CALDWELL SUTTER CAPITAL, INC.
Adviser information for CALDWELL SUTTER CAPITAL, INC. last updated from Form ADV on December 11th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 20 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,158 | $451.6M |
| Non-Discretionary | 98 | $36.9M |
| Total | 1,256 | $488.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 381 | $124.6M |
| HNW Individuals | 142 | $341.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $2.7M |
| Charitable organizations | <5 | $398,414 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $19.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMCommissions |
| Other Business Activities | Broker-dealerInsurance broker or agentRegistered municipal advisor |
Principal Office
30 LIBERTY SHIP WAY #3225SAUSALITO
CA
United States
Monday - Friday, 6:30 AM TO 1:00 PM
Tel: 415-962-2526, Fax: 415-332-1838
Websites
Chief Compliance Officer
CHRISTOPHER W. ANDERSON
CHIEF FINANCIAL OFFICER
30 LIBERTY SHIP WAY #3225
SAUSALITO
CA
United States
Tel:
415-962-2526
Fax:
415-332-1838
C*******************@*******M
(Full email address available in API data)
Regulatory Contact
KATHLEEN HELMER
30 LIBERTY SHIP WAY #3225
SAUSALITO
CA
United States
Tel:
415-962-2526
Fax:
415-332-1838
K*******@*******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HELMER, JOHN CALDWELL | Individual | – | FOUNDER, TRUSTEE | 07/2017 | < 5% |
| ANDERSON, CHRISTOPHER WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2006 | < 5% |
| HELMER, JOSEPH FRANCIS | Individual | – | PRESIDENT, CO-TRUSTEE | 08/2008 | 5-10% |
| JOHN AND JINX HELMER REVOCABLE TRUST DATED JANUARY 4, 2005 | Domestic Entity | – | SHAREHOLDER | 01/2005 | > 75% |
| HELMER, JOHN CALDWELL | Individual | JOHN AND JINX HELMER REVOCABLE TRUST DATED JANUARY 4, 2005 | TRUSTEE | 01/2005 | 25-50% |
| ANDERSON, CHRISTOPHER WILLIAM | Individual | – | FINANCIAL AND OPERATIONS PRINCIPAL | 06/2012 | < 5% |
| ALLEN, MARI | Individual | – | MANAGING DIRECTOR | 07/2017 | < 5% |
| METCALF, SUSAN DIANE | Individual | – | MANAGING DIRECTOR | 07/2017 | < 5% |
| DUCOTE, JOSEPH MICHAEL | Individual | – | SENIOR MANAGING DIRECTOR | 10/2017 | < 5% |
| ANDERSON, CHRISTOPHER WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER | 08/2018 | < 5% |
| HELMER, JOSEPH FRANCIS | Individual | JOHN AND JINX HELMER REVOCABLE TRUST DATED JANUARY 4, 2005 | CO-TRUSTEE | 03/2021 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 23ANDME HOLDING CO | CLASS A COM | 196 | 500 | – |
| 3M CO | COM | 470K | 5K | – |
| ABBOTT LABS | COM | 366K | 4K | – |
| ABBVIE INC | COM | 985K | 6K | – |
| ABRDN ASIA PACIFIC INCOME FUND | COM | 46K | 17K | – |
| ABRDN BLOOMBERG ALL | COMMODITY LONGER DATED STRATEGY K-1 FREE ETF | 2K | 70 | – |
| ABRDN GOLD ETF TRUST | PHYSCL GOLD SHS | 241K | 11K | – |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 4K | 150 | – |
| ACCENTURE PLC IRELAND SHS | CLASS A | 5K | 18 | – |
| ACERAGEN INC | COM | 0 | 294 | – |
| TRUST FOR PRFESSIONAL MANAG | ACTIVEPASSIVE CR | 91K | 3K | – |
| TRUST FOR PRFESSIONAL MANAG | ACTIVEPASSIVE EQ | 52K | 2K | – |
| TRUST FOR PRFESSIONAL MANAG | ACTIVEPASSIVE US | 117K | 4K | – |
| ADIENT PLC | ORD SHS | 272 | 11 | – |
| ADOBE INC | COM | 88K | 158 | – |
| ADVANCED MICRO DEVICES INC | COM | 16K | 98 | – |
| ADVANSIX INC | COM | 5K | 200 | – |
| AFLAC INC | COM | 162K | 2K | – |
| AGILENT TECHNOLOGIES INC | COM | 25K | 193 | – |
| AGNICO EAGLE MINES LTD | COM | 25K | 380 | – |
| AIR LEASE CORP | CL A | 29K | 615 | – |
| AIR PRODS & CHEMS INC | COM | 110K | 427 | – |
| AIRBNB INC | COM CL A | 2K | 10 | – |
| ALASKA AIR GROUP INC | COM | 1K | 31 | – |
| ALCOA CORP | COM | 3K | 85 | – |
| ALPS ETF TR | ALERIAN MLP | 55K | 1K | – |
| ALEXANDRIA REAL ESTATE EQ INC | COM | 2K | 20 | – |
| ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 118K | 3K | – |
| ALLSTATE CORP | COM | 40K | 250 | – |
| ALPHA PRO TECH LTD | COM | 114K | 21K | – |
| ALPHABET INC | CAP STK CL A | 532K | 3K | – |
| ALPHABET INC | CAP STK CL C | 727K | 4K | – |
| ALPS ETF TR | EQUAL SEC ETF | 17K | 140 | – |
| ALTRIA GROUP INC | COM | 270K | 6K | – |
| AMALGAMATED FINANCIAL CORP | COM | 201K | 7K | – |
| A-MARK PRECIOUS METALS INC | COM | 1M | 46K | – |
| AMAZON COM INC | COM | 680K | 4K | – |
| AMBARELLA INC | SHS | 12K | 225 | – |
| AMBEV SA | SPONSORED ADR | 228 | 111 | – |
| AMCON DISTRG CO | COM NEW | 834K | 6K | – |
| AMCOR PLC | ORD | 2K | 242 | – |
| AMDOCS LTD | SHS | 2K | 21 | – |
| AMEREN CORP | COM | 14K | 193 | – |
| AMERICAN ELEC PWR CO INC | COM | 223K | 3K | – |
| AMERICAN EXPRESS CO | COM | 2M | 7K | – |
| AMERICAN INTL GROUP INC | COM NEW | 5K | 67 | – |
| AMERICAN RLTY INVS INC | COM | 1M | 81K | – |
| AMERICAN TOWER CORP | NEW COM | 3K | 15 | – |
| AMERICAN WTR WKS CO INC | NEW COM | 14K | 106 | – |
| AMERIPRISE FINL INC | COM | 330K | 772 | – |
| AMGEN INC | COM | 577K | 2K | – |
| AMICUS THERAPEUTICS INC | COM | 3K | 330 | – |
| AMPHENOL CORP | NEW CL A | 2K | 28 | – |
| AMREP CORP | COM | 1M | 54K | – |
| ANALOG DEVICES INC | COM | 3K | 13 | – |
| ANNALY CAPITAL MANAGEMENT INC | COM NEW | 3K | 164 | – |
| ANSYS INC | COM | 965 | 3 | – |
| APARTMENT INVT & MGMT CO | CL A | 848K | 102K | – |
| APPLE INC | COM | 11M | 51K | – |
| APPLIED MATLS INC | COM | 204K | 866 | – |
| APTIV PLC | SHS | 4K | 55 | – |
| APTOSE BIOSCIENCES INC | COM | 70 | 92 | – |
| ARCHER DANIELS MIDLAND CO | COM | 24K | 400 | – |
| ARDAGH GROUP S A | CL A | 0 | 64 | – |
| ARISTA NETWORKS INC | COM | 3K | 8 | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 2K | 10 | – |
| ARROWMARK FINANCIAL CORP | COM | 32K | 2K | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 8K | 666 | – |
| ASHLAND INC | COM | 3K | 27 | – |
| ASTRA SPACE INC | CL A NEW | 682 | 1K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 7K | 93 | – |
| AT&T INC | COM | 877K | 46K | – |
| ATAI LIFE SCIENCES NV | SHS | 665 | 500 | – |
| ATI INC | COM | 6K | 100 | – |
| ATMUS FILTRATION TECHNOLOGIES | COM | 70K | 2K | – |
| ATYR PHARMA INC | COM NEW | 81 | 52 | – |
| AUTODESK INC | COM | 4K | 17 | – |
| AUTOMATIC DATA PROCESSING INC | COM | 113K | 475 | – |
| AUTOZONE INC | COM | 6K | 2 | – |
| AVANOS MED INC | COM | 60 | 3 | – |
| AVERY DENNISON CORP | COM | 43K | 198 | – |
| AVID BIOSERVICES INC | COM | 14K | 2K | – |
| AVIENT CORPORATION | COM | 3K | 70 | – |
| AVIS BUDGET GROUP | COM | 314 | 3 | – |
| AXON ENTERPRISE INC | COM | 2K | 6 | – |
| AXT INC | COM | 338 | 100 | – |
| BANC OF CALIFORNIA INC | COM | 26K | 2K | – |
| BANK AMERICA CORP | COM | 801K | 20K | – |
| BANK HAWAII CORP | COM | 33K | 575 | – |
| BANK MARIN BANCORP | COM | 381K | 24K | – |
| BANK MONTREAL QUE | COM | 72K | 859 | – |
| BANK NEW YORK MELLON CORP | COM | 476K | 8K | – |
| BANK NOVA SCOTIA HALIFAX | COM | 640 | 14 | – |
| BANNER CORP | COM NEW | 2M | 34K | – |
| BARINGS BDC INC | COM | 19K | 2K | – |
| BARINGS CORPORATE INVS | COM | 2M | 85K | – |
| BARINGS GLOBAL SHORT DURATION | COM | 237K | 16K | – |
| BARINGS PARTN INVS | SH BEN INT | 750K | 45K | – |
| BARK INC | COM | 259K | 143K | – |
| BAYCOM CORP | COM | 2M | 81K | – |
| BCE INC | COM NEW | 369K | 11K | – |
| BENTLEY SYS INC | COM CL B | 444 | 9 | – |
| BERKLEY W R CORP | COM | 35K | 450 | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | – |
| BERRY GLOBAL GROUP INC | COM | 9K | 159 | – |
| BHP GROUP LTD | SPONSORED ADS | 6K | 105 | – |
| BIO RAD LABS INC | CL A | 2K | 6 | – |
| BIOGEN INC | COM | 8K | 34 | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 3K | 31 | – |
| BLACK STONE MINERALS L P | COM UNIT | 1M | 91K | – |
| BLACKROCK CORPOR HI YLD FD INC | COM | 11K | 1K | – |
| BLACKROCK INC | COM | 175K | 222 | – |
| BLACKSTONE INC | COM | 12K | 100 | – |
| BLINK CHARGING CO | COM | 14 | 5 | – |
| BLOCK H & R INC | COM | 11K | 200 | – |
| BLOOM ENERGY CORP | COM CL A | 2K | 200 | – |
| BOEING CO | COM | 979K | 5K | – |
| BOOKING HOLDINGS INC | COM | 4K | 1 | – |
| BOOZ ALLEN HAMILTON HLDG CORP | CL A | 308 | 2 | – |
| BOSTON OMAHA CORP | CL A COM STK | 417 | 31 | – |
| BOSTON SCIENTIFIC CORP | COM | 8K | 100 | – |
| BP PLC | SPONSORED ADR | 31K | 861 | – |
| BRAINSTORM CELL THERAPEUTICS I | COM NEW | 0 | 157K | – |
| BRIDGEBIO PHARMA INC | COM | 56K | 2K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 269K | 6K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 4K | 128 | – |
| BROADCOM INC | COM | 387K | 241 | – |
| BROOKFIELD INFRASTRUCTURE CORP | COM SB VTG SHS A | 68K | 2K | – |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 84K | 3K | – |
| BROOKFIELD RENEWABLE PARTNERS | PARTNERSHIP UNIT | 16K | 637 | – |
| BUNGE GLOBAL SA COM | SHS | 72K | 674 | – |
| CALAMOS DYNAMIC CONV & INCOME | COM | 6K | 250 | – |
| CALIFORNIA BANCORP INC | COM | 70K | 3K | – |
| CALIFORNIA WTR SVC GROUP | COM | 41K | 855 | – |
| CAMPBELL SOUP CO | COM | 141K | 3K | – |
| CANADIAN IMPERIAL BK | COMM TORO COM | 1K | 29 | – |
| CANADIAN NAT RES LTD | COM | 1K | 34 | – |
| CANADIAN NATL RY CO | COM | 5K | 44 | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 1M | 13K | – |
| CANOPY GROWTH CORP | COM NEW | 97 | 15 | – |
| CAPITAL ONE FINL CORP | COM | 7K | 52 | – |
| CAPITAL SOUTHWEST CORP | COM | 1M | 43K | – |
| CAPRI HOLDINGS LIMITED | SHS | 2K | 51 | – |
| CARDINAL HEALTH INC | COM | 1K | 15 | – |
| CARDIO DIAGNOSTICS HOLDGS INC | COMMON STOCK | 4K | 8K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 1K | 79 | – |
| CARRIER GLOBAL CORPORATION | COM | 192K | 3K | – |
| CATERPILLAR INC | COM | 3M | 10K | – |
| CAVA GROUP INC | COM | 5K | 50 | – |
| CBRE GBL REAL ESTATE INC FD | COM | 7K | 1K | – |
| CELLDEX THERAPEUTICS INC | NEW COM NEW | 13K | 350 | – |
| CENCORA INC | COM | 7K | 32 | – |
| CENOVUS ENERGY INC | COM | 143K | 7K | – |
| CENTERPOINT ENERGY INC | COM | 1K | 44 | – |
| CENTESSA PHARMACEUTICALS PLC | SPONSORED ADS | 777 | 86 | – |
| CENTRAL SECS CORP | COM | 574K | 13K | – |
| CF INDS HLDGS INC | COM | 4K | 50 | – |
| CHARGEPOINT HOLDINGS INC | COM CL A | 8 | 5 | – |
| CHARTER COMMUNICATIONS INC | NEW CL A | 4K | 13 | – |
| CHEMOURS CO | COM | 4K | 192 | – |
| CHESAPEAKE ENERGY CORP | COM | 74K | 900 | – |
| CHEVRON CORP | NEW COM | 3M | 20K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 3K | 50 | – |
| CHUBB LIMITED | COM | 54K | 213 | – |
| CHURCH & DWIGHT CO INC | COM | 21K | 200 | – |
| CINTAS CORP | COM | 11K | 16 | – |
| CISCO SYS INC | COM | 1M | 28K | – |
| CITIGROUP INC | COM NEW | 63K | 1K | – |
| CITIZENS FINL GROUP INC | COM | 6K | 159 | – |
| LEGG MASON ETF INVT | CLEARBRIDGE DI | 58K | 1K | – |
| CLOROX CO DEL | COM | 600K | 4K | – |
| CME GROUP INC | COM | 6K | 29 | – |
| CMS ENERGY CORP | COM | 58K | 976 | – |
| COCA COLA CO | COM | 598K | 9K | – |
| COGNIZANT TECHNOLOGY SOLUTIONS | CL A | 3K | 38 | – |
| COHEN & STEERS REIT & PFD & IN | COM | 61K | 3K | – |
| COLGATE PALMOLIVE CO | COM | 218K | 2K | – |
| COLUMBIA BKG SYS INC | COM | 165K | 8K | – |
| COLUMBIA SPORTSWEAR CO | COM | 214K | 3K | – |
| COMCAST CORP | NEW CL A | 8K | 211 | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 159K | 2K | – |
| COMMUNITY WEST BANCSHARES | NEW COM | 1M | 75K | – |
| CONAGRA BRANDS INC | COM | 24K | 830 | – |
| CONOCOPHILLIPS | COM | 168K | 1K | – |
| CONSOLIDATED EDISON INC | COM | 254K | 3K | – |
| CONSTELLATION BRANDS INC | CL A | 58K | 227 | – |
| CONSTELLATION ENERGY CORP | COM | 10K | 48 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 253K | 1K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 94K | 1K | – |
| COPA HOLDINGS SA | CL A | 1K | 11 | – |
| CORNING INC | COM | 68K | 2K | – |
| CORTEVA INC | COM | 36K | 665 | – |
| COSTCO WHSL CORP | NEW COM | 4M | 4K | – |
| COTY INC | COM CL A | 10 | 1 | – |
| COUSINS PPTYS INC | COM NEW | 6K | 270 | – |
| CREATIVE MEDIA & CMNTY TR | COM NEW | 1M | 410K | – |
