AMERICAN WEALTH MANAGEMENT, INC.
Adviser information for AMERICAN WEALTH MANAGEMENT, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 868 | $216.7M |
| Non-Discretionary | 5 | $835,623 |
| Total | 873 | $217.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 703 | $109.7M |
| HNW Individuals | 158 | $107.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 48.0M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| OPPORTUNITY | RAYMOND JAMES |
| AMBASSADOR | RAYMOND JAMES |
Identifiers
| SEC RIA File Number | 801-66163 |
|---|---|
| SEC ERA File Number | 801-66163 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 25536 |
| Legal Entity Identifier | NO |
Principal Office
1050 CROWN POINTE PARKWAYSUITE 1230
ATLANTA
GA
United States
Monday - Friday, 9AM TO 4PM
Tel: 770-392-8740, Fax: 770-392-8742
Chief Compliance Officer
JEROME BORZELLO
PRESIDENT
1050 CROWN POINTE PKWY, STE 1230
ATLANTA
GA
United States
Tel:
770-392-8740
Fax:
770-392-8742
J************@*********Z
(Full email address available in API data)
Regulatory Contact
GAVIN BORZELLO
AML OFFICER
1050 CROWN POINTE PARKWAY STE.240
ATLANTA
GA
United States
Tel:
770-392-8741
Fax:
770-392-8742
G************@*********Z
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BORZELLO, JEROME AUGUST | Individual | – | CHIEF COMPLIANCE OFFICER/PRES./CFO | 01/1990 | > 75% |
| BORZELLO, GAVIN MATTHEW | Individual | – | CHIEF AML OFFICER | 01/2007 | < 5% |