FREEGULLIVER, LLC
FREEGULLIVER, L.L.C. Legal Name
Adviser information for FREEGULLIVER, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 624 | $264.9M |
| Non-Discretionary | 92 | $283.4M |
| Total | 716 | $548.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 136 | $22.2M |
| HNW Individuals | 74 | $197.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 42 | $199.0M |
| Pension and profit sharing plans | 55 | $127.1M |
| Charitable organizations | <5 | $2.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $276,118 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsCONCIERGE SERVICES; BILL-PAYING SERVICES; MANAGEMENT CONSULTING; EXECUTIVE COMPENSATION CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissionsPerformance-based fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-65870 |
|---|---|
| SEC ERA File Number | 801-65870 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117040 |
| Legal Entity Identifier | None |
Principal Office
5500 LAUREL STREETNEW ORLEANS
LA
United States
Monday - Friday, 8:30 TO 4:30
Tel: 504-899-0300, Fax: 504-899-0123
Websites
Chief Compliance Officer
FRANK FRIEDLER, III
MANAGING MEMBER/CEO
126 GULF SHORE DRIVE
SANTA ROSA BEACH
FL
United States
Tel:
504-899-0300
Fax:
504-879-0123
T********@***************M
(Full email address available in API data)
Regulatory Contact
JULIE FINKELSTEIN
5500 LAUREL STREET
NEW ORLEANS
LA
United States
Tel:
504-899-0300
Fax:
504-899-0123
J***********@***************M
(Full email address available in API data)
Industry Affiliates
| FRANK FRIEDLER, III | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ELCANO HEDGED EQUITY FUND, LLC | Hedge Fund | $5.1M | $0.3M | 53 |
| ELCANO MARKET NEUTRAL FUND, LLC | Hedge Fund | $4.0M | $0.1M | 53 |
| ELCANO VALUE FOCUS FUND, LLC | Hedge Fund | $2.1M | $0.3M | 53 |
| FFF15 INVESTMENTS LLC | Private Equity Fund | $3.5M | $0.1M | 16 |
| FFF16 INVESTMENTS LLC | Private Equity Fund | $3.0M | $0.1M | 24 |
| FFF17 INVESTMENTS LLC | Private Equity Fund | $1.2M | $0.1M | 11 |
| FFF18 INVESTMENTS, LLC | Private Equity Fund | $2.6M | $0.0M | 28 |
| FFF19 INVESTMENTS LLC | Private Equity Fund | $2.2M | $0.0M | 23 |
| FFF20 INVESTMENTS LLC | Private Equity Fund | $1.4M | $0.1M | 10 |
| FFF21 INVESTMENTS LLC | Private Equity Fund | $2.0M | $0.0M | 20 |
| FFFIV INVESTMENTS, LLC | Private Equity Fund | $3.0M | $0.1M | 27 |
| GULLIVER TECHNOLOGY OPPORTUNITIES FUND, LLC | FUND OF FUNDS | $1.7M | $0.0M | 20 |
| GULLIVERONE LIMITED PARTNERSHIP | Hedge Fund | $23.7M | $0.1M | 36 |
| INTREPID 1 LLC | Venture Capital Fund | $0.4M | $0.0M | 14 |
| INTREPID 2 LLC | Venture Capital Fund | $0.1M | $0.0M | 10 |
| INTREPID 3 LLC | Venture Capital Fund | $0.7M | $0.0M | 9 |
| LAUREL ARBOR I LLC | Private Equity Fund | $5.8M | $0.1M | 40 |
| LAUREL BAIN LLC | Private Equity Fund | $4.0M | $0.1M | 41 |
| LAUREL PE FUND I LLC | Private Equity Fund | $44.5M | $0.1M | 68 |
| LAUREL PE FUND II LLC | Private Equity Fund | $51.8M | $0.1M | 79 |
| LAUREL SNOWMASS HOTELS LLC | Private Equity Fund | $0.8M | $0.1M | 12 |
| LEMUEL IX, LLC | Private Equity Fund | $0.5M | $0.1M | 6 |
| LEMUEL TWO, L.L.C. | Private Equity Fund | $4.3M | $0.0M | 20 |
| LEMUEL VI, LLC | Venture Capital Fund | $3.4M | $0.1M | 30 |
| LEMUEL VIII, LLC | Private Equity Fund | $3.2M | $0.1M | 31 |
| LEMUEL X, LLC | Venture Capital Fund | $2.1M | $0.1M | 22 |
| LEMUEL XI, LLC | Private Equity Fund | $2.6M | $0.0M | 30 |
| OCTAVIA 805 LEA LLC | Real Estate Fund | $0.8M | $0.0M | 23 |
| OCTAVIA ACM BRASELTON LLC | Real Estate Fund | $3.0M | $0.0M | 16 |
| OCTAVIA CAPITAL OPPORTUNITIES FUND LP | Hedge Fund | $0.4M | $0.0M | 11 |
| OCTAVIA FIVE LLC | Real Estate Fund | $1.7M | $0.0M | 25 |
| QUOTIDIAN INVESTMENT FUND LLC | Hedge Fund | $5.4M | $0.5M | 76 |
| SANTA ROSA INVESTMENT FUND, LLC | Hedge Fund | $4.1M | $0.1M | 53 |
| WILLOW ONE, LLC | Private Equity Fund | $0.8M | $0.1M | 7 |
| WILLOW TWO, LLC | Private Equity Fund | $1.3M | $0.0M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRIEDLER, FRANK | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER | 03/2001 | 25-50% |
| GUTTENBERG, DENISE, ANNE | Individual | – | MEMBER/CONSULTANT | 03/2007 | 5-10% |
| KIRSCHMAN, MICHAEL, ALLEN | Individual | – | MEMBER, CO-OWNER, INVESTMENT ADVISER REPRESENTATIVE | 01/2017 | 25-50% |
| DEROCHE, ERIC, MICHAEL | Individual | – | MEMBER | 01/2024 | 5-10% |