Hedge Fund Database

BLB & B ADVISORS, LLC

Adviser information for BLB & B ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 29
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,064 $2.3B
Non-Discretionary 67 $48.1M
Total 3,131 $2.3B

Clients

Type Number RAUM
Individuals 715 $205.5M
HNW Individuals 518 $1.6B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 48 $145.7M
Charitable organizations 41 $217.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 15 $81.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-65840
SEC ERA File Number 801-65840
SEC CIK Numbers 1389059
SEC CRD Numbers 139096
Legal Entity Identifier None

Principal Office

103 MONTGOMERY AVENUE
MONTGOMERYVILLE
PA
United States
Monday - Friday, 9:00-5:00
Tel: 215-643-9100, Fax: 215-643-9106

Websites

www.blbb.com www.blbbadvisors.com www.linkedin.com/company/blbbadvisorsllc

Chief Compliance Officer

CHRISTOPHER BROWN
103 MONTGOMERY AVENUE
MONTGOMERYVILLE
PA
United States
Tel: 215-643-9100
Fax: 215-643-9106
(Full email address available in API data)

Regulatory Contact

COLLEEN KELLY
CONSULTANT
DEVON SQUARE II, 744 WEST LANCASTER AVE
SUITE 104
WAYNE
PA
United States
Tel: (703) 728-3163
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BLB&B HOLDINGS, LLC Domestic Entity – HOLDING COMPANY 01/2012 > 75%
HAUGEN, CLIFFORD, PETER Individual – PRESIDENT 02/2015 < 5%
LAWTON, JOHN, TAYLOR Individual – MANAGEMENT 01/2006 < 5%
KARRASH, WILLIAM, DEAN Individual – CHIEF FINANCIAL OFFICER 10/2006 < 5%
BROWN, CHRISTOPHER, FEARON Individual – CHIEF COMPLIANCE OFFICER 04/2019 < 5%

No. Employees, Historic

30150201920202021202220232024202519 on 12/5/201919 on 12/5/201925 on 3/24/202025 on 6/30/202025 on 8/4/202026 on 3/26/202126 on 3/29/202226 on 11/15/202226 on 11/15/202226 on 3/28/202326 on 11/14/202329 on 3/25/2024

