EJF CAPITAL LLC
Adviser information for EJF CAPITAL LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 29 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 236 | $6.8B |
| Non-Discretionary | 0 | $0 |
| Total | 236 | $6.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 41 | $6.4B |
| Pension and profit sharing plans | <5 | $64.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $287.9M |
| Other | 184 | $33.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 15 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsCOLLATERAL MANAGEMENT |
|---|---|
| Compensation | % of AUMPerformance-based feesPLATFORM FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 33.6M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ADVISORY PROGRAM | J.P. MORGAN SECURITIES LLC |
| STRATIS PROGRAM | J.P. MORGAN SECURITIES LLC |
Principal Office
2107 WILSON BOULEVARDSUITE 410
ARLINGTON
VA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 703-997-5728, Fax: 703-875-0566
Chief Compliance Officer
THOMAS DAVISON
CHIEF COMPLIANCE OFFICER
2107 WILSON BOULEVARD
SUITE 410
ARLINGTON
VA
United States
Tel:
703-875-9121
Fax:
703-875-0566
T*******@*********M
(Full email address available in API data)
Regulatory Contact
NEAL WILSON
CHIEF EXECUTIVE OFFICER
WILSON BOULEVARD SUITE 410
2107
ARLINGTON
VA
United States
Tel:
703-875-9121
N******@*********M
(Full email address available in API data)
Industry Affiliates
| ARMADILLO FINANCIAL PARTNERS LLC | Other investment adviser, including financial planners |
| EJF CDO MANAGER LLC | Other investment adviser, including financial planners |
| EJF INVESTMENTS MANAGER LLC | Other investment adviser, including financial planners |
| JOHNSON LAW GROUP | Lawyer or law firm |
| TFINS MANAGER LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARMADILLO FINANCIAL HOLDINGS III LP | Private Equity Fund | $39.0M | $0.0M | 2 |
| ARMADILLO FINANCIAL OFFSHORE FUND III LP | Private Equity Fund | $18.4M | $0.3M | 22 |
| ARMADILLO FUNDING LLC | Private Equity Fund | $0.5M | $0.0M | 1 |
| EJF DEBT OPPORTUNITIES MASTER FUND II, LP | Hedge Fund | $86.7M | $1.0M | 23 |
| EJF DEBT OPPORTUNITIES MASTER FUND, LP | Hedge Fund | $762.6M | $0.5M | 403 |
| EJF FINANCIAL SERVICES FUND, LP | Hedge Fund | $152.3M | $0.5M | 76 |
| EJF FUNDING DESIGNATED ACTIVITY COMPANY | Private Equity Fund | $332.7M | $1.0M | 1 |
| EJF FUNDING OFFSHORE LP | Private Equity Fund | $332.3M | $1.0M | 2 |
| EJF INCOME FUND OFFSHORE, LTD. | Hedge Fund | $16.0M | $0.2M | 45 |
| EJF INVESTMENTS LIMITED | PERMANENT CAPITAL VEHICLE | $188.8M | $0.1M | 46 |
| EJF INVESTMENTS LP | RISK RETENTION VEHICLE | $0.0M | $0.0M | 2 |
| EJF OPZONE FUND I LP | Real Estate Fund | $340.6M | $0.1M | 420 |
| EJF OPZONE FUND II LP | Real Estate Fund | $179.6M | $0.1M | 329 |
| EJF SIDECAR FUND, SERIES LLC - SERIES F | Private Equity Fund | $21.7M | $0.1M | 42 |
| EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES | Private Equity Fund | $61.8M | $0.3M | 90 |
| EJF SMALL FINANCIAL EQUITIES FUND III LP | Private Equity Fund | $11.8M | $0.3M | 21 |
| EJF SPECIALTY FINANCE SOLUTIONS FUND, LP | Private Equity Fund | $0.1M | $0.3M | 18 |
| EJF TACTICAL OPPORTUNITIES FUND LP | Hedge Fund | $63.3M | $0.3M | 43 |
| EJF TRUST PREFERRED MASTER FUND II LP | Private Equity Fund | $5.7M | $0.3M | 51 |
| EJF TRUST PREFERRED PARALLEL FUND LP | Private Equity Fund | $10.7M | $1.0M | 3 |
| EJF VENTURES FUND LP | Private Equity Fund | $52.9M | $0.3M | 43 |
| ROCADE CAPITAL FUND IV LP | Private Equity Fund | $58.8M | $0.5M | 69 |
| ROCADE CAPITAL OFFSHORE FUND IV LP | Private Equity Fund | $86.7M | $0.5M | 16 |
| SENECA EXCESS FR LP | Hedge Fund | $9.4M | $10.0M | 2 |
| SENECA MORTGAGE INVESTMENTS LP | Hedge Fund | $336.1M | $0.1M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRIEDMAN, EMANUEL, JOSHUA | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 09/2019 | 50-75% |
| WILSON, NEAL, JAMES | Individual | – | CO-CHIEF EXECUTIVE OFFICER/ CHIEF FINANCIAL OFFICER | 09/2019 | 10-25% |
| EJF CAPITAL LLC | Domestic Entity | EJF INVESTMENTS MANAGER LLC | OWNER (EJF INVESTMENTS MANAGER LLC) | 01/2017 | > 75% |
| KUDU INVESTMENT MANAGEMENT LLC | Domestic Entity | – | MEMBER CLASS I INTERESTS | 08/2019 | < 5% |
| WHITE MOUNTAINS CAPITAL, INC. | Domestic Entity | KUDU INVESTMENT MANAGEMENT LLC | OWNER (KUDU INVESTMENT MANAGEMENT, LLC) | 02/2018 | > 75% |
| DAVISON, THOMAS MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |