SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC
Adviser information for SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 710 | $203.6M |
| Non-Discretionary | 18 | $6.2M |
| Total | 728 | $209.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 94 | $58.2M |
| HNW Individuals | 69 | $128.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $8.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $581,980 |
| Other | 26 | $14.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1745 NW KINGS BLVD.CORVALLIS
OR
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: (541) 248-2052, Fax: (541) 207-0027
Chief Compliance Officer
NICHOLS CUTTING
MEMBER
1745 NW KINGS BLVD.
CORVALLIS
OR
United States
Tel:
(541) 248-2052
Fax:
(541) 207-0027
N*******@*********M
(Full email address available in API data)
Regulatory Contact
GREG BACHMAN
MEMBER, CHIEF INVESTMENT OFFICER & DIRECTOR OF FINANCIAL PLANNING
1745 NW KINGS BLVD
CORVALLIS
OR
United States
Tel:
(541) 248-2052
Fax:
(541) 207-0027
G*******@*********M
(Full email address available in API data)
Industry Affiliates
| NICHOLS M CUTTING CPA | Accountant or accounting firm |
| SAME | Accountant or accounting firm |
| SAME | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CUTTING, NICHOLS, MILBANK | Individual | – | MEMBER | 09/2001 | 25-50% |
| MEEKER, BENJAMIN, SCOTT | Individual | – | MEMBER | 09/2001 | 25-50% |
| CUTTING, NICHOLS, MILBANK | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2006 | 25-50% |
| BACHMAN, GREG | Individual | – | MEMBER, CHIEF INVESTMENT OFFICER & DIRECTOR OF FINANCIAL PLANNING | 01/2016 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ISHARES TR | CORE S&P TTL STK | 54M | 451K | – |
| ISHARES TR | CORE S&P500 ETF | 16M | 30K | – |
| ISHARES TR | US TREAS BD ETF | 13M | 590K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 8M | 14K | – |
| INVESCO QQQ TR | UNIT SER 1 | 8M | 16K | – |
| NVIDIA CORPORATION | COM | 4M | 36K | – |
| APPLE INC | COM | 4M | 19K | – |
| PENNYMAC CORP | NOTE 5.500%11/0 | 4M | 4M | – |
| MICROSOFT CORP | COM | 3M | 7K | – |
| PACER FDS TR | US CASH COWS 100 | 3M | 49K | – |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 3M | 25K | – |
| AMAZON COM INC | COM | 3M | 13K | – |
| ISHARES TR | IBOXX INV CP ETF | 3M | 24K | – |
| ALPHABET INC | CAP STK CL A | 2M | 12K | – |
| ADVANCED MICRO DEVICES INC | COM | 2M | 11K | – |
| PACER FDS TR | PACER US SMALL | 2M | 39K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 17K | – |
| ISHARES TR | 20 YR TR BD ETF | 1M | 16K | – |
| PEPSICO INC | COM | 1M | 8K | – |
| ISHARES TR | CORE MSCI TOTAL | 537K | 8K | – |
| EXXON MOBIL CORP | COM | 473K | 4K | – |
| NETFLIX INC | COM | 402K | 596 | – |
| YUM BRANDS INC | COM | 374K | 3K | – |
| ISHARES INC | CORE MSCI EMKT | 323K | 6K | – |
| ISHARES TR | IBOXX HI YD ETF | 296K | 4K | – |
| ALPHABET INC | CAP STK CL C | 246K | 1K | – |