RAUM, Historic

3B2B020192020202120222023202420251216567986 on 12/5/20191216567986 on 12/5/20191421463348 on 3/24/20201421463348 on 6/30/20201421463348 on 8/4/20201688435566 on 3/26/20212065089989 on 3/29/20222065089989 on 11/15/20222065089989 on 11/15/20221878944558 on 3/28/20231878944558 on 11/14/20232298183437 on 3/25/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025985 on 12/5/2019985 on 12/5/20191127 on 3/24/20201127 on 6/30/20201127 on 8/4/20201164 on 3/26/20211219 on 3/29/20221219 on 11/15/20221219 on 11/15/20221284 on 3/28/20231284 on 11/14/20231337 on 3/25/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 1M 10K –
ABBOTT LABS COM 4M 38K –
ABBVIE INC COM 15M 87K –
ACCENTURE PLC IRELAND SHS CLASS A 533K 2K –
ADOBE INC COM 2M 4K –
ADVANCED MICRO DEVICES INC COM 506K 3K –
AGNC INVT CORP COM 122K 13K –
AIR PRODS & CHEMS INC COM 623K 2K –
ALLSTATE CORP COM 362K 2K –
ALPHABET INC CAP STK CL A 33M 179K –
ALPHABET INC CAP STK CL C 2M 12K –
AMAZON COM INC COM 30M 158K –
AMEREN CORP COM 207K 3K –
AMERICAN ELEC PWR CO INC COM 268K 3K –
AMERICAN EXPRESS CO COM 3M 11K –
AMERICAN TOWER CORP NEW COM 335K 2K –
AMERIPRISE FINL INC COM 394K 923 –
AMGEN INC COM 1M 4K –
APPLE INC COM 69M 326K –
APPLIED MATLS INC COM 477K 2K –
ARISTA NETWORKS INC COM 13M 38K –
AT&T INC COM 526K 28K –
ATMOS ENERGY CORP COM 267K 2K –
AUTOMATIC DATA PROCESSING IN COM 5M 19K –
BANK AMERICA CORP COM 1M 30K –
BANK NEW YORK MELLON CORP COM 246K 4K –
BARCLAYS BANK PLC DJUBS CMDT ETN36 53M 2M –
BECTON DICKINSON & CO COM 465K 2K –
BENTLEY SYS INC COM CL B 3M 52K –
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 17M 41K –
BLACKROCK INC COM 2M 3K –
BLACKSTONE INC COM 400K 3K –
BOEING CO COM 695K 4K –
BRISTOL-MYERS SQUIBB CO COM 1M 27K –
BROADCOM INC COM 2M 1K –
BRUKER CORP COM 221K 3K –
CADENCE DESIGN SYSTEM INC COM 15M 47K –
CANADIAN PACIFIC KANSAS CITY COM 333K 4K –
CARLISLE COS INC COM 1M 3K –
CATERPILLAR INC COM 4M 11K –
CENCORA INC COM 221K 980 –
CENTERPOINT ENERGY INC COM 1M 39K –
CHEVRON CORP NEW COM 19M 124K –
CHUBB LIMITED COM 353K 1K –
CISCO SYS INC COM 4M 75K –
CITIGROUP INC COM NEW 203K 3K –
CMS ENERGY CORP COM 817K 14K –
COCA COLA CO COM 2M 37K –
COLGATE PALMOLIVE CO COM 421K 4K –
COMCAST CORP NEW CL A 898K 23K –
CONOCOPHILLIPS COM 425K 4K –
CONSTELLATION ENERGY CORP COM 557K 3K –
CORNING INC COM 2M 42K –
CORTEVA INC COM 361K 7K –
COSTCO WHSL CORP NEW COM 21M 24K –
CROWDSTRIKE HLDGS INC CL A 631K 2K –
CSX CORP COM 2M 49K –
CUMMINS INC COM 307K 1K –
CVS HEALTH CORP COM 2M 33K –
D R HORTON INC COM 9M 61K –
DANAHER CORPORATION COM 13M 50K –
DEERE & CO COM 10M 27K –
DIAMONDBACK ENERGY INC COM 5M 23K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 305K 9K –
DISNEY WALT CO COM 868K 9K –
DNP SELECT INCOME FD INC COM 92K 11K –
DOMINION ENERGY INC COM 345K 7K –
DUKE ENERGY CORP NEW COM NEW 2M 22K –
DUPONT DE NEMOURS INC COM 233K 3K –
EASTMAN CHEM CO COM 287K 3K –
EATON CORP PLC SHS 468K 1K –
ECOLAB INC COM 9M 38K –
EDWARDS LIFESCIENCES CORP COM 381K 4K –
ELI LILLY & CO COM 3M 3K –
EMERSON ELEC CO COM 3M 23K –
ENBRIDGE INC COM 841K 24K –
ENERGY TRANSFER L P COM UT LTD PTN 797K 49K –
ESSENTIAL UTILS INC COM 3M 74K –
EXELON CORP COM 389K 11K –
EXXON MOBIL CORP COM 7M 59K –
FEDERAL RLTY INVT TR NEW SH BEN INT NEW 303K 3K –
FORD MTR CO DEL COM 905K 72K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 172K 27K –
FS KKR CAP CORP COM 2M 110K –
GE AEROSPACE COM NEW 930K 6K –
GE VERNOVA INC COM 241K 1K –
GENERAL MLS INC COM 350K 6K –
GSK PLC SPONSORED ADR 236K 6K –
HERSHEY CO COM 739K 4K –
HOME DEPOT INC COM 2M 5K –
