Hedge Fund Database

GLAZER CAPITAL, LLC.

Adviser information for GLAZER CAPITAL, LLC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 37
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5 $2.5B
Non-Discretionary 0 $0
Total 5 $2.5B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $2.3B
Pension and profit sharing plans 1 $181.8M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 60

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-65644
SEC ERA File Number 801-65644
SEC CIK Numbers 1076809
SEC CRD Numbers 136932
Legal Entity Identifier CS3POQ66PDAK3REJ9E10

Principal Office

250 WEST 55TH STREET
SUITE 30A
NEW YORK
NY
United States
Monday - Friday, 8AM - 6PM
Tel: 212-808-7304, Fax: 212-808-7395

Websites

www.glazercapital.com www.linkedin.com/company/glazer-capital-llc

Chief Compliance Officer

DAYSUN CHANG
GENERAL COUNSEL
250 WEST 55TH STREET
SUITE 30A
NEW YORK
NY
United States
Tel: 212-808-7312
(Full email address available in API data)

Regulatory Contact

AVA LEDERER
COMPLIANCE OFFICER
250 WEST 55TH ST.
SUITE 30A
NEW YORK
NY
United States
Tel: 212-808-7306
(Full email address available in API data)

Industry Affiliates

PAUL J GLAZER, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
GLAZER CAPITAL MANAGEMENT, LP Hedge Fund $11.7M $0.5M 12
GLAZER ENHANCED FUND, LP Hedge Fund $631.3M $0.5M 159
GLAZER ENHANCED OFFSHORE FUND, LTD Hedge Fund $1,585.5M $0.5M 148
GLAZER INDEX PLUS FUND, LTD Hedge Fund $50.4M $0.3M 11

Control Persons

Name Type Entity Title Since Ownership
GLAZER, PAUL, JAY Individual – MANAGING MEMBER, PRESIDENT, CEO, CIO 10/1998 50-75%
BARLOW, DAVID, ALEXANDER Individual – CHIEF OPERATING OFFICER 01/2011 < 5%
ORT, MARK Individual – MEMBER, PORTFOLIO MANAGER 01/2009 25-50%
Sinclair, Megan, Michelle Individual – CHIEF FINANCIAL OFFICER 01/2020 < 5%
GLAZER FAMILY DYNASTY TRUST Domestic Entity – MEMBER 01/2012 5-10%
Glazer, Lisa, B. Individual GLAZER FAMILY DYNASTY TRUST TRUSTEE 01/2012
CHANG, DAYSUN, SUN Individual – CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL 01/2024 < 5%

No. Employees, Historic

40200201920202021202220232024202515 on 4/29/201918 on 3/25/202018 on 4/27/202018 on 2/24/202118 on 3/1/202129 on 3/31/202129 on 2/9/202230 on 3/31/202236 on 3/31/202336 on 9/26/202336 on 9/26/202336 on 1/23/202437 on 3/27/202437 on 3/27/2024

RAUM, Historic

6B3B020192020202120222023202420252113000000 on 4/29/20192180300000 on 3/25/20202180300000 on 4/27/20202180300000 on 2/24/20212180300000 on 3/1/20214544600000 on 3/31/20214544600000 on 2/9/20225889400000 on 3/31/20225752600000 on 3/31/20235752600000 on 9/26/20235752600000 on 9/26/20235752600000 on 1/23/20242460624000 on 3/27/20242460624000 on 3/27/2024

No. Clients, Historic

2010020192020202120222023202420259 on 4/29/20197 on 3/25/20207 on 4/27/20207 on 2/24/20217 on 3/1/202112 on 3/31/202112 on 2/9/20228 on 3/31/20225 on 3/31/20235 on 9/26/20235 on 9/26/20235 on 1/23/20245 on 3/27/20245 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
99 ACQUISITION GROUP INC CL A 768 73K –
A SPAC II ACQUISITION CORP ORD SHS CL A 561 50K –
AGRICULTURE & NAT SOL ACQ CO SHS CL A 13K 1M –
AGRICULTURE & NAT SOL ACQ CO W EXP 10/01/202 60 375K –
AI TRANSN ACQUISITION CORP ORD SHS 6K 560K –
AI TRANSN ACQUISITION CORP RIGHT 09/01/2028 79 413K –
AIMEI HEALTH TECHNOLOGY CO L SHS 6K 589K –
AIMEI HEALTH TECHNOLOGY CO L RIGHT 11/17/2028 16 75K –
AIMFINITY INVESTMENT CORP I UNIT 02/01/2029 10 915 –
AIMFINITY INVESTMENT CORP I W EXP 99/99/999 1 27K –
AIMFINITY INVESTMENT CORP I UNIT 04/21/2027 2K 149K –
ALCHEMY INVTS ACQUISITN CORP SHS CL A 2K 158K –
ALIMERA SCIENCES INC COM NEW 3K 552K –
ALPHA STAR ACQUISITION CORP ORDINARY SHARES 2K 190K –
ALPHATIME ACQUISITION CORP ORDINARY SHARES 6K 580K –
ALPHAVEST ACQUISITION CORP ORDINARY SHARES 3K 230K –
APX ACQUISITION CORP I CLASS A ORD SHS 3K 271K –
ARES ACQUISITION CORP II SHS CLASS A 10K 927K –
ARES ACQUISITION CORP II UNIT 99/99/9999 1 105 –
ARES ACQUISITION CORP II W EXP 99/99/999 38 290K –
ARYA SCIENCES ACQU CORP IV CL A 3K 235K –
ASSETMARK FINL HLDGS INC COM 60K 2M –
ATLANTICA SUSTAINABLE INFR P SHS 14K 621K –
ATRION CORP COM 24K 54K –
AURA FAT PROJS ACQUISITION C CLASS A ORD 5K 401K –
AXON ENTERPRISE INC NOTE 0.500% 12/1 10K – –
AXONICS INC COM 7K 99K –
BAYVIEW ACQUISITION CORP ORD SHS 2K 223K –
BAYVIEW ACQUISITION CORP UNIT 99/99/9999 2 150 –
BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 30K – –
BLACK HAWK ACQUISITION CORP USD CL A SHS 1K 136K –
BLACK HAWK ACQUISITION CORP RIGHT 06/20/2025 10 9K –
BLACKLINE INC NOTE 0.125% 8/0 35K – –
BLUE OCEAN ACQUISITION CORP CLASS A ORD SHS 2K 200K –
BLUE WORLD ACQUISITION CORP CLASS A ORD SHS 3K 243K –
BOWEN ACQUISITION CORP SHS 2K 216K –
BROOKFIELD CORP CL A LTD VT SH 31K 740K –
BUKIT JALIL GBL ACQUISITION ORD SHS 4K 408K –
CARTESIAN GROWTH CORP II CLASS A ORD 5K 403K –
CARTICA ACQUISITION CORP CLASS A ORD SHS 3K 256K –
CARTICA ACQUISITION CORP W EXP 04/30/202 0 1K –
CATCHA INVESTMENT CORP SHS CL A 1K 95K –
CENTURION ACQUISITION CORP UNIT 05/31/2032 5K 500K –
CEREVEL THERAPEUTICS HLDNG I COM 2K 40K –
CHENGHE ACQUISITION I CO CLASS A ORD SHS 571 50K –
CHENGHE ACQUISITION II CO UNIT 05/30/2031 2K 180K –
CLIMATEROCK CLASS A ORD 150 13K –
CSLM ACQUISITION CORP CLASS A ORD SHS 1K 94K –
DATADOG INC NOTE 0.125% 6/1 16K – –
DENALI CAPITAL ACQUISITN COR CLASS A ORD 3K 311K –
DIAMOND OFFSHORE DRILLING IN COM 15K 957K –
DP CAP ACQUISITION CORP I CLASS A ORD 225 20K –
DT CLOUD ACQUISITION CORP ORD SHS 1K 126K –
DT CLOUD ACQUISITION CORP RIGHT 02/14/2029 29 93K –
EMBRACE CHANGE ACQUISITN COR ORDINARY SHARES 3K 272K –
ENCORE WIRE CORP COM 89K 307K –
ENDEAVOR GROUP HLDGS INC CL A COM 49K 2M –
ENPHYS ACQUISITION CORP CL A ORD SHS 1K 98K –
EQT CORP COM 345 9K –
EQUITRANS MIDSTREAM CORP COM 28K 2M –
ESH ACQUISITION CORP COM 2K 165K –
EVERBRIDGE INC COM 66K 2M –
EVERBRIDGE INC NOTE 03/01 3K – –
EVERGREEN CORPORATION CLASS A ORD SHS 6K 486K –
FINNOVATE ACQUISITION CORP CLASS A ORD SHS 3K 244K –
FLAG SHIP ACQUISITION CORP UNIT 05/22/2029 3K 336K –