| CROWDSTRIKE HLDGS INC | CL A | 61K | 160 | – |
| CROWN CASTLE INC | COM | 420K | 4K | – |
| CSW INDUSTRIALS INC | COM | 2M | 8K | – |
| CSX CORP | COM | 27K | 821 | – |
| CUMMINS INC | COM | 132K | 478 | – |
| CVB FINL CORP | COM | 87K | 5K | – |
| CVD EQUIP CORP | COM | 389 | 100 | – |
| CVS HEALTH CORP | COM | 146K | 2K | – |
| DANAHER CORPORATION | COM | 761K | 3K | – |
| DARE BIOSCIENCE INC | COM NEW | 67 | 200 | – |
| DATA I O CORP | COM | 2K | 588 | – |
| DEERE & CO | COM | 102K | 273 | – |
| DELL TECHNOLOGIES INC | CL C | 3K | 19 | – |
| DELTA AIR LINES INC DEL | COM NEW | 1K | 28 | – |
| DEVON ENERGY CORP | NEW COM | 466K | 10K | – |
| DIAGEO PLC SPON | ADR NEW | 3K | 21 | – |
| DIAMONDBACK ENERGY INC | COM | 5K | 27 | – |
| DIGITAL RLTY TR INC | COM | 797K | 5K | – |
| DIGITALBRIDGE GROUP INC | CL A NEW | 28K | 2K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 133K | 2K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 6K | 112 | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 106K | 3K | – |
| DISNEY WALT CO | COM | 478K | 5K | – |
| DOLLAR GEN CORP | NEW COM | 612K | 5K | – |
| DOMINION ENERGY INC | COM | 326K | 7K | – |
| DOMO INC | COM CL B | 1K | 157 | – |
| DONEGAL GROUP INC | CL A | 3M | 233K | – |
| DONEGAL GROUP INC | CL B | 53K | 5K | – |
| DONNELLEY FINL SOLUTIONS INC | COM | 11K | 183 | – |
| DOW INC | COM | 477K | 9K | – |
| DRAFTKINGS INC | NEW COM CL A | 4K | 100 | – |
| DT MIDSTREAM INC | COMMON STOCK | 4K | 60 | – |
| DTE ENERGY CO | COM | 39K | 355 | – |
| DUCKHORN PORTFOLIO INC | COM | 298 | 42 | – |
| DUKE ENERGY CORP | NEW COM NEW | 675K | 7K | – |
| DULUTH HLDGS INC | COM CL B | 295 | 80 | – |
| DUPONT DE NEMOURS INC | COM | 78K | 965 | – |
| EASTERLY GOVT PPTYS INC | COM | 23K | 2K | – |
| EASTERN BANKSHARES INC | COM | 189K | 14K | – |
| EASTMAN CHEM CO | COM | 2K | 18 | – |
| EATON CORP PLC | SHS | 3K | 10 | – |
| EATON VANCE FLTING RATE INC TR | COM | 10K | 750 | – |
| EATON VANCE TAX-MANAGED GLOBAL | COM | 3K | 296 | – |
| EBAY INC. | COM | 13K | 233 | – |
| ECOLAB INC | COM | 1K | 5 | – |
| ECOTALITY INC | COM NEW | 0 | 4K | – |
| EDISON INTL | COM | 14K | 200 | – |
| EDWARDS LIFESCIENCES CORP | COM | 831 | 9 | – |
| ELANCO ANIMAL HEALTH INC | COM | 13K | 892 | – |
| ELECTRO-SENSORS INC | COM | 945K | 239K | – |
| ELEVANCE HEALTH INC | COM | 4K | 7 | – |
| ELI LILLY & CO | COM | 60K | 66 | – |
| EMERSON ELEC CO | COM | 105K | 950 | – |
| EMX RTY CORP | COM | 15K | 8K | – |
| ENBRIDGE INC | COM | 629K | 18K | – |
| ENERGY RECOVERY INC | COM | 66K | 5K | – |
| SELECT SECTOR SPDR TR | ENERGY | 855K | 9K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 291K | 18K | – |
| ENNIS INC | COM | 160K | 7K | – |
| ENPHASE ENERGY INC | COM | 36K | 364 | – |
| ENSIGN GROUP INC | COM | 4K | 35 | – |
| ENTERGY CORP | NEW COM | 36K | 333 | – |
| ENTERPRISE PRODS PARTNERS L P | COM | 220K | 8K | – |
| ENVIROTECH VEHICLES INC | COM NEW | 25K | 13K | – |
| ENVISTA HOLDINGS CORPORATION | COM | 52K | 3K | – |
| ENVIVA INC | COM | 5 | 11 | – |
| EQUITY COMWLTH | 6.5% CNV PFD D | 105K | 4K | – |
| EQUITY COMWLTH | COM SH BEN INT | 112K | 6K | – |
| ESSEX PPTY TR INC | COM | 214K | 786 | – |
| EVERGY INC | COM | 51K | 956 | – |
| EVOLV TECHNOLOGIES HLDNGS IN | *W EXP 03/10/202 | 134 | 500 | – |
| EXELON CORP | COM | 9K | 271 | – |
| EXXON MOBIL CORP | COM | 2M | 16K | – |
| FAIR ISAAC CORP | COM | 37K | 25 | – |
| FASTLY INC | CL A | 737 | 100 | – |
| FEDEX CORP | COM | 3K | 9 | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 561 | 12 | – |
| FIFTH THIRD BANCORP | COM | 14K | 394 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 475K | 12K | – |
| FIRST BANCSHARES INC MISS | COM | 307K | 12K | – |
| FIRST CTZNS BANCSHARES INC N C | CL A | 17K | 10 | – |
| FIRST FNDTN INC | COM | 157K | 24K | – |
| FIRST INTERNET BANCORP | COM | 2M | 73K | – |
| FIRST LONG IS CORP | COM | 89K | 9K | – |
| FIRST REP BK SAN FRANCISCO CAL | COM | 25 | 1K | – |
| FIRST TR INTER DURATN PFD & IN | COM | 39K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 28K | 486 | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 25K | 120 | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 99K | 6K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 2K | 40 | – |
| FISERV INC | COM | 1K | 10 | – |
| FIVERR INTL LTD | ORD SHS | 703 | 30 | – |
| FLEXHSHARES TR | HIG YLD VL ETF | 6K | 141 | – |
| FLEXHARES TR | INTL QLTDV DEF | 35K | 2K | – |
| FLEXHARES TR | INTL QLTDV IDX | 7K | 271 | – |
| FLEXHARES TR | QLT DIV DEF IDX | 40K | 605 | – |
| FORD MTR CO DEL | COM | 283K | 23K | – |
| FORTIVE CORP | COM | 303K | 4K | – |
| FRANKLIN TEMPLETON DIGITAL H | BITCOIN ETF SHS | 1K | 30 | – |
| FRANKLIN COVEY CO | COM | 1K | 35 | – |
| FRANKLIN RESOURCES INC | COM | 45K | 2K | – |
| FREEPORT-MCMORAN INC | CL B | 4K | 73 | – |
| FRP HLDGS INC | COM | 218K | 8K | – |
| FS BANCORP INC | COM | 564K | 15K | – |
| FIRST TR EXCHNG TRADED FD VI | FT ENERGY INCOME | 18K | 984 | – |
| GAMESTOP CORP | NEW CL A | 444 | 18 | – |
| GAP INC | COM | 3K | 105 | – |
| GARRETT MOTION INC | COM | 4K | 500 | – |
| GE AEROSPACE | COM NEW | 257K | 2K | – |
| GE HEALTHCARE TECHNOLOGIES INC | COMMON STOCK | 35K | 444 | – |
| GE VERNOVA INC | COM | 70K | 406 | – |
| GENERAL DYNAMICS CORP | COM | 168K | 579 | – |
| GENERAL MLS INC | COM | 333K | 5K | – |
| GENERAL MTRS CO | COM | 68K | 1K | – |
| GILEAD SCIENCES INC | COM | 703K | 10K | – |
| GLADSTONE | COMMERCIAL CORP COM | 2K | 117 | – |
| GLADSTONE INVT CORP | COM | 69K | 5K | – |
| GLAUKOS CORP | COM | 463K | 4K | – |
| GLOBAL INDEMNITY GROUP LLC | COM CL A | 65K | 2K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 309 | 10 | – |
| GLOBAL X FDS | GLOBX SUPDV US | 2K | 100 | – |
| GLOBAL X FDS | US INFR DEV ETF | 629 | 17 | – |
| GLOBANT S A | COM | 535 | 3 | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 35K | 324 | – |
| GOLDMAN SACHS GROUP INC | COM | 216K | 477 | – |
| GRANITE PT MTG TR INC | COM | 123K | 41K | – |
| GRAYSCALE BITCON TR BTC | SHS REP COM UT | 5K | 100 | – |
| GSK PLC | SPONSORED ADR | 162K | 4K | – |
| HALEON PLC | SPON ADS | 13K | 2K | – |
| HANCOCK JOHN PREM DIVID FD | COM SH BEN INT | 24K | 2K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 37K | 365 | – |
| HASBRO INC | COM | 1K | 24 | – |
| HAWAIIAN ELEC INDUSTRIES | COM | 53K | 6K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 49K | 338 | – |
| HEALTHPEAK PROPERTIES INC | COM | 8K | 400 | – |
| HENNESSY ADVISORS INC | COM | 4K | 505 | – |
| HENRY SCHEIN INC | COM | 19K | 300 | – |
| HERCULES CAPITAL INC | COM | 86K | 4K | – |
| HERSHEY CO | COM | 173K | 942 | – |
| HESS CORP | COM | 46K | 310 | – |
| HEWLETT PACKARD ENTERPRISE CO | COM | 40K | 2K | – |
| HIGH INCOME SECS FD | SHS BEN INT | 14 | 2 | – |
| HIGHLAND INCOME FD | HIGHLAND INCOME | 2K | 285 | – |
| HILTON WORLDWIDE HLDGS INC | COM | 2K | 7 | – |
| HOME DEPOT INC | COM | 1M | 4K | – |
| HOMESTREET INC | COM | 684K | 60K | – |
| HONDA MOTOR LTD | ADR ECH CNV IN 3 | 1K | 43 | – |
| HONEYWELL INTL INC | COM | 1M | 5K | – |
| HOPE BANCORP INC | COM | 43K | 4K | – |
| LISTED FD TR | HORIZON KINETICS | 2K | 52 | – |
| HOULIHAN LOKEY INC | CL A | 809 | 6 | – |
| HOWMET AEROSPACE INC | COM | 6K | 73 | – |
| HP INC | COM | 25K | 700 | – |
| HSBC HLDGS PLC SPON | ADR NEW | 4K | 87 | – |
| HUNTINGTON BANCSHARES INC | COM | 3K | 258 | – |
| HUNTINGTON INGALLS INDS INC | COM | 9K | 37 | – |
| HUNTSMAN CORP | COM | 23K | 1K | – |
| HURCO CO | COM | 128K | 8K | – |
| HYZON MOTORS INC | COM CL A | 32 | 100 | – |
| ICON PLC | SHS | 4K | 12 | – |
| ILLINOIS TOOL WKS INC | COM | 4K | 15 | – |
| ILLUMINA INC | COM | 313 | 3 | – |
| IMMUNIC INC | COM | 6 | 5 | – |
| INDIA FD INC | COM | 179 | 10 | – |
| INDUSTRIAL LOGISTICS PPTYS TR COM | SHS BEN INT | 81K | 22K | – |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 74K | 610 | – |
| INGEVITY CORP | COM | 22K | 500 | – |
| INGLES MKTS INC | CL A | 703K | 10K | – |
| INOGEN INC | COM | 1K | 155 | – |
| INTEL CORP | COM | 841K | 27K | – |
| INTERACTIVE BROKERS GROUP INC | COM CL A | 4K | 30 | – |
| INTERGROUP CORP | COM | 903K | 44K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 10K | – |
| INTERNATIONAL PAPER CO | COM | 195K | 5K | – |
| INTUIT | COM | 43K | 65 | – |
| INTUITIVE SURGICAL INC | COM NEW | 12K | 26 | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 31K | 1K | – |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 18K | 765 | – |
| INVESCO DB MULTI-SECTOR COMM | BASE METALS FD | 9K | 428 | – |
| INVESCO DB | COMMODITY INDEX TRACKING FUND | 7K | 300 | – |
| INVESCO EXCHANGE TRADED FD T | DYNMC FOOD BEV | 188K | 4K | – |
| INVESCO EXCH TRADED FD TR II | GLOBAL WATER | 4K | 100 | – |
| INVESCO EXCH TRD FD TR II | KBW REGL BKG | 2K | 50 | – |
| INVESCO EXCHANGE TRADED FD T | DYNMC LRG GWTH | 179K | 2K | – |
| INVESCO OPTIMUM YIELD DIVERSIFIED | COMMODITY STRATEGY NO K-1 ETF | 19K | 1K | – |
| INVESCO QQQ TRUST | UNIT SER 1 | 211K | 441 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 26K | 161 | – |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 3K | 70 | – |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 12K | 450 | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 7K | 115 | – |
| INVESTORS TITLE CO NC | COM | 791K | 4K | – |
| IQVIA HLDGS INC | COM | 3K | 12 | – |
| ISHARES TR | 0-3 MNTH TREASRY | 25K | 250 | – |
| ISHARES TR | 0-5YR HI YL CP | 8K | 189 | – |
| ISHARES TR | 0-5YR INVT GR CP | 4K | 75 | – |
| ISHARES TR | 10+ YR INVST GRD | 5K | 92 | – |
| ISHARES TR | 10-20 YR TRS ETF | 8K | 75 | – |
| ISHARES TR | 1 3 YR TREAS BD | 335K | 4K | – |
| ISHARES TR | ISHS 1-5YR INVS | 69K | 1K | – |
| ISHARES TR | 20 YR TR BD ETF | 683K | 7K | – |
| ISHARES TR | 3 7 YR TREAS BD | 213K | 2K | – |
| ISHARES TR | ISHS 5-10YR INVT | 22K | 435 | – |
| ISHARES TR | 7-10 YR TRSY BD | 104K | 1K | – |
| ISHARES TR | ISHARES BIOTECH | 263K | 2K | – |
| ISHARES TR | BROAD USD HIGH | 8K | 223 | – |
| ISHARES TR | COHEN STEER REIT | 17K | 290 | – |
| ISHARES TR | CORE HIGH DV ETF | 39K | 356 | – |
| ISHARES TR | CORE MSCI EAFE | 77K | 1K | – |
| ISHARES INC | CORE MSCI EMKT | 25K | 470 | – |
| ISHARES TR | CORE S&P500 ETF | 3M | 5K | – |
| ISHARES TR | CORE S&P MCP ETF | 13K | 220 | – |
| ISHARES TR | CORE S&P SCP ETF | 8K | 79 | – |
| ISHARES TR | CORE S&P TTL STK | 39K | 330 | – |
| ISHARES TR | CORE S&P US GWT | 7K | 58 | – |
| ISHARES TR | CORE S&P US VLU | 25K | 284 | – |
| ISHARES TR | CORE US AGGBD ET | 146K | 2K | – |
| ISHARES TR | MDG MSCI EAFE | 569 | 16 | – |
| ISHARES TR | ESG AWR MSCI USA | 7K | 58 | – |
| ISHARES TR | ESG AWARE MSCI | 39K | 1K | – |
| ISHARES TR | ESG SCRD S&P MID | 39K | 991 | – |
| ISHARES TR | EXPND TEC SC ETF | 2M | 17K | – |
| ISHARES TR | EXPANDED TECH | 1K | 15 | – |
| ISHARES TR | GLOBAL ENERG ETF | 9K | 210 | – |
| ISHARES TR | GLOBAL REIT ETF | 3K | 143 | – |
| ISHARES GOLD TR | ISHARES NEW | 157K | 4K | – |
| ISHARES TR | IBOXX HI YD ETF | 86K | 1K | – |
| ISHARES TR | IBOXX INV CP ETF | 218K | 2K | – |
| ISHARES TR | INTRM GOV CR ETF | 18K | 170 | – |
| ISHARES TR | MBS ETF | 65K | 707 | – |
| ISHARES TR | MSCI ACWI ETF | 113K | 1K | – |
| ISHARES TR | MSCI AC ASIA ETF | 446K | 6K | – |
| ISHARES INC | MSCI AUST ETF | 12K | 498 | – |
| ISHARES INC | MSCI BELGIUM ETF | 3K | 140 | – |
| ISHARES INC | MSCI CDA ETF | 15K | 417 | – |
| ISHARES TR | MSCI EAFE ETF | 23K | 292 | – |
| ISHARES TR | EAFE GRWTH ETF | 4K | 35 | – |
| ISHARES TR | EAFE SML CP ETF | 38K | 624 | – |
| ISHARES TR | EAFE VALUE ETF | 3K | 65 | – |
| ISHARES INC | MSCI EM ASIA ETF | 7K | 91 | – |
| ISHARES TR | MSCI EMG MKT ETF | 54K | 1K | – |
| ISHARES INC | MSCI EMRG CHN | 10K | 167 | – |
| ISHARES INC | MSCI EURZONE ETF | 90K | 2K | – |
| ISHARES INC | MSCI FRANCE ETF | 793 | 21 | – |
| ISHARES INC | MSCI GERMANY ETF | 87K | 3K | – |
| ISHARES INC | MSCI GBL MIN VOL | 17K | 162 | – |
| ISHARES INC | MSCI JPN ETF NEW | 1K | 20 | – |
| ISHARES INC | MSCI MEXICO ETF | 1K | 24 | – |
| ISHARES INC | MSCI SWITZERLAND | 7K | 140 | – |
| ISHARES INC | MSCI TAIWAN ETF | 13K | 245 | – |
| ISHARES TR | MSCI UK ETF NEW | 43K | 1K | – |
| ISHARES TR | MSCI USA ESG SLC | 2K | 22 | – |
| ISHARES TR | MSCI USA MIN VOL | 44K | 529 | – |
| ISHARES TR | MSCI USA QLT FCT | 2K | 10 | – |
| ISHARES TR | PFD AND INCM SEC | 115K | 4K | – |
| ISHARES TR | RESIDENTIAL MULT | 847 | 11 | – |
| ISHARES TR | RUS 1000 GRW ETF | 113K | 310 | – |
| ISHARES TR | RUS 1000 VAL ETF | 100K | 574 | – |
| ISHARES TR | RUSSELL 2000 ETF | 129K | 634 | – |
| ISHARES TR | RUS 2000 GRW ETF | 9K | 33 | – |
| ISHARES TR | RUS 2000 VAL ETF | 7K | 48 | – |
| ISHARES TR | RUS MID CAP ETF | 459K | 6K | – |
| ISHARES TR | RUS MD CP GR ETF | 11K | 102 | – |
| ISHARES TR | RUS BDCP VAL ETF | 8K | 65 | – |
| ISHARES TR | S&P 100 ETF | 2K | 8 | – |
| ISHARES TR | SP SMCP600VL ETF | 8K | 86 | – |
| ISHARES TR | SELECT DIVID ETF | 91K | 756 | – |
| ISHARES TR | ISHARES SEMICDTR | 1K | 6 | – |
| ISHARES SILVER TR | ISHARES | 4K | 160 | – |
| ISHARES TR | TIPS BD ETF | 19K | 182 | – |
| ISHARES TR | TRS FLT RT BD | 25K | 492 | – |
| ISHARES TR | US AER DEF ETF | 55K | 416 | – |
| ISHARES TR | U.S. BAS MTL ETF | 25K | 180 | – |
| ISHARES TR | US CONSM STAPLES | 26K | 402 | – |
| ISHARES TR | U.S. ENERGY ETF | 36K | 740 | – |
| ISHARES TR | U.S. FINLS ETF | 61K | 641 | – |
| ISHARES TR | US HLTHCARE ETF | 261K | 4K | – |
| ISHARES TR | US INDUSTRIALS | 24K | 200 | – |
| ISHARES TR | US OIL GS EX ETF | 20K | 200 | – |
| ISHARES TR | U.S. REAL ES ETF | 17K | 196 | – |
| ISHARES TR | U.S. TECH ETF | 2K | 13 | – |
| ISHARES TR | US TREAS BD ETF | 6K | 254 | – |
| ISHARES TR | US TRSPRTION | 523 | 8 | – |
| JANUS DETROIT STREET TRUST JANUS HENDERSON AAA | CLO ETF | 32K | 631 | – |
| JEWETT CAMERON TRADING LTD | COM NEW | 20K | 4K | – |
| JFROG LTD | ORD SHS | 38 | 1 | – |
| JOHNSON & JOHNSON | COM | 879K | 6K | – |
| JOHNSON CTLS INTL PLC | SHS | 40K | 599 | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 23K | 403 | – |
| JPMORGAN CHASE & CO. | COM | 2M | 10K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 49K | 857 | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 78K | 2K | – |
| KAYNE ANDERSON ENERGY INFRSTR | COM | 2M | 166K | – |
| KELLANOVA | COM | 149K | 3K | – |
| KENVUE INC | COM | 20K | 1K | – |
| KEYCORP | COM | 314K | 22K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 405K | 3K | – |
| KIMBERLY-CLARK CORP | COM | 479K | 3K | – |
| KIMCO RLTY CORP | COM | 3K | 166 | – |
| KINDER MORGAN INC DEL | COM | 268K | 13K | – |
| KINETIK HOLDINGS INC COM | NEW CL A | 4M | 90K | – |
| KINSALE CAP GROUP INC | COM | 2K | 6 | – |
| KNIFE RIVER CORP | COMMON STOCK | 43K | 618 | – |
| KONINKLIJKE PHILIPS N V NY REGIS | SHS NEW | 36K | 1K | – |
| KRAFT HEINZ CO | COM | 5K | 144 | – |
| KRATOS DEFENSE & SEC SOLUTIONS | COM NEW | 128K | 6K | – |
| KROGER CO | COM | 45K | 900 | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 23K | 856 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 32K | 144 | – |
| LAM RESEARCH CORP | COM | 258K | 242 | – |
| LAMB WESTON HLDGS INC | COM | 17K | 200 | – |
| LAUDER ESTEE COS INC | CL A | 2K | 21 | – |
| LEAP THERAPEUTICS INC | COM NEW | 8 | 4 | – |
| LENNOX INTL INC | COM | 3K | 5 | – |
| LEVI STRAUSS & CO NEW | CL A COM STK | 386 | 20 | – |
| LGL GROUP INC | COM | 572K | 106K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY ONE S C | 12K | 171 | – |
| LIMONEIRA CO | COM | 1K | 54 | – |
| LINCOLN NATL CORP IND | COM | 1K | 36 | – |
| LIPOCINE INC | NEW COM NEW | 4K | 471 | – |
| LL FLOORING HOLDINGS INC | COM | 7 | 5 | – |
| LOCKHEED MARTIN CORP | COM | 777K | 2K | – |
| LOWES COS INC | COM | 361K | 2K | – |
| LSB INDS INC | COM | 205K | 25K | – |
| LUCID GROUP INC | COM | 3K | 1K | – |
| LUMEN TECHNOLOGIES INC | COM | 211 | 192 | – |
| LUMENTUM HLDGS INC | COM | 153 | 3 | – |
| LYONDELLBASELL INDUSTRIES N V | SHS - A - | 5K | 54 | – |
| MADISON SQUARE GARDEN ENTMT | COM CL A | 513 | 15 | – |
| MADISON SQUARE GRDN SPRT CORP | CL A | 3K | 15 | – |
| MAINSTREET BANCSHARES INC | COM | 156K | 9K | – |
| MANITEX INTL INC | COM | 756K | 171K | – |
| MANULIFE FINL CORP | COM | 50K | 2K | – |
| MARATHON OIL CORP | COM | 10K | 337 | – |
| MARATHON PETE CORP | COM | 59K | 339 | – |
| MARRIOTT INTL INC | NEW CL A | 48K | 200 | – |
| MARRIOTT VACATIONS WORLDWIDE C | COM | 1K | 17 | – |
| MARSH & MCLENNAN COS INC | COM | 61K | 289 | – |
| MARVELL TECHNOLOGY INC | COM | 208K | 3K | – |
| MASTERCARD INCORPORATED | CL A | 338K | 767 | – |
| MATTEL INC | COM | 25K | 2K | – |
| MCCORMICK & CO INC | COM NON VTG | 1K | 15 | – |
| MCDONALDS CORP | COM | 910K | 4K | – |
| MCKESSON CORP | COM | 9K | 15 | – |
| MDU RES GROUP INC | COM | 37K | 1K | – |
| MEDICAL PPTYS TRUST INC | COM | 5K | 1K | – |
| MEDTRONIC PLC | SHS | 302K | 4K | – |
| MERCADOLIBRE INC | COM | 2K | 1 | – |
| MERCK & CO INC | COM | 963K | 8K | – |
| MERRIMACK PHARMACEUTICALS INC | COM NEW | 0 | 7K | – |
| META PLATFORMS INC | CL A | 2M | 3K | – |
| METHANEX CORP | COM | 1K | 25 | – |
| METLIFE INC | COM | 113K | 2K | – |
| MEXCO ENERGY CORP | COM | 45K | 4K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 3K | 38 | – |
| MICRON TECHNOLOGY INC | COM | 88K | 670 | – |
| MICROSOFT CORP | COM | 4M | 10K | – |
| MODINE MFG CO | COM | 2M | 18K | – |
| MOLSON COORS BEVERAGE CO | CL B | 4K | 86 | – |
| MONDELEZ INTL INC | CL A | 78K | 1K | – |
| MONGODB INC | CL A | 2K | 6 | – |
| MORGAN STANLEY | COM NEW | 100K | 1K | – |
| RBB FD INC | MOTLEY FOOL GBL | 11K | 358 | – |
| MSA SAFETY INC | COM | 6M | 34K | – |
| M-TRON INDS INC | COM | 156K | 4K | – |
| NASDAQ INC | COM | 181K | 3K | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 3K | 50 | – |
| NATIONAL WESTN LIFE GROUP INC | CL A | 961K | 2K | – |
| NATURAL ALTERNATIVES INTL INC | COM NEW | 2M | 412K | – |
| NETAPP INC | COM | 27K | 206 | – |
| NETFLIX INC | COM | 44K | 65 | – |
| NEW ENGLAND RLTY ASSOC LTD P | DEPOSITORY RCPT | 2M | 30K | – |
| NEWMONT CORP | COM | 27K | 647 | – |
| NEXPOINT DIVERSIFIED REL ET TR | COM NEW | 185K | 33K | – |
| NEXPOINT RESIDENTIAL TR INC | COM | 1K | 36 | – |
| NEXTERA ENERGY INC | COM | 467K | 7K | – |
| NICHOLAS FINL INC BC | COM | 1M | 157K | – |
| NICOLET BANKSHARES INC | COM | 60K | 720 | – |
| NIKE INC | CL B | 157K | 2K | – |
| NISOURCE INC | COM | 29K | 1K | – |
| NOMAD FOODS LTD USD | ORD SHS | 20K | 1K | – |
| NORFOLK SOUTHN CORP | COM | 386K | 2K | – |
| NORTHEAST CMNTY BANCORP INC | COM | 178K | 10K | – |
| NORTHRIM BANCORP INC | COM | 713K | 12K | – |
| NORTHROP GRUMMAN CORP | COM | 24K | 54 | – |
| NOVAVAX INC | COM NEW | 317 | 25 | – |
| NOVO-NORDISK A S | ADR | 32K | 222 | – |
| NUCOR CORP | COM | 368K | 2K | – |
| NUTRIEN LTD | COM | 37K | 721 | – |
| NUVEEN FLOATING RATE INCOME FD | COM | 24K | 3K | – |
| NUVEEN PFD & INCOME OPPORTUNIT | COM | 203K | 27K | – |
| NVIDIA CORPORATION | COM | 898K | 7K | – |
| NVR INC | COM | 8K | 1 | – |
| NXG NEXTGEN INFRASTR INCM FD | RIGHT 07/17/2024 | 2K | 3K | – |
| OAK VY BANCORP OAKDALE CALIF | COM | 25 | 1 | – |
| OAKTREE SPECIALTY LENDING CORP | COM | 85K | 5K | – |
| OCCIDENTAL PETE CORP | COM | 37K | 587 | – |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 1K | 31 | – |
| OCEANFIRST FINL CORP | COM | 127K | 8K | – |
| OFFICE PPTYS INCOME TR COM | SHS BEN INT | 10K | 5K | – |
| OKTA INC | CL A | 1K | 12 | – |
| OLD DOMINION FREIGHT LINE INC | COM | 4K | 24 | – |
| OLD NATL BANCORP IND | COM | 550K | 32K | – |
| OLD REP INTL CORP | COM | 170K | 6K | – |
| OMNICOM GROUP INC | COM | 7K | 74 | – |
| ON SEMICONDUCTOR CORP | COM | 8K | 121 | – |
| ONEOK INC | NEW COM | 707K | 9K | – |
| ORACLE CORP | COM | 430K | 3K | – |
| ORGANON & CO | COMMON STOCK | 11K | 545 | – |
| ORION OFFICE REIT INC | COM | 858 | 239 | – |
| OSHKOSH CORP | COM | 3K | 25 | – |
| OTIS WORLDWIDE CORP | COM | 131K | 1K | – |
| OVINTIV INC | COM | 68K | 1K | – |
| OWENS & MINOR INC | NEW COM | 5K | 400 | – |
| PACCAR INC | COM | 24K | 235 | – |
| PACER FDS TR | DEVELOPED MRKT | 46K | 2K | – |
| PACER FDS TR | PAC ASSET FLTG | 2K | 50 | – |
| PACER FDS TR | US CASH COWS 100 | 73K | 1K | – |
| PACER FDS TR | PACER US SMALL | 59K | 1K | – |
| PALO ALTO NETWORKS INC | COM | 223K | 659 | – |
| PAPA JOHNS INTL INC | COM | 4K | 90 | – |
| PARAMOUNT GLOBAL CLASS B | COM | 8K | 779 | – |
| PARKE BANCORP INC | COM | 2M | 95K | – |
| PATHFINDER BANCORP INC MD | COM | 203K | 15K | – |
| PATRIOT NATL BANCORP INC | COM NEW | 282K | 151K | – |
| PAYPAL HLDGS INC | COM | 9K | 162 | – |
| PENN ENTERTAINMENT INC | COM | 19K | 1K | – |
| PENNANT GROUP INC | COM | 1K | 50 | – |
| PENSKE AUTOMOTIVE GRP INC | COM | 69K | 465 | – |
| PEPSICO INC | COM | 2M | 10K | – |
| PERMA-PIPE INTL HLDGS INC | COM | 2M | 228K | – |
| PFIZER INC | COM | 2M | 75K | – |
| PG&E CORP | COM | 210K | 12K | – |
| PGIM ETF TR | PGIM ULTRA SH BD | 2K | 43 | – |
| PHARMACYTE BIOTECH INC | COM NEW | 4 | 2 | – |
| PHILIP MORRIS INTL INC | COM | 368K | 4K | – |
| PHILLIPS 66 | COM | 201K | 1K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 1M | 12K | – |
| PIMCO CALIF MUN INCOME FD II | COM | 7K | 1K | – |
| PIMCO DYNAMIC INCOME FD | SHS | 28K | 1K | – |
| PIMCO ETF TR | ENHNCD LW DUR AC | 678K | 7K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 2K | 16 | – |
| PINTEREST INC | CL A | 441 | 10 | – |
| PITNEY BOWES INC | COM | 4K | 750 | – |
| PLAINS ALL AMERN PIPELINE L P | UNIT LTD PARTN | 163K | 9K | – |
| PLUMAS BANCORP | COM | 29K | 800 | – |
| PNC FINL SVCS GROUP INC | COM | 253K | 2K | – |
| POOL CORP | COM | 2K | 5 | – |
| POWER REIT | COM | 495 | 550 | – |
| PPL CORP | COM | 3K | 117 | – |
| PREMIER INC | CL A | 672 | 36 | – |
| PRICE T ROWE GROUP INC | COM | 16K | 136 | – |
| PROCTER AND GAMBLE CO | COM | 886K | 5K | – |
| PROFIRE ENERGY INC | COM | 852 | 600 | – |
| PROLOGIS INC. | COM | 2K | 20 | – |
| PROSHARES TR | LARGE CAP CRE | 207K | 3K | – |
| PROSHARES TR | MSCI EMRG MKTS | 2K | 55 | – |
| PROSHARES TR | MSCI EUR DIV | 51K | 1K | – |
| PROSHARES TR | RUSS 2000 DIVD | 123K | 2K | – |
| PROSHARES TR | S&P 500 DV ARIST | 123K | 1K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 205K | 3K | – |
| PRUDENTIAL FINL INC | COM | 270K | 2K | – |
| PSYCHEMEDICS CORP | COM NEW | 605 | 250 | – |
| PTC INC | COM | 545 | 3 | – |
| PULTE GROUP INC | COM | 8K | 69 | – |
| Q2 HLDGS INC | COM | 603 | 10 | – |
| KRANESHARES TR | QUADRTC INT RT | 1K | 59 | – |
| QUALCOMM INC | COM | 888K | 4K | – |
| QUANTA SVCS INC | COM | 3K | 10 | – |
| QUANTUMSCAPE CORP | COM CL A | 615 | 125 | – |
| RAYONIER ADVANCED MATLS INC | COM | 24K | 5K | – |
| RAYONIER INC | COM | 12K | 420 | – |
| READING INTL INC | CL A | 1K | 1K | – |
| REALTY INCOME CORP | COM | 443K | 8K | – |
| REDWOOD TRUST INC | COM | 27K | 4K | – |
| RELX PLC | SPONSORED ADR | 5K | 114 | – |
| RENN FD INC | COM | 3K | 2K | – |
| RESIDEO TECHNOLOGIES INC | COM | 16K | 833 | – |
| RESMED INC | COM | 383 | 2 | – |
| RESTAURANT BRANDS INTL INC | COM | 168K | 2K | – |
| RIO TINTO PLC | SPONSORED ADR | 3K | 40 | – |
| RIVERVIEW BANCORP INC | COM | 74K | 19K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 6K | 477 | – |
| RLJ LODGING TR | CUM CONV PFD A | 65K | 3K | – |
| RMR GROUP INC | CL A | 97K | 4K | – |
| ROBINHOOD MKTS INC | COM CL A | 114 | 5 | – |
| ROBLOX CORP | CL A | 930 | 25 | – |
| ROCKWELL AUTOMATION INC | COM | 2K | 9 | – |
| ROKU INC | COM CL A | 6K | 100 | – |
| ROPER TECHNOLOGIES INC | COM | 6K | 10 | – |
| ROSS STORES INC | COM | 3K | 24 | – |
| LISTED FD TR | ROUNDHILL BALL | 32K | 2K | – |
