OVERLOOK INVESTMENTS LIMITED
Adviser information for OVERLOOK INVESTMENTS LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $6.3B |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $6.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $6.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMDISCRETIONARY BONUS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
22/F RUTTONJEE HOUSE11 DUDDELL STREET, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 0900-1730
Tel: 852-2912-0805, Fax: 852-2521-2227
Chief Compliance Officer
ALAN HUGH MORGAN
CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER
22/F RUTTONJEE HOUSE
11 DUDDELL STREET
HONG KONG
Hong Kong
Tel:
852-2912-0805
Fax:
852-2521-2227
A******@**************M
(Full email address available in API data)
Industry Affiliates
| OVERLOOK INVESTMENTS L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAWRENCE, JR., RICHARD, HURD | Individual | – | CHAIRMAN | 12/1991 | < 5% |
| LAWRENCE, DEE, MACLEOD | Individual | – | DIRECTOR | 12/1991 | < 5% |
| LONERGAN, MICHAEL, JOHN | Individual | – | DIRECTOR | 10/2010 | < 5% |
| OVERLOOK HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2012 | > 75% |
| THE RICHARD H. LAWRENCE JR., SEPARATE PROPERTY TRUST U/T/A DATED JUNE 6, 2002 | Domestic Entity | LEVEES UNLIMITED, LLC | SHAREHOLDER | 08/2019 | > 75% |
| LAWRENCE, JR, RICHARD, HURD | Individual | THE RICHARD H. LAWRENCE JR., SEPARATE PROPERTY TRUST U/T/A DATED JUNE 13, 2002 | TRUSTEE | 06/2002 | |
| LAWRENCE, DEE, MACLEOD | Individual | THE RICHARD H. LAWRENCE JR., SEPARATE PROPERTY TRUST U/T/A DATED JUNE 13, 2002 | TRUSTEE | 01/2003 | |
| SQUIRE, JAMES, ST. JOHN | Individual | – | CHIEF INVESTMENT OFFICER | 01/2012 | < 5% |
| FOONG, LEON IE | Individual | – | PARTNER | 12/2017 | < 5% |
| MORGAN, ALAN, HUGH | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |
| SQUIRE, JAMES, ST. JOHN | Individual | OVERLOOK HOLDINGS LIMITED | SHAREHOLDER | 01/2012 | 25-50% |
| LEUNG, HUNG PIU WILLIAM | Individual | – | PARTNER | 01/2019 | < 5% |
| LEVEES UNLIMITED, LLC | Domestic Entity | OVERLOOK HOLDINGS LIMITED | SHAREHOLDER | 08/2019 | 25-50% |