C.W. O'CONNER WEALTH ADVISORS, INC.
Adviser information for C.W. O'CONNER WEALTH ADVISORS, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 425 | $194.4M |
| Non-Discretionary | 9 | $20.3M |
| Total | 434 | $214.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 39 | $13.0M |
| HNW Individuals | 53 | $193.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $7.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-66146 |
|---|---|
| SEC ERA File Number | 801-66146 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125646 |
| Legal Entity Identifier | None |
Principal Office
3175 SATELLITE BOULEVARDSUITE 110
DULUTH
GA
United States
Monday - Friday, 8:00 AM - 5:00 PM EST
Tel: 770-368-9919, Fax: 770-368-9906
Chief Compliance Officer
CLIFFORD W. O'CONNER
PRESIDENT
3175 SATELLITE BOULEVARD
SUITE 110
DULUTH
GA
United States
Tel:
770-368-9919
Fax:
770-368-9906
C****@************M
(Full email address available in API data)
Regulatory Contact
KEVIN O'CONNER
3175 SATELLITE BOULEVARD
SUITE 110
DULUTH
GA
United States
Tel:
770-368-9919
Fax:
770-368-9906
K****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'CONNER, CLIFFORD, WALTER | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/1995 | > 75% |