150K | – |
| SK GROWTH OPPORTUNITIES 29 | RT | 24K | 108K | – |
| SMART GLOBAL HOLDINGS IN 2.25 02/15/2026 | SDBCV | 12M | – | – |
| SNAP INC 0 05/01/2027 | SDBCV | 94M | – | – |
| SNAP INC 0.125 03/01/2028 | SDBCV | 209M | – | – |
| SOLAR EDGE TECHNOLOGIES 0 09/15/2025 | SDBCV | 35M | – | – |
| SOLAREDGE TECHNOLOGIES INC | COM | 408K | 16K | – |
| SOUTHLAND HLDGS INC W EXP 09/01/202 | RT | 138K | 400K | – |
| SPARK I ACQUISITION CORP | COM | 3M | 300K | – |
| SPOTIFY USA INC 0 03/15/2026 | SDBCV | 287M | – | – |
| SPRING VALLEY ACQUISIT RIGHT | RT | 81K | 600K | – |
| SPRING VALLEY ACQUISITION AW | RT | 27K | 300K | – |
| STARWOOD PROPERTY TRUST 6.75 07/15/2027 | SDBCV | 23M | – | – |
| STRIDE INC 1.125 09/01/2027 | SDBCV | 159K | – | – |
| SUMMIT HOTEL PROPERTIES 1.5 02/15/2026 | SDBCV | 52M | – | – |
| TALKSPACE INC CW25 | RT | 99K | 1M | – |
| TANDEM DIABETES CARE INC 1.5 05/01/2025 | SDBCV | 17M | – | – |
| TELADOC HEALTH INC 1.25 06/01/2027 | SDBCV | 19M | – | – |
| TEVOGEN BIO HLDGS INC CW26 | RT | 13K | 650K | – |
| TLGY ACQUISITION CORP 23 | RT | 21K | 425K | – |
| TOPGOLF CALL BRAN CORP 2.75 05/01/2026 | SDBCV | 81M | – | – |
| TORTOISEECOFIN ACQUISIT CW | RT | 115K | 677K | – |
| TRANSMEDICS GROUP INC 1.5 06/01/2028 | SDBCV | 217M | – | – |
| TRAVERE THERAPEUTICS INC 2.25 03/01/2029 | SDBCV | 3M | – | – |
| TRIPADVISOR INC 0.25 04/01/2026 | SDBCV | 34M | – | – |
| TRISTAR ACQ I CL A CW28 | RT | 20K | 133K | – |
| UCOMMUNE INTERNATIONAL CW25 | RT | 3K | 208K | – |
| UNITED STATES STEEL CORP 5 11/01/2026 | SDBCV | 207M | – | – |
| UNITY SOFTWARE INC 0 11/15/2026 | SDBCV | 65M | – | – |
| UPSTART HOLDINGS INC 0.25 08/15/2026 | SDBCV | 65M | – | – |
| UPWORK INC 0.25 08/15/2026 | SDBCV | 54M | – | – |
| VALUENCE MERGER CORP CW27 | RT | 19K | 375K | – |
| VAREX IMAGING CORPORATIO 4 06/01/2025 | SDBCV | 42M | – | – |
| VAST SOLAR PTY LTD 28 | RT | 22K | 200K | – |
| VEECO INSTRUMENTS INC 2.875 06/01/2029 | SDBCV | 107M | – | – |
| VEECO INSTRUMENTS INC 3.5 01/15/2025 | SDBCV | 4M | – | – |
| VERINT SYSTEMS INC 0.25 04/15/2026 | SDBCV | 63M | – | – |
| VOLATO GROUP INC CW23 | RT | 7K | 350K | – |
| VSEE HEALTH INC CW23 | RT | 105K | 500K | – |
| WAYFAIR INC 0.625 10/01/2025 | SDBCV | 49M | – | – |
| WAYFAIR INC 1 08/15/2026 | SDBCV | 41M | – | – |
| WAYFAIR INC 3.25 09/15/2027 | SDBCV | 44M | – | – |
| WAYFAIR INC 3.5 11/15/2028 | SDBCV | 22M | – | – |
| WIX LTD 0 08/15/2025 | SDBCV | 84M | – | – |
| WORKIVA INC 1.125 08/15/2026 | SDBCV | 8M | – | – |
| XBP EUROPE HOLDINGS INC CW27 | RT | 57K | 1M | – |
| XOMETRY INC 1 02/01/2027 | SDBCV | 12M | – | – |
| ZAPATA COMPUTING HLDGS INC CW23 | RT | 23K | 550K | – |
| ZIFF DAVIS INC 1.75 11/01/2026 | SDBCV | 3M | – | – |
| ZOOMCAR HLDGS INC | RT | 5K | 375K | – |
| ZOOZ POWER LTD 29 | RT | 8K | 255K | – |
| ZSCALER INC 0.125 07/01/2025 | SDBCV | 953K | – | – |
| ZTO EXPRESS KY INC 1.5 09/01/2027 | SDBCV | 180M | – | – |