Hedge Fund Database

MUSTARD SEED WEALTH MANAGEMENT

MUSTARD SEED FINANCIAL, LLC Legal Name

Adviser information for MUSTARD SEED WEALTH MANAGEMENT last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arkansas, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,517 $349.5M
Non-Discretionary 100 $14.5M
Total 1,617 $364.0M

Clients

Type Number RAUM
Individuals 537 $140.0M
HNW Individuals 140 $201.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 29 $3.8M
Charitable organizations 29 $18.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $105,097
Other 0 $0
Type Number
No. of Non-RAUM Clients 26
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-66155
SEC ERA File Number 801-66155
SEC CIK Numbers 2011321
SEC CRD Numbers 117737
Legal Entity Identifier None

Principal Office

202 S. PINE
MAGNOLIA
AR
United States
MONDAY-THURSDAY 8:30AM-5:00PM FRIDAY 8:30-NOON, 8:30 A.M. TO 5:00 P.M.
Tel: 870-234-1618, Fax: 870-234-0373

Websites

www.mustardseedfinancial.com www.linkedin.com/company/mustard-seed-wealth-management www.facebook.com/mustard-seed-wealth-management-108047760893213/ www.youtube.com/channel/uczrapa6hpwsipcjomsbulra www.msfwm.com

Chief Compliance Officer

JENNIFER MILAM
CUSTOMER SERVICE MANAGER
202 SOUTH PINE
MAGNOLIA
AR
United States
Tel: (870) 234-1618
(Full email address available in API data)

Regulatory Contact

ZACHARY TALLEY
ADVISOR
202 SOUTH PINE
MAGNOLIA
AR
United States
Tel: (870) 234-1618
Fax: (870) 234-0373
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TALLEY, ZACHARY, D. Individual – MEMBER 01/2017 5-10%
ASHBY, JAMES, DAVID Individual – MANAGING MEMBER 02/2005 10-25%
GLASS, ANGELA, JANET Individual – MANAGING MEMBER 01/2011 10-25%
BUTTERFIELD, BRUCE, THAD Individual – MANAGING MEMBER 01/2011 10-25%
BAIRD, JONATHAN, DAVID Individual – MANAGING MEMBER 01/2013 10-25%
PINNER, LAURIE, BRYN Individual – MEMBER 01/2017 5-10%
MILAM, JENNIFER, NOEL Individual – MEMBER, CHIEF COMPLIANCE OFFICER 04/2023 5-10%
GREEN, MINNA, MARJAANA Individual – MEMBER 07/2021 5-10%

No. Employees, Historic

2010020202021202220232024202510 on 3/31/202010 on 6/29/202010 on 3/2/202110 on 3/31/202110 on 3/23/202210 on 5/3/202211 on 3/16/202311 on 4/5/202311 on 5/10/202311 on 5/16/202311 on 7/17/202311 on 10/27/202311 on 11/1/202311 on 11/7/202311 on 11/21/20239 on 2/27/2024

RAUM, Historic

400M200M0202020212022202320242025263814695 on 3/31/2020263814695 on 6/29/2020263814695 on 3/2/2021285017512 on 3/31/2021330922966 on 3/23/2022330922966 on 5/3/2022313017596 on 3/16/2023313017596 on 4/5/2023313017596 on 5/10/2023313017596 on 5/16/2023313017596 on 7/17/2023313017596 on 10/27/2023313017596 on 11/1/2023313017596 on 11/7/2023313017596 on 11/21/2023364014879 on 2/27/2024

