VERDIS INVESTMENT MANAGEMENT, LLC
Adviser information for VERDIS INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $468.9M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $468.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $63.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $404.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-65821 |
|---|---|
| SEC ERA File Number | 801-65821 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 134445 |
| Legal Entity Identifier | None |
Principal Office
ONE TOWER BRIDGE, 100 FRONT STREETSUITE 1150
WEST CONSHOHOCKEN
PA
United States
Monday - Friday, 8:30 TO 5:30
Tel: 610-397-1600, Fax: 610-260-6860
Chief Compliance Officer
KEVIN M GAFFEY
CHIEF FINANCIAL OFFICER
100 TOWER BRIDGE, 100 FRONT STREET
SUITE 1150
WEST CONSHOHOCKEN
PA
United States
Tel:
610-397-1600
Fax:
610-260-6860
K******@*******************M
(Full email address available in API data)
Regulatory Contact
STEVEN KIM
PARTNER, INVESTMENT STRATEGY AND RISK MANAGEMENT
100 TOWER BRIDGE, 100 FRONT STREET
SUITE 1150
WEST CONSHOHOCKEN
PA
United States
Tel:
610-397-1600
Fax:
610-260-6860
S***@*******************M
(Full email address available in API data)
Industry Affiliates
| VERDIS PRIVATE EQUITY PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VERDIS REAL ASSETS CAPITAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VERDIS SEED VENTURE CAPITAL III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| VERDIS SEED VENTURES CAPITAL II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VRAF III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VERDIS ENERGY AND RESOURCES PARTNERS III, L.P. | ENERGY AND NATURAL RESOURCES FUND | $20.5M | $0.1M | 21 |
| VERDIS HEDGED STRATEGIES FUND, LP | Hedge Fund | $30.8M | $0.3M | 4 |
| VERDIS OPPORTUNISTIC GLOBAL EQUITY PARTNERS, LP | Hedge Fund | $47.6M | $0.3M | 3 |
| VERDIS PRIVATE EQUITY PARTNERS, LP | VENTURE, BUYOUT, REAL ESTATE, NATURAL RESOURCES AND DIRECT REAL ESTATE | $204.7M | $1.0M | 12 |
| VERDIS REAL ASSETS FUND, LP | REAL ASSETS | $10.1M | $0.5M | 21 |
| VERDIS REAL ESTATE PARTNERS III, LP | Real Estate Fund | $26.3M | $0.1M | 18 |
| VERDIS SEED VENTURE CAPITAL II, L.P. | Venture Capital Fund | $41.2M | $1.0M | 30 |
| VERDIS SEED VENTURE CAPITAL III LP | Venture Capital Fund | $23.0M | $1.0M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BIDDLE, JAMES, C. | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2004 | < 5% |
| VIOSCAPITAL LLC | Domestic Entity | – | MEMBER | 09/2004 | > 75% |
| BIDDLE, JAMES, C. | Individual | VIOSCAPITAL LLC | MEMBER | 09/2004 | 50-75% |
| KIM, STEVEN, R. | Individual | – | PARTNER, INVESTMENT STRATEGY AND RISK MANAGEMENT | 09/2004 | < 5% |
| KIM, STEVEN, R. | Individual | VIOSCAPITAL LLC | MEMBER | 01/2005 | 25-50% |
| GAFFEY, KEVIN, M | Individual | – | CHIEF COMPLIANCE OFFICER/CFO | 08/2008 | < 5% |