GRYPHON ADVISORS, LLC
Adviser information for GRYPHON ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,266 | $421.3M |
| Non-Discretionary | 384 | $89.0M |
| Total | 1,650 | $510.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 73 | $33.1M |
| HNW Individuals | 103 | $475.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 11 | $2.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)TAX PREP/MNGT CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-65911 |
|---|---|
| SEC ERA File Number | 801-65911 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 132389 |
| Legal Entity Identifier | None |
Principal Office
1578 SHERMAN AVENUEEVANSTON
IL
United States
Monday - Friday, 8:30 - 5:00
Tel: 847-424-0465, Fax: 847-424-0542
Chief Compliance Officer
D. DOUGLAS CLOSE
PRESIDENT
1578 SHERMAN AVENUE
EVANSTON
IL
United States
Tel:
847-424-0465
Fax:
847-424-0542
D******@******************T
(Full email address available in API data)
Regulatory Contact
ANTHONY J. SAPIENZA
1578 SHERMAN AVENUE
EVANSTON
IL
United States
Tel:
8474240465
Fax:
847-424-0542
A*********@******************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLOSE, DAVID, DOUGLAS | Individual | – | PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER | 04/1993 | > 75% |
| SAPIENZA, ANTHONY, JOHN | Individual | – | PRINCIPAL | 01/2021 | 10-25% |
| SWEE, JOHN, P | Individual | – | PRINCIPAL | 01/2021 | 10-25% |