| ROYAL BK CDA | COM | 40K | 375 | – |
| ROYAL GOLD INC | COM | 3K | 20 | – |
| RTX CORPORATION | COM | 333K | 3K | – |
| RXSIGHT INC | COM | 13K | 220 | – |
| SALESFORCE INC | COM | 120K | 466 | – |
| SANOFI | SPONSORED ADR | 3K | 70 | – |
| SCHLUMBERGER LTD | COM STK | 290K | 6K | – |
| SCHWAB CHARLES CORP | COM | 26K | 354 | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 536 | 11 | – |
| SCHWAB STRATEGIC TR | INTERNL DIVID | 65K | 3K | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 2K | 120 | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 203K | 3K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 1K | 27 | – |
| SCIENCE APPLICATIONS INTL CORP | COM | 705 | 6 | – |
| SEADRILL 2021 LTD | COM | 18K | 350 | – |
| SEMPRA | COM | 6K | 84 | – |
| SENECA FOODS CORP | NEW CL A | 1M | 21K | – |
| SERVICE CORP INTL | COM | 4K | 51 | – |
| SERVICENOW INC | COM | 28K | 36 | – |
| SHELL PLC | SPON ADS | 53K | 739 | – |
| SHOPIFY INC | CL A | 3K | 40 | – |
| SIGHT SCIENCES INC | COM | 15K | 2K | – |
| SILICON MOTION TECHNOLOGY CORP | SPONSORED ADR | 3K | 32 | – |
| SIMON PPTY GROUP INC | NEW COM | 75K | 491 | – |
| SIRIUS XM HOLDINGS INC | COM | 3 | 1 | – |
| SKILLZ INC | COM CL A | 72 | 10 | – |
| SMARTFINANCIAL INC | COM NEW | 673K | 28K | – |
| SMITH MIDLAND CORP | COM | 201K | 7K | – |
| SMUCKER J M CO | COM NEW | 13K | 115 | – |
| SNAP INC | CL A | 2K | 100 | – |
| SNOWFLAKE INC | CL A | 811 | 6 | – |
| SOLID POWER INC | CLASS A COM | 2K | 2K | – |
| SOLVENTUM CORP COM | SHS | 41K | 767 | – |
| SOTHERLY HOTELS INC | COM | 2K | 1K | – |
| SOUTHERN CO | COM | 87K | 1K | – |
| SOUTHERN STS BANCSHARES INC | COM | 505K | 19K | – |
| SOUTHWEST AIRLS CO | COM | 25K | 890 | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 23K | 252 | – |
| SPDR SER TR | BBG CONV SEC ETF | 11K | 150 | – |
| SPDR SER TR | BLOOMBERG INVT | 17K | 561 | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 46K | 1K | – |
| SPDR GOLD TR | GOLD SHS | 32K | 151 | – |
| SPDR SER TR | ICE PFD SEC ETF | 5K | 138 | – |
| SPDR SER TR | SPDR MSCI USA GE | 2K | 18 | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 4K | 140 | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 21K | 599 | – |
| SPDR PORTFOLIO S&P 1500 | COMPOSITE STOCK MARKET ETF | 20K | 304 | – |
| SPDR SER TR | PORTFOLIO S&P400 | 1K | 24 | – |
| SPDR SER TR | PORTFOLIO S&P500 | 48K | 745 | – |
| SPDR SER TR | PORTFLO S&P500 GW | 80K | 1K | – |
| SPDR SER TR | PRTFLO S&P500 HI | 14K | 343 | – |
| SPDR SER TR | PORTFOLIO S&P500 | 29K | 687 | – |
| SPDR SER TR | PORTFOLIO SHORT | 17K | 577 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 249K | 457 | – |
| SPDR SER TR | S&P BK ETF | 23K | 490 | – |
| SPDR SER TR | S&P BIOTECH | 5K | 53 | – |
| SPDR SER TR | S&P DIVID ETF | 137K | 1K | – |
| SPDR SER TR | S&P HOMEBUILD | 708 | 7 | – |
| SPDF SER TR | S&P INS ETF | 548 | 11 | – |
| SPDR SER TR | S&P METALS MNG | 52K | 876 | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 4K | 7 | – |
| SPORTSMANS WHSE HLDGS INC | COM | 12K | 5K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 5K | 15 | – |
| SPROTT INC | COM NEW | 14K | 350 | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 112K | 5K | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 102K | 10K | – |
| SPRUCE BIOSCIENCES INC | COM | 518 | 1K | – |
| SRH TOTAL RETURN FUND INC | COM | 169K | 12K | – |
| STAG INDL INC | COM | 865 | 24 | – |
| STAGWELL INC | COM CL A | 404K | 59K | – |
| STANLEY BLACK & DECKER INC | COM | 20K | 254 | – |
| STARBUCKS CORP | COM | 529K | 7K | – |
| STARWOOD PPTY TR INC | COM | 2K | 122 | – |
| STATE STR CORP | COM | 318K | 4K | – |
| STEEL PARTNERS HLDGS L P | LTD PRTRSHIP U | 307K | 8K | – |
| STERICYCLE INC | COM | 2K | 40 | – |
| STRYKER CORPORATION | COM | 6K | 17 | – |
| STURM RUGER & CO INC | COM | 336K | 8K | – |
| SUMMIT ST BK SANTA ROSA CALIF | COM | 2M | 202K | – |
| SUN CMNTYS INC | COM | 722 | 6 | – |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 15K | 261 | – |
| SUNPOWER CORP | COM | 2K | 600 | – |
| SUNSTONE HOTEL INVS INC | NEW COM | 146K | 14K | – |
| SYLVAMO CORP | COMMON STOCK | 13K | 189 | – |
| SYSCO CORP | COM | 17K | 237 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 66K | 379 | – |
| TANDY LEATHER FACTORY INC | COM | 9 | 2 | – |
| TAPESTRY INC | COM | 3K | 80 | – |
| TARGET CORP | COM | 118K | 799 | – |
| TC ENERGY CORP | COM | 6K | 159 | – |
| TE CONNECTIVITY LTD | SHS | 4K | 27 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 326K | 1K | – |
| TECHPRECISION CORP | COM NEW | 3K | 750 | – |
| TECK RESOURCES LTD | CL B | 31K | 646 | – |
| TELEDYNE TECHNOLOGIES INC | COM | 3K | 9 | – |
| TELEFONICA BRASIL SA NEW | ADR | 2K | 202 | – |
| TERADATA CORP DEL | COM | 1K | 40 | – |
| TERADYNE INC | COM | 1K | 8 | – |
| TESLA INC | COM | 59K | 297 | – |
| TEXAS INSTRS INC | COM | 218K | 1K | – |
| TEXAS PACIFIC LAND CORPORATION | COM | 37K | 51 | – |
| TEXAS ROADHOUSE INC | COM | 859 | 5 | – |
| TEXTRON INC | COM | 687 | 8 | – |
| THE CIGNA GROUP | COM | 35K | 105 | – |
| THE TRADE DESK INC | COM CL A | 40K | 410 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 46K | 83 | – |
| TILE SHOP HLDGS INC | COM | 104K | 15K | – |
| TILRAY BRANDS INC | COM | 2K | 1K | – |
| TIMKEN CO | COM | 62K | 775 | – |
| TITAN PHARMACEUTICALS INC DEL | COM NEW | 6 | 1 | – |
| TJX COS INC | NEW COM | 18K | 165 | – |
| TKO GROUP HOLDINGS INC | CL A | 3K | 25 | – |
| T-MOBILE US INC | COM | 37K | 211 | – |
| TORO CO | COM | 935 | 10 | – |
| TORONTO DOMINION BK ONT | COM NEW | 51K | 922 | – |
| TOTALENERGIES SE | SPONSORED ADS | 11K | 171 | – |
| TOYOTA MOTOR CORP | ADS | 26K | 127 | – |
| TRACTOR SUPPLY CO | COM | 14K | 53 | – |
| TRANE TECHNOLOGIES PLC | SHS | 8K | 25 | – |
| TRANSCONTINENTAL RLTY INVS | COM NEW | 125K | 5K | – |
| TRANSOCEAN LTD REGISTERED | SHS | 599 | 112 | – |
| TRAVELERS | COMPANIES INC COM | 258K | 1K | – |