No. Clients, Historic

8004000202020212022202320242025556 on 3/31/2020556 on 6/29/2020556 on 3/2/2021566 on 3/31/2021599 on 3/23/2022599 on 5/3/2022706 on 3/16/2023706 on 4/5/2023706 on 5/10/2023706 on 5/16/2023706 on 7/17/2023706 on 10/27/2023706 on 11/1/2023706 on 11/7/2023706 on 11/21/2023737 on 2/27/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 508K 5K –
ABBVIE INC COM 899K 5K –
ALPHABET INC CAP STK CL A 375K 2K –
ALPHABET INC CAP STK CL C 290K 2K –
AMAZON COM INC COM 482K 2K –
APPLE INC COM 2M 10K –
ARK 21SHARES BITCOIN ETF SHS BEN INT 545K 9K –
BANK OZK LITTLE ROCK ARK COM 509K 12K –
CADENCE BANK COM 995K 35K –
CATERPILLAR INC COM 612K 2K –
CHEVRON CORP NEW COM 580K 4K –
CLEVELAND-CLIFFS INC NEW COM 176K 11K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 287K 5K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 3M 96K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 872K 22K –
DIMENSIONAL ETF TRUST US EQUITY ETF 847K 14K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 591K 22K –
DIMENSIONAL ETF TRUST US TARGETED VLU 270K 5K –
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 219K 4K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 717K 20K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 338K 13K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 829K 29K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 78K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 1M 48K –
ELI LILLY & CO COM 2M 2K –
EXXON MOBIL CORP COM 2M 17K –
FIDELITY WISE ORIGIN BITCOIN SHS 571K 11K –
HUNT J B TRANS SVCS INC COM 206K 1K –
INTEL CORP COM 216K 7K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 386K 2K –
JPMORGAN CHASE & CO. COM 336K 2K –
MCDONALDS CORP COM 268K 1K –
MERCK & CO INC COM 230K 2K –
META PLATFORMS INC CL A 305K 605 –
MICROSOFT CORP COM 841K 2K –
MURPHY OIL CORP COM 761K 18K –
MURPHY USA INC COM 513K 1K –
NETFLIX INC COM 337K 499 –
NVIDIA CORPORATION COM 4M 29K –
ORACLE CORP COM 534K 4K –
PEPSICO INC COM 714K 4K –
PROCTER AND GAMBLE CO COM 2M 12K –
ROSS STORES INC COM 203K 1K –
SCHWAB STRATEGIC TR US LRG CAP ETF 266K 4K –
SIMMONS 1ST NATL CORP CL A $1 PAR 593K 34K –
SPDR S&P 500 ETF TR TR UNIT 269K 495 –
SPDR SER TR PRTFLO S&P500 GW 207K 3K –
SPDR SER TR PRTFLO S&P500 VL 334K 7K –
SPDR SER TR PORTFOLIO SHORT 589K 20K –
STANDARD LITHIUM LTD COM 83K 66K –
TEXAS INSTRS INC COM 314K 2K –
UNITEDHEALTH GROUP INC COM 441K 865 –
VALERO ENERGY CORP COM 473K 3K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 483K 7K –
VANGUARD BD INDEX FDS INTERMED TERM 5M 68K –
VANGUARD BD INDEX FDS SHORT TRM BOND 13M 170K –
VANGUARD INDEX FDS SM CP VAL ETF 2M 10K –
VANGUARD INDEX FDS LARGE CAP ETF 2M 6K –
VANGUARD INDEX FDS GROWTH ETF 6M 16K –
VANGUARD INDEX FDS VALUE ETF 6M 39K –
VANGUARD INDEX FDS SML CP GRW ETF 1M 5K –
VANGUARD INDEX FDS MCAP GR IDXVIP 2M 8K –
VANGUARD INDEX FDS MID CAP ETF 1M 5K –
VANGUARD INDEX FDS SMALL CP ETF 747K 3K –
VANGUARD INDEX FDS REAL ESTATE ETF 882K 11K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 2K –
VANGUARD INDEX FDS MCAP VL IDXVIP 3M 22K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 758K 17K –
VANGUARD MALVERN FDS STRM INFPROIDX 1M 25K –
VANGUARD MUN BD FDS TAX EXEMPT BD 2M 49K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 283K 4K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 7M 85K –
VANGUARD STAR FDS VG TL INTL STK F 5M 82K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 490K 10K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 420K 4K –
VANGUARD WORLD FD INF TECH ETF 286K 496 –
VANGUARD WORLD FD FINANCIALS ETF 280K 3K –
WALMART INC COM 3M 45K –
XYLEM INC COM 226K 2K –