HONEYWELL INTL INC COM 3M 16K –
HUMANA INC COM 217K 580 –
ILLINOIS TOOL WKS INC COM 389K 2K –
INTEL CORP COM 866K 28K –
INTERNATIONAL BUSINESS MACHS COM 4M 24K –
INTUITIVE SURGICAL INC COM NEW 348K 783 –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 228K 16K –
INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 296K 13K –
INVESCO PA VALUE MUN INC TR COM 359K 33K –
INVESCO QQQ TR UNIT SER 1 7M 15K –
IONIS PHARMACEUTICALS INC COM 7M 154K –
ISHARES INC CORE MSCI EMKT 27M 514K –
ISHARES INC ESG AWR MSCI EM 338K 10K –
ISHARES SILVER TR ISHARES 208K 8K –
ISHARES TR BLACKROCK ULTRA 202K 4K –
ISHARES TR CORE MSCI EAFE 28M 386K –
ISHARES TR CORE MSCI TOTAL 546K 8K –
ISHARES TR CORE S&P MCP ETF 108M 2M –
ISHARES TR CORE S&P SCP ETF 95M 892K –
ISHARES TR CORE S&P TTL STK 41M 342K –
ISHARES TR CORE S&P500 ETF 110M 201K –
ISHARES TR CORE US AGGBD ET 52M 538K –
ISHARES TR DOW JONES US ETF 208K 2K –
ISHARES TR ESG AW MSCI EAFE 239K 3K –
ISHARES TR ESG AWARE MSCI 336K 9K –
ISHARES TR ESG AWR MSCI USA 859K 7K –
ISHARES TR ESG AWR US AGRGT 553K 12K –
ISHARES TR IBOXX HI YD ETF 1M 14K –
ISHARES TR IBOXX INV CP ETF 1M 11K –
ISHARES TR ISHS 1-5YR INVS 224K 4K –
ISHARES TR JPMORGAN USD EMG 13M 149K –
ISHARES TR MSCI EAFE ETF 2M 29K –
ISHARES TR MSCI EMG MKT ETF 1M 34K –
ISHARES TR RUS 1000 ETF 662K 2K –
ISHARES TR RUS MD CP GR ETF 807K 7K –
ISHARES TR RUS MID CAP ETF 675K 8K –
ISHARES TR S&P 100 ETF 856K 3K –
ISHARES TR S&P 500 GRWT ETF 230K 2K –
ISHARES TR SELECT DIVID ETF 312K 3K –
ISHARES TR U.S. MED DVC ETF 468K 8K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 616K 11K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 1M 26K –
JEFFERIES FINL GROUP INC COM 230K 5K –
JOHNSON & JOHNSON COM 13M 87K –
JOHNSON CTLS INTL PLC SHS 215K 3K –
JPMORGAN CHASE & CO. COM 26M 127K –
KARYOPHARM THERAPEUTICS INC COM 10K 11K –
KARYOPHARM THERAPEUTICS INC NOTE 3.000%10/1 48K – –
KEYCORP COM 160K 11K –
KIMBERLY-CLARK CORP COM 545K 4K –
KINDER MORGAN INC DEL COM 244K 12K –
LINDE PLC SHS 8M 17K –
LOCKHEED MARTIN CORP COM 12M 25K –
LOWES COS INC COM 454K 2K –
M & T BK CORP COM 246K 2K –
MASCO CORP COM 320K 5K –
MASTERCARD INCORPORATED CL A 2M 4K –
MCDONALDS CORP COM 9M 37K –
MCKESSON CORP COM 294K 504 –
MEDTRONIC PLC SHS 208K 3K –
MERCK & CO INC COM 6M 51K –
META PLATFORMS INC CL A 3M 5K –
MICROSOFT CORP COM 70M 157K –
MONDELEZ INTL INC CL A 630K 10K –
MONSTER BEVERAGE CORP NEW COM 7M 142K –
MORGAN STANLEY COM NEW 269K 3K –
MUELLER WTR PRODS INC COM SER A 285K 16K –
NBT BANCORP INC COM 527K 14K –
NETFLIX INC COM 1M 2K –
NEXTERA ENERGY INC COM 13M 188K –
NORTHROP GRUMMAN CORP COM 272K 625 –
NUSHARES ETF TR NUVEEN ESG MIDCP 484K 12K –
NUVEEN PENNSYLVANIA QLT MUN COM 176K 14K –
NVIDIA CORPORATION COM 71M 571K –
ORACLE CORP COM 908K 6K –
OUTSET MED INC COM 62K 16K –
PALO ALTO NETWORKS INC COM 12M 36K –
PAYCHEX INC COM 2M 14K –
PEPSICO INC COM 4M 26K –
PFIZER INC COM 3M 91K –
PHILIP MORRIS INTL INC COM 306K 3K –
PNC FINL SVCS GROUP INC COM 3M 17K –
PPG INDS INC COM 686K 5K –
PPL CORP COM 1M 36K –
PROCTER AND GAMBLE CO COM 20M 119K –
PROLOGIS INC. COM 19M 173K –
PUBLIC SVC ENTERPRISE GRP IN COM 233K 3K –
QUALCOMM INC COM 2M 8K –
RTX CORPORATION COM 516K 5K –
S&P GLOBAL INC COM 10M 23K –
SALESFORCE INC COM 9M 36K –
SCHLUMBERGER LTD COM STK 474K 10K –
SCHWAB CHARLES CORP COM 1M 18K –
SCHWAB STRATEGIC TR US BRD MKT ETF 1M 19K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 35K –
SCHWAB STRATEGIC TR US LCAP GR ETF 12M 121K –
SCHWAB STRATEGIC TR US MID-CAP ETF 39M 502K –
SCHWAB STRATEGIC TR US SML CAP ETF 967K 20K –
