ALLARD PARTNERS LIMITED
Adviser information for ALLARD PARTNERS LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $337.2M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $337.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $337.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-66071 |
|---|---|
| SEC ERA File Number | 801-66071 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 138933 |
| Legal Entity Identifier | 254900JH06QXEX6SD277 |
Principal Office
UNIT 901, 9/F RUTTONJEE HOUSE, RUTTONJEE CENTRE3-11 DUDDELL STREET
CENTRAL
Hong Kong
Monday - Friday, 9.00AM-5.30PM
Tel: 852-2526 9168, Fax: 852-2869 9087
Websites
Chief Compliance Officer
SU JUAN CHEN
COO/ CHIEF COMPLIANCE OFFICER
UNIT 901, 9/F RUTTONJEE HOUSE, RUTTONJEE CENTRE
3-11 DUDDELL STREET
CENTRAL
Hong Kong
Tel:
852-2822 9120
Fax:
852-2869 9087
C*********@*****************M
(Full email address available in API data)
Regulatory Contact
GERALD CLOUGH
DIRECTOR
UNIT 901, 9/F RUTTONJEE HOUSE, RUTTONJEE CENTRE
3-11 DUDDELL STREET
CENTRAL
Hong Kong
Tel:
852-2526 9168
Fax:
852-2869 9087
G*****@*****************M
(Full email address available in API data)
Industry Affiliates
| ALLARD PARTNERS AUSTRALIA PTY LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALLARD GROWTH FUND | Hedge Fund | $230.0M | $0.3M | 64 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLOUGH, GERALD | Individual | – | DIRECTOR | 04/2009 | < 5% |
| ALLARD PARTNERS MANAGEMENT LIMITED | Foreign Entity | – | SHAREHOLDER | 10/1995 | > 75% |
| PETERS, WAYNE, VICTOR ALLARD | Individual | – | DIRECTOR | 09/1995 | < 5% |
| PETERS, WAYNE, VICTOR ALLARD | Individual | ANLCM INVESTMENTS PTY LTD | SHAREHOLDER | 08/2009 | > 75% |
| KANTOR, HOWARD, (NMN) | Individual | SHEVA NOMINEES PTY LTD | SHAREHOLDER | 08/2004 | 50-75% |
| SYMON, HAYLEY, (NMN) | Individual | SHEVA NOMINEES PTY LTD | SHAREHOLDER | 08/2004 | 50-75% |
| SHEVA NOMINEES PTY LTD | Foreign Entity | SATARA INVESTMENTS PTY. LIMITED | SHAREHOLDER | 06/2018 | > 75% |
| ANLCM INVESTMENTS PTY LTD | Foreign Entity | ALLARD PARTNERS MANAGEMENT LIMITED | SHAREHOLDER | 08/2009 | 50-75% |
| CHEN, SU, JUAN | Individual | – | DIRECTOR / COO & CHIEF COMPLIANCE OFFICER | 06/2017 | < 5% |
| Eisentrager, Laurence, Patrick | Individual | – | DIRECTOR | 05/2017 | < 5% |
| SATARA INVESTMENTS PTY. LIMITED | Foreign Entity | ALLARD PARTNERS MANAGEMENT LIMITED | SHAREHOLDER | 06/2018 | 25-50% |
| BROWN, PAUL, ANTHONY | Individual | – | DIRECTOR | 08/2021 | < 5% |