MILLENNIUM GLOBAL INVESTMENTS LIMITED
Adviser information for MILLENNIUM GLOBAL INVESTMENTS LIMITED last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 42 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $114.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $114.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $114.5M |
| Pension and profit sharing plans | 14 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 24 |
| No. of Non-U.S. Clients | 80 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-65964 |
|---|---|
| SEC ERA File Number | 801-65964 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 138880 |
| Legal Entity Identifier | 549300919UMG84ROIT89 |
Principal Office
CLEVELAND HOUSE33 KING STREET
LONDON
United Kingdom
Monday - Friday, 0900-1730
Tel: 44-20-7663-8900, Fax: 44-207-022-8666
Chief Compliance Officer
KATHLEEN MARIA GIBSON-STARK
CHIEF COMPLIANCE OFFICER, CO-CHIEF EXECUTIVE OFFICER
CLEVELAND HOUSE
33 KING STREET
LONDON
United Kingdom
Tel:
0044 207 663 8900
Fax:
0044 207 022 8666
M************@*******************M
(Full email address available in API data)
Regulatory Contact
AMOL DHANOA
LEGAL & COMPLIANCE MANAGER
CLEVELAND HOUSE
33 KING STREET
LONDON
United Kingdom
Tel:
44 207 663 8900
Fax:
44 207 022 8666
A******@*******************M
(Full email address available in API data)
Industry Affiliates
| MILLENNIUM GLOBAL AMERICAS LLC | Commodity pool operator or commodity trading advisor |
| MILLENNIUM GLOBAL TREASURY SERVICES LIMITED | Commodity pool operator or commodity trading advisor |
| MILLTECHFX AMERICAS | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLENNIUM GROUP HOLDINGS LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 09/1994 | > 75% |
| EISNER, ALAN, JOHN | Individual | – | NON-EXECUTIVE DIRECTOR | 07/2000 | < 5% |
| HUTTMAN, MICHAEL, DAVID | Individual | – | EXECUTIVE CHAIRMAN | 01/2008 | < 5% |
| GIBSON-STARK, KATHLEEN, MARIA | Individual | – | CO-CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER / COMPANY SECRETARY | 11/2001 | < 5% |
| ARTEMIS TRUSTEES LIMITED AS TRUSTEES OF THE STAIRWAYS TRUST | Foreign Entity | MILLENNIUM GROUP HOLDINGS LIMITED | TRUSTEE | 01/2005 | |
| STAIRWAYS TRUST | Foreign Entity | MILLENNIUM GROUP HOLDINGS LIMITED | SHAREHOLDER | 01/1995 | 50-75% |