FOUR LEAF ACQUISITION CORP COM CL A 1K 114K –
FOUR LEAF ACQUISITION CORP UNIT 03/15/2028 0 1 –
GCT SEMICONDUCTOR HLDG INC W EXP 03/01/202 32 210K –
GLOBAL LIGHTS ACQUISITION CO ORD SHS 3K 295K –
GLOBAL LIGHTS ACQUISITION CO UNIT 99/99/9999 1 100 –
GLOBAL TECHNOLGY ACQSTN CORP CLASS A ORD 166 15K –
GOLDEN STAR ACQUISITION CORP USD ORD SHS 7K 606K –
GP-ACT III ACQUISITION CORP UNIT 99/99/9999 3K 275K –
HASHICORP INC COM CL A 9K 263K –
HAYMAKER ACQUISITION CORP IV CLASS A 11K 1M –
HAYMAKER ACQUISITION CORP IV W EXP 05/31/202 28 158K –
HIBBETT INC COM 11K 131K –
HOLLYSYS AUTOMATION TCHNGY L SHS 64K 3M –
HORIZON SPACE ACQUSTN I CORP ORDINARY SHARES 4K 379K –
INFINT ACQUISITION CORP CL A ORD SHS 5K 426K –
INFLECTION PT ACQUISITN CRP CL A ORD SHS 5K 474K –
INFLECTION PT ACQUISITN CRP UNIT 08/29/2031 0 5 –
INTEGRAL ACQUISITION CORP 1 CLASS A COM 686 62K –
INVESTCORP EUROPE ACQUISITIO CLASS A ORD SHS 9K 750K –
INVESTCORP INDIA ACQUISTN CO CLASS A ORD SHS 14K 1M –
ISRAEL ACQUISITIONS CORP CLASS A ORD 2K 142K –
IX ACQUISITION CORP CLASS A ORD SHS 114 10K –
JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 14K – –
JVSPAC ACQUISITION CORP SHS CL A 1K 112K –
JVSPAC ACQUISITION CORP RIGHT 11/26/2026 0 100 –
KAIROUS ACQUISITION CORP LTD ORDINARY SHARES 1K 105K –
KEEN VISION ACQUISITION CORP SHS 4K 423K –
LEARN CW INVESTMENT COR CL A ORD SHS 2K 143K –
LEGATO MERGER CORP III ORD SHS 3K 272K –
LEGATO MERGER CORP III W EXP 05/08/203 17 134K –
LIONHEART HOLDINGS UNIT 99/99/9999 999 100K –
MACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 5K – –
MELAR ACQUISITION CORP. I UNIT 06/10/2029 4K 375K –
MONTEREY CAP ACQUISITION COR CLASS A COM 7K 652K –
MOUNTAIN & CO I ACQUISITN CO CLASS A ORD 3K 285K –
NABORS ENERGY TRANSITION COR CL A 4K 375K –
NATIONAL WESTN LIFE GROUP IN CL A 78K 158K –
NOVA VISION ACQUISITION CORP COM 928 77K –
NUVEI CORPORATION SUB VTG SHS 23K 708K –
ON SEMICONDUCTOR CORP NOTE 5/0 22K – –
OVERSEAS SHIPHOLDING GROUP I CL A NEW 29K 3M –
PATRIA LATIN AMRCN OPPRNTY A CLASS A ORD SHS 5K 400K –
PERCEPTION CAPITAL CORP IV CL A COM 2K 190K –
PERCEPTIVE CAP SOLUTIONS COR CL A ORD SHS 593 59K –
PERFICIENT INC COM 36K 477K –
PLUM ACQUISITION CORP I CLASS A ORD SHS 4K 337K –
POWERSCHOOL HOLDINGS INC COM CL A 36K 2M –
POWERSCHOOL HOLDINGS INC COM CL A 7 3K –
PYROPHYTE ACQUISITION CORP CL A ORD SHS 6K 486K –
RF ACQUISITION CORP II UNIT 05/01/2026 6K 603K –
SHIFT4 PMTS INC CL A 5K 65K –
SHIFT4 PMTS INC CL A 40 301 –
SILK RD MED INC COM 17K 620K –
SILVERBOW RES INC COM 21K 558K –
SPARK I ACQUISITION CORP ORD SHS 1K 131K –
SPRING VALLEY ACQUISTN CORP CLASS A ORD 11K 982K –
SQUARESPACE INC CLASS A 96K 2M –
TECHNOLOGY & TELECOM ACQ COR CLASS A ORD SHS 5K 409K –
TECHTARGET INC NOTE 12/01 13K – –
TENX KEANE ACQUISITION ORD SHS 3K 307K –
TLGY ACQUISITION CORPORATION CLASS A ORD SHS 3K 243K –
TMT ACQUISITION CORP SHS 1K 118K –
TMT ACQUISITION CORP RIGHT 03/27/2028 0 1K –
TORTOISEECOFIN ACQUISITION C SHS CL A 9K 804K –
TRAILBLAZER MERGER CORP I CL A 712 66K –
TRISTAR ACQUISITION I CORP CL A ORD SHS 5K 438K –
U S SILICA HLDGS INC COM 35K 2M –
VALUENCE MERGER CORP I CLASS A ORD SHS 3K 275K –
VIZIO HLDG CORP CL A COM 12 979 –
VIZIO HLDG CORP CL A COM 45 2K –
WALKME LTD ORD SHS 6K 395K –
WHOLE EARTH BRANDS INC COM CL A 6K 1M –
ZALATORIS II ACQUISITION COR CLASS A ORD 6K 564K –