RGM CAPITAL, LLC
Adviser information for RGM CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 8 |
---|---|
Investment Advisory/Research | 6 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 22 | $2.9B |
Non-Discretionary | 0 | $0 |
Total | 22 | $2.9B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 4 | $1.1B |
Pension and profit sharing plans | <5 | $248.4M |
Charitable organizations | 9 | $993.4M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | <5 | $217.9M |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $282.6M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 9 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Principal Office
9010 STRADA STELL COURTSUITE 105
NAPLES
FL
United States
Monday - Friday, 8:00AM-7:00PM
Tel: 239-593-1280, Fax: 239-593-0563
Websites
Chief Compliance Officer
W. CASEY MARINELLI
9010 STRADA STELL COURT
SUITE 105
NAPLES
FL
United States
Tel:
239-202-0530
Fax:
239-593-0563
C*********@*************M
(Full email address available in API data)
Regulatory Contact
ROBERT G. MOSES
MANAGING MEMBER
9010 STRADA STELL COURT
SUITE 105
NAPLES
FL
United States
Tel:
239-593-1280
Fax:
239-593-0563
R*****@*************M
(Full email address available in API data)
Industry Affiliates
RGM GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
RGM WILLOW PARK, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
RGM VALUE OPPORTUNITY FUND II, LP | Hedge Fund | $477.4M | $1.0M | 36 |
RGM VALUE OPPORTUNITY FUND III, LP | Hedge Fund | $93.3M | $1.0M | 2 |
RGM VALUE OPPORTUNITY FUND IV, LP | Hedge Fund | $244.1M | $1.0M | 8 |
RGM VALUE OPPORTUNITY FUND, LP | Hedge Fund | $329.9M | $1.0M | 80 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MOSES, ROBERT, GLYN | Individual | – | MANAGING MEMBER | 04/2003 | 25-50% |
MOSES FAMILY TRUST | Domestic Entity | – | MEMBER | 04/2003 | 50-75% |
CALKINS, EDWARD, TEMPLER | Individual | – | CHIEF OPERATING OFFICER | 02/2006 | < 5% |
AMY MOSES | Domestic Entity | – | TRUSTEE, MOSES FAMILY TRUST | 04/2003 | 50-75% |
MARINELLI, WILLIAM, CASEY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AVANOS MED INC | COM | 63M | 3M | – |
BOX INC | CL A | 140M | 5M | – |
COSTAR GROUP INC | COM | 118M | 2M | – |
CYBERARK SOFTWARE LTD | SHS | 223M | 814K | – |
DYNATRACE INC | COM NEW | 172M | 4M | – |
ENTEGRIS INC | COM | 81M | 595K | – |
ENVESTNET INC | COM | 69M | 1M | – |
GUIDEWIRE SOFTWARE INC | COM | 205M | 1M | – |
MANHATTAN ASSOCIATES INC | COM | 144M | 583K | – |
NICE LTD | SPONSORED ADR | 181M | 1M | – |
PAGERDUTY INC | COM | 103M | 5M | – |
PROCORE TECHNOLOGIES INC | COM | 44M | 667K | – |
PROS HOLDINGS INC | COM | 85M | 3M | – |
REVVITY INC | COM | 100M | 951K | – |
SERVICENOW INC | COM | 128M | 163K | – |
SMARTSHEET INC | COM CL A | 98M | 2M | – |
TENABLE HLDGS INC | COM | 154M | 4M | – |
TYLER TECHNOLOGIES INC | COM | 199M | 396K | – |
VARONIS SYS INC | COM | 87M | 2M | – |
VERINT SYS INC | COM | 101M | 3M | – |