POLUS CAPITAL MANAGEMENT LIMITED
Adviser information for POLUS CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 62 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $4.3B |
| Non-Discretionary | 2 | $16.6M |
| Total | 18 | $4.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $4.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $11.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 89 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsINVESTMENT ADVISORY (NON-DISCRETIONARY) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
62 BUCKINGHAM GATELONDON
United Kingdom
Monday - Friday, 8.00 AM TO 6.00 PM
Tel: 44-20-7259-4800, Fax: 44-20-7259-4899
Chief Compliance Officer
DOROTA HOLOWIAK
62 BUCKINGHAM GATE
LONDON
United Kingdom
Tel:
+44 20 7259 4877
Fax:
+44 20 7259 4877
D**************@***************M
(Full email address available in API data)
Regulatory Contact
SHAUN WOOD
CHIEF LEGAL OFFICER
62 BUCKINGHAM GATE
LONDON
United Kingdom
Tel:
+44 20 7259 4830
Fax:
+44 20 72594899
S*********@***************M
(Full email address available in API data)
Industry Affiliates
| BYBROOK CAPITAL BADMINTON FUND (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| BYBROOK CAPITAL BURTON PARTNERSHIP (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| BYBROOK CAPITAL FUND (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MEDIOBANCA | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersBanking or thrift institution |
| POLUS CAPITAL MANAGEMENT (US) INC. | Other investment adviser, including financial planners |
| POLUS SPECIAL SITUATIONS FUND GP S.�. R.L | Sponsor, GP, manager of pooled investment vehicles |
| WESTONBIRT FUND (GP) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BYBROOK CAPITAL BADMINTON 405 FUND LP | Hedge Fund | $685.6M | $0.1M | 2 |
| BYBROOK CAPITAL MASTER FUND LP | Hedge Fund | $2,816.0M | $0.1M | 23 |
| BYBROOK SALZBURG METRIC FUND LP | CO-INVESTMENT FUND | $75.9M | $0.1M | 3 |
| CAIRN CAPITAL INVESTMENT OPPORTUNITIES ICAV - CAIRN PATHFINDER FUND III | CREDIT FUND | $104.9M | $1.0M | 4 |
| CAIRN GLOBAL FUNDS PLC - CAIRN PATHFINDER FUND 1 | CREDIT FUND | $163.5M | $0.1M | 4 |
| POLUS INVESTMENT FUNDS ICAV - CAIRN CAPSTONE SPECIAL OPPORTUNITIES FUND | CREDIT FUND | $22.5M | $0.5M | 6 |
| POLUS INVESTMENT FUNDS ICAV - CAIRN PATHFINDER FUND II | CREDIT FUND | $139.0M | $1.0M | 8 |
| POLUS INVESTMENT FUNDS ICAV - FOSSE FUND | CREDIT FUND | $79.4M | $0.1M | 3 |
| POLUS INVESTMENT FUNDS ICAV - POLUS EUROPEAN LOAN FUND | LOAN FUND | $590.8M | $1.0M | 14 |
| POLUS INVESTMENTS FUNDS ICAV - CAIRN PATHFINDER II EUR FEEDER FUND | CREDIT FUND | $35.5M | $1.0M | 13 |
| POLUS SPECIAL SITUATIONS FUND SCSP | CREDIT FUND | $38.5M | $10.9M | 3 |
| WESTONBIRT FUND LP | CREDIT FUND | $296.4M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOASGUEN, FRANK | Individual | – | DIRECTOR | 03/2019 | < 5% |
| POLUS CAPITAL MANAGEMENT GROUP LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 09/2003 | > 75% |
| MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A. | Foreign Entity | POLUS CAPITAL MANAGEMENT GROUP LIMITED | SHAREHOLDER | 12/2015 | 50-75% |
| YOUNG, ALEXANDRA, VIRGINIA | Individual | – | DIRECTOR | 03/2017 | < 5% |
| Burke, Andrew, Lindsay | Individual | – | CHIEF INVESTMENT OFFICER - LEVERAGED LOANS AND DIRECTOR | 03/2019 | < 5% |
| CHALMERS, NICHOLAS, IAN | Individual | – | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 12/2019 | < 5% |
| WOOD, SHAUN, ROWAN | Individual | – | CHIEF LEGAL OFFICER | 07/2019 | < 5% |
| BARTLETT, SAMANTHA, LEIGH | Individual | – | CHIEF FINANCIAL OFFICER AND DIRECTOR | 09/2018 | < 5% |
| MIFSUD, GLEN, COLIN RONALD | Individual | – | PRESIDENT | 09/2021 | < 5% |
| DAFFORN, ROBERT, JOHN | Individual | – | CHIEF INVESTMENT OFFICER - OPPORTUNISTIC CREDIT | 09/2021 | < 5% |
| Davison, Melanie, Jane | Individual | – | CHIEF OPERATIONS OFFICER AND DIRECTOR | 09/2021 | < 5% |
| Holowiak, Dorota, Joanna | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |
| Cornalba, Lorenzo, Tarcisio Vittorio | Individual | – | DIRECTOR | 02/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| DIEBOLD NIXDORF INC | COM SHS | 5M | 132K | – |
| ISHARES INC | MSCI JPN ETF NEW | 39M | 575K | – |
| ISHARES TR | RUSSELL 2000 ETF | 253M | 1M | – |
| SPDR S&P 500 ETF TR | TR UNIT | 27M | 50K | – |