Hedge Fund Database

ALPINE ASSOCIATES MANAGEMENT INC.

Adviser information for ALPINE ASSOCIATES MANAGEMENT INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 26
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 6

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 12 $2.7B
Non-Discretionary 0 $0
Total 12 $2.7B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 11 $2.7B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $41.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 33

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-65726
SEC ERA File Number 801-65726
SEC CIK Numbers 1396835
SEC CRD Numbers 138901
Legal Entity Identifier 549300RWX418KRTZRJ23

Principal Office

249 ROYAL PALM WAY
SUITE 400
PALM BEACH
FL
United States
Monday - Friday, 7:30 A.M. - 5:00 P.M.
Tel: 561-834-6550, Fax: 561-834-6551

Websites

www.alpineassociatesmanagement.com

Chief Compliance Officer

TODD J. MASON
CHIEF OPERATING OFFICER
574 SYLVAN AVENUE
SUITE 100
ENGLEWOOD CLIFFS
NJ
United States
Tel: 201-871-0866
Fax: 201-894-5400
(Full email address available in API data)

Regulatory Contact

CHRISTIAN MARZULLO
CO-CHIEF COMPLIANCE OFFICER, DEPUTY CHIEF OPERATING OFFICER
249 ROYAL PALM WAY
SUITE 400
PALM BEACH
FL
United States
Tel: 561-834-6550
Fax: 561-834-6551
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ALPINE ASSOCIATES, A LIMITED PARTNERSHIP Hedge Fund $138.6M $0.1M 31
ALPINE DEDICATED, L.P. Hedge Fund $198.9M $0.1M 3
ALPINE HERITAGE II, L.P. Hedge Fund $202.4M $0.1M 85
ALPINE HERITAGE JAPAN TRUST Hedge Fund $131.6M $1.0M 13
ALPINE HERITAGE OFFSHORE FUND LTD. Hedge Fund $129.7M $0.1M 24
ALPINE HERITAGE, L.P. Hedge Fund $1,052.1M $0.1M 235
ALPINE INSTITUTIONAL, L.P. Hedge Fund $384.3M $0.1M 3
ALPINE MERGER GROWTH, L.P. Hedge Fund $159.2M $0.1M 52
ALPINE PARTNERS, L.P. Hedge Fund $35.5M $0.1M 17

Control Persons

Name Type Entity Title Since Ownership
ZOELLNER, VICTORIA, E. Individual – CHAIRMAN, DIRECTOR 01/2015 > 75%
MASON, TODD, J. Individual – CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 01/2015 < 5%
ZOELLNER, ROBERT, EMIL Individual – CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR 01/2015 < 5%
SMIRCICH, MICHAEL, C Individual – DIRECTOR OF OPERATIONS 01/2015 < 5%
JALIL, JAMES, P. Individual – DIRECTOR 01/2015 < 5%
COAN, STEPHEN, SAMUEL Individual – DIRECTOR 01/2016 < 5%
POST, NEAL Individual – CFO 01/2019 < 5%

No. Employees, Historic

30150201920202021202220232024202526 on 5/3/201924 on 3/31/202023 on 3/29/202123 on 3/31/202224 on 3/30/202324 on 9/15/202326 on 3/25/2024

RAUM, Historic

5B3B020192020202120222023202420252980663320 on 5/3/20193993932605 on 3/31/20203661063300 on 3/29/20214082398962 on 3/31/20222973538382 on 3/30/20232973538382 on 9/15/20232694219737 on 3/25/2024

No. Clients, Historic

20100201920202021202220232024202512 on 5/3/201912 on 3/31/202012 on 3/29/202111 on 3/31/202212 on 3/30/202312 on 9/15/202312 on 3/25/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALBERTSONS COS INC COMMON STOCK 92M 5M –
ALLETE INC COM NEW 22M 353K –
AMEDISYS INC COM 118M 1M –
ANSYS INC COM 128M 397K –
ATLANTICA SUSTAINABLE INFR P SHS 24M 1M –
AXONICS INC COM 142M 2M –
CAPRI HOLDINGS LIMITED SHS 42M 1M –
CATALENT INC COM 116M 2M –
CENOVUS ENERGY INC *W EXP 01/01/202 2M 127K –
CEREVEL THERAPEUTICS HLDNG I COM 96M 2M –
CHAMPIONX CORPORATION COM 12M 355K –
DIAMOND OFFSHORE DRILLING IN COM 2M 117K –
DISCOVER FINL SVCS COM 112M 859K –
ENCORE WIRE CORP COM 39M 134K –
ENDEAVOR GROUP HLDGS INC CL A COM 25M 942K –
EQUITRANS MIDSTREAM CORP COM 49M 4M –
HASHICORP INC COM CL A 49M 1M –
HAWAIIAN HOLDINGS INC COM 22M 2M –
HAYNES INTL INC COM NEW 28M 485K –
HESS CORP COM 245M 2M –
HIBBETT INC COM 31M 354K –
HOLLYSYS AUTOMATION TCHNGY L SHS 21M 954K –
INHIBRX BIOSCIENCES INC COM 4M 306K –
INTERNATIONAL PAPER CO COM 10M 226K –
JUNIPER NETWORKS INC COM 87M 2M –
MARATHON OIL CORP COM 15M 529K –
MATTERPORT INC COM CL A 6M 1M –
MCGRATH RENTCORP COM 76M 711K –
NATIONAL WESTN LIFE GROUP IN CL A 6M 11K –
NUVEI CORPORATION SUB VTG SHS 23M 715K –
OLINK HLDG AB SPONSORED ADS 66M 3M –
PERFICIENT INC COM 33M 435K –
PLAYAGS INC COM 18M 2M –
POWERSCHOOL HOLDINGS INC COM CL A 16M 709K –
PROVIDENT FINL SVCS INC COM 6M 399K –
SILICON MOTION TECHNOLOGY CO SPONSORED ADR 32M 399K –
SOUTHWESTERN ENERGY CO COM 22M 3M –
SQUARESPACE INC CLASS A 14M 331K –
STERICYCLE INC COM 62M 1M –
STERLING CHECK CORP COM 37M 2M –
THE AARONS COMPANY INC COM 8M 840K –
UNITED STATES STL CORP NEW COM 101M 3M –
VIZIO HLDG CORP CL A COM 33M 3M –