EMSO ASSET MANAGEMENT LIMITED
Adviser information for EMSO ASSET MANAGEMENT LIMITED last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 56 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $4.5B |
| Non-Discretionary | 1 | $42.1M |
| Total | 13 | $4.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $4.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 8 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
110 PARK STREET- LGLONDON
United Kingdom
Monday - Friday, 8:30AM TO 5:30PM
Tel: +44-207-150-3700, Fax: None
Chief Compliance Officer
KENNETH KUKISH
SENIOR REGULATORY COUNSEL
1 FAWCEET PLACE
SUITE 150
GREENWICH
CT
United States
Tel:
646-629-5294
K*********@*******M
(Full email address available in API data)
Industry Affiliates
| EMSO ASSET MANAGEMENT US LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| EMSO GP SERVICES (IRELAND) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| EMSO GP SERVICES LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EMERGING MARKETS SPECIAL OPPORTUNITIES LTD. | Hedge Fund | $194.8M | $0.1M | 25 |
| EMSO AGAVE FUND SPC-EMSO IMPRESSA LONG ONLY FUND SP | Hedge Fund | $354.9M | $0.1M | 5 |
| EMSO CREDIT OPPORTUNITIES FUND 2 LP | Hedge Fund | $3.6M | $0.1M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCGREGOR, RAUL, RHODES | Individual | – | DIRECTOR | 10/2003 | < 5% |
| FRANKLIN, MARK, RICHARD | Individual | – | CHIEF EXECUTIVE OFFICER/ CO-CHIEF INVESTMENT OFFICER | 10/2003 | < 5% |
| WHITE PARK LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 08/2013 | > 75% |
| FRANKLIN, MARK, RICHARD | Individual | WHITE PARK LIMITED | PRESIDENT | 08/2013 | 50-75% |
| SCHORR, PAUL, CARL | Individual | – | NON- EXECUTIVE DIRECTOR | 04/2015 | < 5% |
| NYSTEDT, BO JENS, ANDREAS | Individual | – | CO-CHIEF INVESTMENT OFFICER | 03/2023 | < 5% |
| KUKISH, KENNETH, MATTHEW | Individual | – | CHIEF COMPLIANCE OFFICER/SENIOR REGULATORY COUNSEL | 04/2023 | < 5% |
| GALVAU, ANNA, MARIE | Individual | – | GENERAL COUNSEL | 04/2023 | < 5% |
| JANSEN, MICHIEL | Individual | – | CO-CHIEF OPERATING OFFICER | 04/2023 | < 5% |
| KEABLE, CHRISTOPHER, JAMES | Individual | – | CO-CHIEF OPERATING OFFICER | 04/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| NA | NA | 1 | 1 | N/A |