ECOFIN ADVISORS LIMITED

Adviser information for ECOFIN ADVISORS LIMITED last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	United Kingdom

Employees

Total Number of Employees	17
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	15	$1.4B
Non-Discretionary	1	$364,161
Total	16	$1.4B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	3	$328.8M
Business development companies	0	$0
Pooled investment vehicles	9	$808.2M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$239.5M
Other	<5	$364,161

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	55

Services

Advisory Services	Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-65723
SEC ERA File Number	801-65723
SEC CIK Numbers	None
SEC CRD Numbers	130824
Legal Entity Identifier	549300Z2ET89XOQWMV67

Principal Office

15 BUCKINGHAM STREET
LONDON
United Kingdom

Monday - Friday, 9:00 A.M. TO 6:00 P.M.

Tel: 44-207-451-2929, Fax: None

Websites

www.ecofininvest.com www.linkedin.com/company/ecofin twitter.com/ecofininvest vimeo.com/user195742134 facebook.com/ecofininvest www.instagram.com/ecofininvest podcasts.ecofininvest.com

Chief Compliance Officer

LISA J ANDERSON

15 BUCKINGHAM STREET

LONDON

United Kingdom

Tel: 44 207 451 2929

L********@***************M

(Full email address available in API data)

Industry Affiliates

ECOFIN ADVISORS, LLC	Other investment adviser, including financial planners
ECOFIN DSIF IV GP LLC	Sponsor, GP, manager of pooled investment vehicles
ECOFIN EC GP, LLC	Sponsor, GP, manager of pooled investment vehicles
ECOFIN ETA GP, LLC	Sponsor, GP, manager of pooled investment vehicles
ECOFIN MANAGEMENT, LLC	Sponsor, GP, manager of pooled investment vehicles
TIS ADVISORS	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
TORTOISE CAPITAL ADVISORS, L.L.C.	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
TORTOISE DIRECT OPPORTUNITIES	Sponsor, GP, manager of pooled investment vehicles
TORTOISE MANAGEMENT	Sponsor, GP, manager of pooled investment vehicles
TORTOISEECOFIN DSIF II	Sponsor, GP, manager of pooled investment vehicles
TORTOISEECOFIN DSIF III GP, LLC	Sponsor, GP, manager of pooled investment vehicles
TORTOISEECOFIN EOF GP, LLC	Sponsor, GP, manager of pooled investment vehicles
TORTOISEECOFIN MUNICIPAL CREDIT	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
ECOFIN CLIMATE CHAMPIONS FUND, LLC	Hedge Fund	$98.4M	$1.0M	3
ECOFIN ENERGY TRANSITION ALPHA OPPORTUNITIES FUND, LP	LISTED EQUITIES FUND	$33.0M	$1.0M	3
EMISSION CRITICAL, LP	Hedge Fund	$295.9M	$1.0M	3

Control Persons

Name	Type	Entity	Title	Since	Ownership
Anderson, Lisa, Jayne	Individual	–	CHIEF COMPLIANCE OFFICER	11/2018	< 5%
ECOFIN INVESTMENTS, LLC	Domestic Entity	–	SHREHOLDER COMMON STOCK	11/2018	> 75%
TORTOISEECOFIN PARENT HOLDCO LLC (FORMERLY TORTOISE PARENT HOLDCO LLC)	Domestic Entity	TORTOISEECOFIN BORROWER LLC (FORMERLY TORTOISE BORROWER LLC)	SOLE MEMBER	01/2018	> 75%
TORTOISEECOFIN INVESTMENTS, LLC (FORMERLY TORTOISE INVESTMENTS, LLC)	Domestic Entity	TORTOISEECOFIN PARENT HOLDCO LLC (FORMERLY TORTOISE PARENT HOLDCO LLC)	SOLE	01/2018	> 75%
LM TORTOISE HOLDINGS LLC	Domestic Entity	TORTOISEECOFIN INVESTMENTS, LLC (FORMERLY TORTOISE INVESTMENTS, LLC)	MEMBER	01/2018	50-75%
LM TORTOISE INVESTMENT HOLDINGS IV CO-INVESTMENT LLC	Domestic Entity	LM TORTOISE HOLDINGS LLC	MEMBER	01/2018	50-75%
LM TORTOISE HOLDINGS CO-INVESTMENT LLC	Domestic Entity	LM TORTOISE HOLDINGS LLC	MEMBER	01/2018	25-50%
HCF4 HOLDINGS LLC	Domestic Entity	LM TORTOISE HOLDINGS CO-INVESTMENT LLC	MEMBER	01/2018	25-50%
LM TORTOISE INVESTMENT HOLDINGS IV LLC	Domestic Entity	LM TORTOISE INVESTMENT HOLDINGS IV CO-INVESTMENT LLC	MANAGING MEMBER	01/2018	50-75%
LOVELL MINNICK EQUITY PARTNERS IV LP	Domestic Entity	LM TORTOISE INVESTMENT HOLDINGS IV LLC	MEMBER	01/2018	50-75%
LM TORTOISE INVESTMENT HOLDINGS IV-A INC	Domestic Entity	LM TORTOISE INVESTMENT HOLDINGS IV LLC	MEMBER	01/2018	25-50%
LOVELL MINNICK EQUITY PARTNERS IV-A LP	Domestic Entity	LM TORTOISE INVESTMENT HOLDINGS IV-A INC	OWNER	01/2018	> 75%
LOVELL MINNICK EQUITY ADVISORS IV LP	Domestic Entity	LOVELL MINNICK EQUITY PARTNERS IV-A LP	GENERAL PARTNER	01/2014
LOVELL MINNICK EQUITY ADVISORS IV LP	Domestic Entity	LOVELL MINNICK EQUITY PARTNERS IV LP	GENERAL PARTNER	01/2014
NEWCOMB, BRENT, JON	Individual	–	DIRECTOR	01/2019	< 5%
DE LAMAZE, JEAN-HUGUES	Individual	–	DIRECTOR	07/2020	< 5%
TORTOISEECOFIN BORROWER LLC (FORMERLY TORTOISE BORROWER LLC)	Domestic Entity	ECOFIN INVESTMENTS, LLC	SOLE MEMBER	01/2020	> 75%
FUND IV UGP LLC	Domestic Entity	LOVELL MINNICK EQUITY ADVISORS IV LP	GENERAL PARTNER	01/2014
LOVELL MINNICK PARTNERS LLC	Domestic Entity	FUND IV UGP LLC	MANAGING MEMBER	01/2014	> 75%

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