ADVANCED PORTFOLIO MANAGEMENT, LLC
Adviser information for ADVANCED PORTFOLIO MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 10 |
---|---|
Investment Advisory/Research | 8 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 3 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 2 | $143.7M |
Non-Discretionary | 4 | $2.0B |
Total | 6 | $2.1B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $96.8M |
Pension and profit sharing plans | <5 | $802.8M |
Charitable organizations | <5 | $1.2B |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | <5 | $26.4M |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 17 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
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Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
1330 AVENUE OF THE AMERICAS36TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM TO 6PM
Tel: 212-838-4700, Fax: 212-838-0700
Websites
Chief Compliance Officer
ROBERT E. KIERNAN III
CEO AND MANAGING MEMBER
1330 AVENUE OF THE AMERICAS FL 36
NEW YORK
NY
United States
Tel:
212-838-4700
Fax:
212-838-0700
R*******@*********M
(Full email address available in API data)
Regulatory Contact
RAHUL KAKAR
PRINCIPAL
1330 AVENUE OF THE AMERICAS FL 36
NEW YORK
NY
United States
Tel:
2128384700
Fax:
2128380700
R*****@*********M
(Full email address available in API data)
Industry Affiliates
APM INDIA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
APM THEMATIC EQUITIES LLC | Hedge Fund | $96.8M | $1.0M | 1 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KIERNAN, ROBERT, EDWARD | Individual | – | CEO, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 07/2004 | > 75% |
KAKAR, RAHUL, NMN | Individual | – | PRINCIPAL | 06/2018 | < 5% |
HANSEN, MATTHEW, SCOTT | Individual | – | PRINCIPAL | 07/2020 | < 5% |
JIANG, FAN | Individual | – | DIRECTOR OF INVESTMENT RESEARCH | 10/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ADVANCED MICRO DEVICES INC | COM | 7M | 11K | – |
AIR PRODS & CHEMS INC | COM | 2M | 9K | – |
ALPHABET INC | CAP STK CL A | 3M | 14K | – |
AMAZON COM INC | COM | 7M | 37K | – |
APPLE INC | COM | 5M | 26K | – |
BANK AMERICA CORP | COM | 567K | 14K | – |
BOEING CO | COM | 2M | 10K | – |
CITIGROUP INC | COM NEW | 7M | 115K | – |
CATERPILLAR INC | COM | 2M | 6K | – |
CHURCH & DWIGHT CO INC | COM | 2M | 21K | – |
CITIGROUP INC | COM NEW | 2M | 38K | – |
COMCAST CORP NEW | CL A | 3M | 84K | – |
CUMMINS INC | COM | 500K | 2K | – |
DELL TECHNOLOGIES INC | CL C | 4M | 26K | – |
DOMINION ENERGY INC | COM | 515K | 11K | – |
ISHARES TR | HDG MSCI JAPAN | 8M | 110K | – |
ISHARES TR | CHINA LG-CAP ETF | 4M | 150K | – |
INTEL CORP | COM | 5M | 165K | – |
JOHNSON CTLS INTL PLC | SHS | 2M | 25K | – |
JPMORGAN CHASE & CO. | COM | 544K | 3K | – |
LOWES COS INC | COM | 4M | 19K | – |
LAS VEGAS SANDS CORP | COM | 5M | 115K | – |
MARRIOTT INTL INC NEW | CL A | 2M | 10K | – |
MERCADOLIBRE INC | COM | 4M | 2K | – |
MICRON TECHNOLOGY INC | COM | 760K | 6K | – |
MICROSOFT CORP | COM | 5M | 11K | – |
MOODYS CORP | COM | 541K | 1K | – |
MATCH GROUP INC NEW | COM | 4M | 135K | – |
NEWMONT CORP | COM | 3M | 63K | – |
NEW FORTRESS ENERGY INC | COM CL A | 5M | 215K | – |
NVIDIA CORPORATION | COM | 4M | 35K | – |
NEXSTAR MEDIA GROUP INC | CALL | 113K | 2K | – |
PG&E CORP | COM | 504K | 29K | – |
PARKER-HANNIFIN CORP | COM | 6M | 13K | – |
PROLOGIS INC. | COM | 4M | 38K | – |
REGENERON PHARMACEUTICALS | COM | 523K | 498 | – |
ROYALTY PHARMA PLC | SHS CLASS A | 6M | 240K | – |
S&P GLOBAL INC | COM | 2M | 5K | – |
BANCO SANTANDER S.A. | ADR | 7M | 2M | – |
SCHLUMBERGER LTD | COM STK | 467K | 10K | – |
SEMPRA | COM | 515K | 7K | – |
STARBUCKS CORP | COM | 2M | 21K | – |
TESLA INC | COM | 2M | 11K | – |
TRAVELERS COMPANIES INC | COM | 2M | 9K | – |
VALE S A | SPONSORED ADS | 6M | 550K | – |
VENTAS INC | COM | 2M | 44K | – |
VISA INC | COM CL A | 447K | 2K | – |
SPDR SER TR | S&P HOMEBUILD | 4M | 40K | – |