MERRION INVESTMENT MANAGEMENT CO, LLC
Adviser information for MERRION INVESTMENT MANAGEMENT CO, LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 88 | $188.7M |
| Non-Discretionary | 0 | $0 |
| Total | 88 | $188.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $4.0M |
| HNW Individuals | 26 | $110.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $73.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $510,014 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
184 NORTH AVE. EASTCRANFORD
NJ
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 908-654-0033, Fax: 908-654-1172
Websites
Chief Compliance Officer
RANDOLPH C. ROGERS
CHIEF FINANCIAL OFFICER
4161 SPRING IS.
OKATIE
SC
United States
Tel:
908-654-1145
R******@***************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MERRION FINANCIAL GROUP, LLC | Domestic Entity | – | MANAGING MEMBER | 11/2005 | > 75% |
| ROGERS, RANDOLPH, CHRISTIAN | Individual | – | CHIEF COMPLIANCE OFFICER/CFO | 11/2005 | < 5% |
| ERB, DAVID, EDWIN | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2005 | < 5% |
| WIGTON, WILLIAM, BENSON | Individual | MERRION FINANCIAL GROUP, LLC | MANAGING MEMBER | 11/2005 | > 75% |
| WIGTON, WILLIAM, BENSON | Individual | – | CHAIRMAN | 11/2005 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBVIE INC | COM | 1M | 7K | – |
| ADOBE INC | COM | 228K | 411 | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 338K | 10K | – |
| ALPHABET INC | CAP STK CL C | 12M | 67K | – |
| AMAZON COM INC | COM | 1M | 7K | – |
| AMERICAN EXPRESS CO | COM | 422K | 2K | – |
| AMGEN INC | COM | 810K | 3K | – |
| APOLLO GLOBAL MGMT INC | COM | 776K | 7K | – |
| APPLE INC | COM | 11M | 53K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 5M | 12K | – |
| BEYOND INC | COM | 234K | 18K | – |
| BLACKSTONE INC | COM | 433K | 4K | – |
| BWX TECHNOLOGIES INC | COM | 707K | 7K | – |
| CAMECO CORP | COM | 12M | 236K | – |
| CANADIAN NAT RES LTD | COM | 3M | 81K | – |
| CATERPILLAR INC | COM | 333K | 1K | – |
| CHEVRON CORP NEW | COM | 871K | 6K | – |
| CHUBB LIMITED | COM | 709K | 3K | – |
| CONOCOPHILLIPS | COM | 349K | 3K | – |
| CONSTELLATION ENERGY CORP | COM | 419K | 2K | – |
| CORNING INC | COM | 2M | 50K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| ENOVIX CORPORATION | COM | 525K | 34K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 696K | 24K | – |
| EXXON MOBIL CORP | COM | 2M | 17K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 313K | 186 | – |
| FREEPORT-MCMORAN INC | CL B | 292K | 6K | – |
| GALLAGHER ARTHUR J & CO | COM | 1M | 5K | – |
| GE AEROSPACE | COM NEW | 684K | 4K | – |
| GE VERNOVA INC | COM | 1M | 6K | – |
| GLOBALSTAR INC | COM | 746K | 666K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 5K | – |
| HALLIBURTON CO | COM | 4M | 129K | – |
| HOME DEPOT INC | COM | 880K | 3K | – |
| HONEYWELL INTL INC | COM | 775K | 4K | – |
| HUNTSMAN CORP | COM | 3M | 149K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 416K | 3K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 455K | 7K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 493K | 3K | – |
| INVESCO QQQ TR | UNIT SER 1 | 856K | 2K | – |
| ISHARES TR | PFD AND INCM SEC | 316K | 10K | – |
| ISHARES TR | ISHARES SEMICDTR | 370K | 2K | – |
| ISHARES TR | ISHARES BIOTECH | 275K | 2K | – |
| JEFFERIES FINL GROUP INC | COM | 11M | 214K | – |
| JOHNSON & JOHNSON | COM | 2M | 13K | – |
| JPMORGAN CHASE & CO. | COM | 939K | 5K | – |
| LINDE PLC | SHS | 446K | 1K | – |
| LOCKHEED MARTIN CORP | COM | 213K | 455 | – |
| MADISON SQUARE GRDN SPRT COR | CL A | 249K | 1K | – |
| MARATHON PETE CORP | COM | 3M | 16K | – |
| MARSH & MCLENNAN COS INC | COM | 428K | 2K | – |
| MARTIN MARIETTA MATLS INC | COM | 542K | 1K | – |
| MASTERCARD INCORPORATED | CL A | 331K | 750 | – |
| MERCER INTL INC | COM | 1M | 150K | – |
| MERCK & CO INC | COM | 361K | 3K | – |
| META PLATFORMS INC | CL A | 567K | 1K | – |
| MGM RESORTS INTERNATIONAL | COM | 3M | 77K | – |
| MICRON TECHNOLOGY INC | COM | 2M | 12K | – |
| MICROSOFT CORP | COM | 4M | 8K | – |
| MPLX LP | COM UNIT REP LTD | 524K | 12K | – |
| NETFLIX INC | COM | 695K | 1K | – |
| NEXTERA ENERGY INC | COM | 496K | 7K | – |
| NOBLE CORP PLC | ORD SHS A | 1M | 30K | – |
| NOVARTIS AG | SPONSORED ADR | 270K | 3K | – |
| NVE CORP | COM NEW | 4M | 48K | – |
| NVIDIA CORPORATION | COM | 1M | 10K | – |
| ONEOK INC NEW | COM | 245K | 3K | – |
| OOMA INC | COM | 125K | 13K | – |
| PALO ALTO NETWORKS INC | COM | 339K | 1K | – |
| PENSKE AUTOMOTIVE GRP INC | COM | 447K | 3K | – |
| PEPSICO INC | COM | 593K | 4K | – |
| PHILLIPS 66 | COM | 755K | 5K | – |
| PNC FINL SVCS GROUP INC | COM | 420K | 3K | – |
| PROCTER AND GAMBLE CO | COM | 994K | 6K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 796K | 11K | – |
| QUALCOMM INC | COM | 957K | 5K | – |
| REAVES UTIL INCOME FD | COM SH BEN INT | 546K | 20K | – |
| SAP SE | SPON ADR | 327K | 2K | – |
| SIMON PPTY GROUP INC NEW | COM | 455K | 3K | – |
| SIXTH STREET SPECIALTY LENDI | COM | 534K | 25K | – |
| SPDR GOLD TR | GOLD SHS | 215K | 1K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 6K | – |
| TECK RESOURCES LTD | CL B | 704K | 15K | – |
| TESLA INC | COM | 229K | 1K | – |
| TRACTOR SUPPLY CO | COM | 270K | 1K | – |
| TRIPLE FLAG PRECIOUS METAL | COM | 1M | 90K | – |
| UBER TECHNOLOGIES INC | COM | 218K | 3K | – |
| VERTEX PHARMACEUTICALS INC | COM | 471K | 1K | – |
| VERTIV HOLDINGS CO | COM CL A | 3M | 30K | – |
| VISA INC | COM CL A | 262K | 1K | – |
| VITESSE ENERGY INC | COMMON STOCK | 2M | 101K | – |
| WALMART INC | COM | 203K | 3K | – |
| WASTE CONNECTIONS INC | COM | 228K | 1K | – |
| WASTE MGMT INC DEL | COM | 448K | 2K | – |
| WILLIAMS COS INC | COM | 8M | 187K | – |
| XYLEM INC | COM | 407K | 3K | – |