SELECT SECTOR SPDR TR COMMUNICATION 307K 4K –
SELECT SECTOR SPDR TR ENERGY 1M 13K –
SELECT SECTOR SPDR TR INDL 381K 3K –
SELECT SECTOR SPDR TR SBI INT-UTILS 327K 5K –
SELECT SECTOR SPDR TR TECHNOLOGY 1M 6K –
SHELL PLC SPON ADS 288K 4K –
SHERWIN WILLIAMS CO COM 554K 2K –
SHOPIFY INC CL A 788K 12K –
SOUTHERN CO COM 302K 4K –
SPDR GOLD TR GOLD SHS 510K 2K –
SPDR S&P 500 ETF TR TR UNIT 20M 37K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 669K 1K –
SPDR SER TR AEROSPACE DEF 416K 3K –
SPDR SER TR BLOOMBERG HIGH Y 15M 154K –
SPDR SER TR PORTFOLIO INTRMD 2M 52K –
SPDR SER TR PORTFOLIO S&P600 528K 13K –
SPDR SER TR PORTFOLIO SHORT 2M 60K –
SPDR SER TR PRTFLO S&P500 GW 2M 19K –
SPROTT PHYSICAL GOLD & SILVE TR UNIT 482K 22K –
STANLEY BLACK & DECKER INC COM 202K 3K –
STARBUCKS CORP COM 253K 3K –
STRYKER CORPORATION COM 13M 37K –
SUPER MICRO COMPUTER INC COM 328K 400 –
TAKE-TWO INTERACTIVE SOFTWAR COM 8M 53K –
TARGET CORP COM 1M 10K –
TELEFLEX INCORPORATED COM 291K 1K –
TELLURIAN INC NEW COM 14K 20K –
TESLA INC COM 990K 5K –
TEXAS INSTRS INC COM 857K 4K –
TEXAS PACIFIC LAND CORPORATI COM 308K 420 –
TEXTRON INC COM 527K 6K –
THE CIGNA GROUP COM 728K 2K –
THE TRADE DESK INC COM CL A 420K 4K –
TJX COS INC NEW COM 8M 75K –
T-MOBILE US INC COM 254K 1K –
TOLL BROTHERS INC COM 1M 11K –
TRANE TECHNOLOGIES PLC SHS 1M 4K –
TRAVELERS COMPANIES INC COM 305K 2K –
UNION PAC CORP COM 419K 2K –
UNITED PARCEL SERVICE INC CL B 323K 2K –
UNITEDHEALTH GROUP INC COM 213K 418 –
UNIVEST FINANCIAL CORPORATIO COM 757K 33K –
VANECK ETF TRUST SEMICONDUCTR ETF 351K 1K –
VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 309K 3K –
VANGUARD BD INDEX FDS INTERMED TERM 3M 38K –
VANGUARD BD INDEX FDS LONG TERM BOND 1M 19K –
VANGUARD BD INDEX FDS SHORT TRM BOND 3M 44K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 3M 59K –
VANGUARD INDEX FDS GROWTH ETF 14M 37K –
VANGUARD INDEX FDS LARGE CAP ETF 4M 17K –
VANGUARD INDEX FDS MCAP GR IDXVIP 318K 1K –
VANGUARD INDEX FDS MCAP VL IDXVIP 481K 3K –
VANGUARD INDEX FDS MID CAP ETF 29M 121K –
VANGUARD INDEX FDS REAL ESTATE ETF 221K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K –
VANGUARD INDEX FDS SM CP VAL ETF 348K 2K –
VANGUARD INDEX FDS SMALL CP ETF 30M 139K –
VANGUARD INDEX FDS SML CP GRW ETF 683K 3K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 11K –
VANGUARD INDEX FDS VALUE ETF 11M 67K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 13M 226K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 95M 2M –
VANGUARD MUN BD FDS TAX EXEMPT BD 1M 24K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 1M 28K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 526K 3K –
VANGUARD STAR FDS VG TL INTL STK F 942K 16K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 141M 3M –
VANGUARD WELLINGTON FD US MOMENTUM 1M 7K –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 1M 22K –
VANGUARD WHITEHALL FDS INTL DVD ETF 801K 10K –
VANGUARD WORLD FD CONSUM DIS ETF 514K 2K –
VANGUARD WORLD FD FINANCIALS ETF 762K 8K –
VANGUARD WORLD FD HEALTH CAR ETF 460K 2K –
VANGUARD WORLD FD INF TECH ETF 2M 3K –
VEEVA SYS INC CL A COM 265K 1K –
VERIZON COMMUNICATIONS INC COM 2M 41K –
VERTEX PHARMACEUTICALS INC COM 200K 427 –
VISA INC COM CL A 17M 66K –
WALMART INC COM 809K 12K –
WASTE MGMT INC DEL COM 11M 50K –
WELLS FARGO CO NEW COM 1M 21K –
WESTERN DIGITAL CORP. COM 934K 12K –
WEYERHAEUSER CO MTN BE COM NEW 338K 12K –
WILLIAMS COS INC COM 555K 13K –
WISDOMTREE TR EUROPE HEDGED EQ 220K 5K –
ZIMMER BIOMET HOLDINGS INC COM 521K 5K –
ZOETIS INC CL A 13M 75K –