| TRICO BANCSHARES | COM | 108K | 3K | – |
| TRIMBLE INC | COM | 503 | 9 | – |
| TRUIST FINL CORP | COM | 142K | 4K | – |
| TRUMP MEDIA & TECHNOLOGY GROUP | COM | 2K | 50 | – |
| UBER TECHNOLOGIES INC | COM | 41K | 565 | – |
| UFP INDUSTRIES INC | COM | 235K | 2K | – |
| UIPATH INC | CL A | 75K | 6K | – |
| ULTA BEAUTY INC | COM | 772 | 2 | – |
| ULTRAGENYX PHARMACEUTICAL INC | COM | 5K | 123 | – |
| UMH PPTYS INC | COM | 1M | 91K | – |
| UNDER ARMOUR INC | CL C | 98 | 15 | – |
| UNILEVER PLC SPON | ADR NEW | 37K | 680 | – |
| UNION PAC CORP | COM | 1M | 6K | – |
| UNITED CMNTY BKS BLAIRSVLE GA | COM | 1K | 40 | – |
| UNITED PARCEL SERVICE INC | CL B | 507K | 4K | – |
| UNITED RENTALS INC | COM | 14K | 21 | – |
| UNITED SEC BANCSHARES CALIF | COM | 73K | 10K | – |
| UNITED STATES STL CORP | NEW COM | 110K | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 540K | 1K | – |
| UNITY SOFTWARE INC | COM | 41K | 3K | – |
| UPSTART HLDGS INC | COM | 590 | 25 | – |
| US BANCORP DEL | COM NEW | 442K | 11K | – |
| US FOODS HLDG CORP | COM | 6K | 106 | – |
| V F CORP | COM | 500 | 37 | – |
| VAIL RESORTS INC | COM | 4K | 22 | – |
| VALARIS LTD | *W EXP 04/29/202 | 26K | 2K | – |
| VALERO ENERGY CORP | COM | 7K | 42 | – |
| VALVOLINE INC | COM | 3K | 74 | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 26K | 780 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 13K | – |
| VANGUARD WORLD FDS | ENERGY ETF | 638K | 5K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 55K | 572 | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 2K | 40 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 5K | 40 | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 246K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 133K | 3K | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 4K | 108 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 1M | 3K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 176K | 1K | – |
| VANGUARD WORLD FDS | INF TECH ETF | 38K | 66 | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 7K | 90 | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 400 | 5 | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 3K | 44 | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 221K | 887 | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 2K | 36 | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 15K | 48 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 333K | 1K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 7K | 49 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 29K | 344 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 6K | 60 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 3K | 42 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 386K | 771 | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 20K | 267 | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 104K | 1K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 3K | 60 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 26K | 143 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 200K | 917 | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 51K | 204 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 22K | 299 | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 13K | 258 | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 45K | 745 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 6K | – |
| VANGUARD INDEX FDS | VALUE ETF | 649K | 4K | – |
| VAXCYTE INC | COM | 29K | 379 | – |
| VENTAS INC | COM | 6K | 124 | – |
| VERALTO CORP COM | SHS | 76K | 800 | – |
| VERISK ANALYTICS INC | COM | 3K | 12 | – |
| VERIZON | COMMUNICATIONS INC COM | 1M | 25K | – |
| VERTEX PHARMACEUTICALS INC | COM | 10K | 22 | – |
| VIATRIS INC | COM | 21K | 2K | – |
| VIAVI SOLUTIONS INC | COM | 124 | 18 | – |
| VICTORY CAP HLDGS INC | COM CL A | 271K | 6K | – |
| VICTORY PORTFOLIOS II | SHORT TRM BD ETF | 8K | 166 | – |
| VISA INC | COM CL A | 4M | 15K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 11K | 1K | – |
| VONTIER CORPORATION | COM | 49K | 1K | – |
| VOYA FINANCIAL INC | COM | 2K | 23 | – |
| VULCAN MATLS CO | COM | 25K | 99 | – |
| WABTEC | COM | 475 | 3 | – |
| WAFD INC | COM | 2K | 83 | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 11K | 900 | – |
| WALMART INC | COM | 552K | 8K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 17K | 2K | – |
| WASTE CONNECTIONS INC | COM | 4K | 22 | – |
| WASTE MGMT INC DEL | COM | 757K | 4K | – |
| WEC ENERGY GROUP INC | COM | 8K | 100 | – |
| WELLS FARGO CO | NEW COM | 278K | 5K | – |
| WELLTOWER INC | COM | 264K | 3K | – |
| WENDYS CO | COM | 2K | 100 | – |
| WESTERN ALLIANCE BANCORP | COM | 3K | 48 | – |
| WESTERN DIGITAL CORP. | COM | 2K | 24 | – |
| WESTERN UN CO | COM | 2K | 175 | – |
| WESTROCK CO | COM | 73K | 1K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 5K | 175 | – |
| WHEATON PRECIOUS METALS CORP | COM | 4K | 75 | – |
| WILEY JOHN & SONS INC | CL A | 1M | 34K | – |
| WILEY JOHN & SONS INC | CL B | 493K | 12K | – |
| WILLIAMS COS INC | COM | 596K | 14K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 1K | 44 | – |
| WISDOMTREE TR | EUROPE HEDGED EQ | 368K | 8K | – |
| WISDOMTREE TR | FLOATING RAT TREA | 531K | 11K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 16K | 340 | – |
| WISDOMTREE TR | US HIGH DIVIDEND | 137K | 2K | – |
| WK KELLOGG CO COM | SHS | 4K | 252 | – |
| WOODSIDE ENERGY GROUP LTD | SPONSORED ADR | 56 | 3 | – |
| WORKDAY INC | CL A | 201K | 900 | – |
| WORKHORSE GROUP INC COM | SHS | 3 | 2 | – |
| XYLEM INC | COM | 3K | 23 | – |
| YUM CHINA HLDGS INC | COM | 6K | 197 | – |
| ZENTEK LTD | COM | 214 | 200 | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 2K | 18 | – |
| ZIONS BANCORPORATION N A | COM | 2K | 39 | – |
| ZOETIS INC | CL A | 9K | 50 | – |
| ZOOM VIDEO | COMMUNICATIONS INC CL A | 3K | 50 | – |
| ZSCALER INC | COM | 2K | 10 | – |