SAYBROOK ADVISORS, LLC
Adviser information for SAYBROOK ADVISORS, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $234.7M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $234.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $234.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 40 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-65848 |
|---|---|
| SEC ERA File Number | 801-65848 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139018 |
| Legal Entity Identifier | None |
Principal Office
11400 W. OLYMPIC BLVD.SUITE 1400
LOS ANGELES
CA
United States
Monday - Friday, 8:30AM TO 5:30PM PST
Tel: 310-899-9200, Fax: None
Chief Compliance Officer
DAN PIMENTEL
MANAGING DIRECTOR, CFO, CCO
11400 W. OLYMPIC BLVD.
SUITE 1400
LOS ANGELES,
CA
United States
Tel:
310-576-6134
D********@***********T
(Full email address available in API data)
Regulatory Contact
JONATHAN ROSENTHAL
MANAGING PARTNER
11400 W. OLYMPIC BLVD
SUITE 1400
LOS ANGELES
CA
United States
Tel:
310-899-9200
J*********@***********T
(Full email address available in API data)
Industry Affiliates
| SAYBROOK CAPITAL II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SAYBROOK COF II GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| SAYBROOK COF OFFSHORE, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SAYBROOK COF, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAYBROOK CORPORATE OPPORTUNITY FUND II FEEDER, LP | Private Equity Fund | $21.6M | $5.0M | 9 |
| SAYBROOK CORPORATE OPPORTUNITY FUND II LP | Private Equity Fund | $148.0M | $5.0M | 39 |
| SAYBROOK CORPORATE OPPORTUNITY FUND LP | Private Equity Fund | $15.7M | $5.0M | 42 |
| SAYBROOK CORPORATE OPPORTUNITY OFFSHORE FUND, LP | Private Equity Fund | $1.2M | $5.0M | 8 |
| SCOF II SIDE POCKET FUND, LP | Private Equity Fund | $24.6M | $5.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROSENTHAL, JONATHAN | Individual | – | PARTNER/ MEMBER | 06/2003 | 25-50% |
| THOMAS, JONATHAN, YORK | Individual | – | MEMBER | 06/2003 | 25-50% |
| PIMENTEL, DANIEL | Individual | – | MANAGING DIRECTOR, CFO, CCO | 03/2016 | < 5% |