CAPSTONE WEALTH MANAGEMENT GROUP, LLC
Adviser information for CAPSTONE WEALTH MANAGEMENT GROUP, LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Oregon, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 635 | $167.6M |
Non-Discretionary | 78 | $36.9M |
Total | 713 | $204.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 146 | $53.8M |
HNW Individuals | 80 | $150.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Principal Office
404 SW COLUMBIA ST.SUITE 230
BEND
OR
United States
Monday - Friday, M-TH 8AM TO 4PM; FRI 8 AM TO 3PM
Tel: 541-330-0266, Fax: 541-330-0254
Websites
Chief Compliance Officer
KEVIN SERRAPEDE
CHIEF COMPLIANCE OFFICER
404 SW COLUMBIA ST
SUITE 230
BEND
OR
United States
Tel:
541-330-0266
Fax:
541-330-0254
K****@**************M
(Full email address available in API data)
Regulatory Contact
JAMES M. CONRADS
PRINCIPAL
404 SW COLUMBIA ST.
STE. 230
BEND
OR
United States
Tel:
5413300266
Fax:
5413300254
M***@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CONRADS, JAMES, MICHAEL | Individual | – | MANAGING MEMBER/PRINCIPAL | 03/2009 | > 75% |
SERRAPEDE, KEVIN, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2006 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBVIE INC | COM | 599K | 3K | – |
ALPHABET INC | CAP STK CL A | 2M | 13K | – |
AMAZON COM INC | COM | 4M | 21K | – |
APPLE INC | COM | 2M | 11K | – |
ASML HOLDING N V | N Y REGISTRY SHS | 2M | 2K | – |
BEYOND INC | COM | 960K | 73K | – |
BROADCOM INC | COM | 6M | 4K | – |
CHEVRON CORP NEW | COM | 1M | 7K | – |
COLGATE PALMOLIVE CO | COM | 895K | 9K | – |
CROWDSTRIKE HLDGS INC | CL A | 2M | 5K | – |
DRAFTKINGS INC NEW | COM CL A | 239K | 6K | – |
ELI LILLY & CO | COM | 413K | 456 | – |
EXXON MOBIL CORP | COM | 965K | 8K | – |
FEDEX CORP | COM | 307K | 1K | – |
FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 1M | 20K | – |
GENERAL DYNAMICS CORP | COM | 403K | 1K | – |
INTUITIVE SURGICAL INC | COM NEW | 2M | 5K | – |
INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | 2M | 27K | – |
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 533K | 8K | – |
INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 615K | 3K | – |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 17M | 885K | – |
INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 4M | 81K | – |
INVESCO QQQ TR | UNIT SER 1 | 6M | 13K | – |
ISHARES SILVER TR | ISHARES | 605K | 23K | – |
ISHARES TR | USD INV GRDE ETF | 1M | 21K | – |
ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
ISHARES TR | MSCI INDIA ETF | 1M | 26K | – |
ISHARES TR | MSCI INDIA SM CP | 870K | 11K | – |
ISHARES TR | S&P 500 VAL ETF | 601K | 3K | – |
ISHARES TR | SHORT TREAS BD | 12M | 110K | – |
ISHARES TR | TRS FLT RT BD | 6M | 118K | – |
JOHNSON & JOHNSON | COM | 694K | 5K | – |
JPMORGAN CHASE & CO. | COM | 216K | 1K | – |
LOCKHEED MARTIN CORP | COM | 687K | 1K | – |
MERCK & CO INC | COM | 729K | 6K | – |
MICROSOFT CORP | COM | 3M | 7K | – |
NVIDIA CORPORATION | COM | 256K | 2K | – |
PALO ALTO NETWORKS INC | COM | 2M | 5K | – |
PEPSICO INC | COM | 756K | 5K | – |
PROCTER AND GAMBLE CO | COM | 2M | 11K | – |
REGENERON PHARMACEUTICALS | COM | 2M | 2K | – |
SAMSARA INC | COM CL A | 878K | 26K | – |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 3M | 45K | – |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 4M | 28K | – |
SPDR S&P 500 ETF TR | TR UNIT | 203K | 372 | – |
SPDR SER TR | PORTFOLIO LN COR | 9M | 408K | – |
SPDR SER TR | PRTFLO S&P500 GW | 337K | 4K | – |
SPDR SER TR | PORTFOLIO SHORT | 3M | 94K | – |
SPDR SER TR | PRTFLO S&P500 VL | 1M | 25K | – |
SPDR SER TR | PORTFOLIO S&P500 | 441K | 7K | – |
SPDR SER TR | PRTFLO S&P500 HI | 1M | 30K | – |
SPDR SER TR | S&P 600 SMCP VAL | 217K | 3K | – |
SPDR SER TR | S&P DIVID ETF | 5M | 37K | – |
SSGA ACTIVE ETF TR | ULT SHT TRM BD | 410K | 10K | – |
TESLA INC | COM | 531K | 3K | – |
VANECK ETF TRUST | GOLD MINERS ETF | 240K | 7K | – |
VANGUARD INDEX FDS | GROWTH ETF | 368K | 983 | – |
VANGUARD INDEX FDS | MID CAP ETF | 1M | 5K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 906K | 2K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 1M | 5K | – |
VANGUARD INDEX FDS | VALUE ETF | 2M | 12K | – |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 453K | 8K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 1M | 7K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 10M | 88K | – |
VANGUARD WORLD FD | INF TECH ETF | 984K | 2K | – |
VANGUARD WORLD FD | MEGA GRWTH IND | 7M | 23K | – |
WALMART INC | COM | 538K | 8K | – |
WORLD GOLD TR | SPDR GLD MINIS | 3M | 59K | – |