JAY A. FISHMAN, LTD

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Michigan, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	481	$959.1M
Non-Discretionary	0	$0
Total	481	$959.1M

Clients

Type	Number	RAUM
Individuals	236	$40.3M
HNW Individuals	212	$791.4M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	12	$63.2M
Charitable organizations	<5	$19.1M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	17	$45.1M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-6618
SEC ERA File Number	801-6618
SEC CIK Numbers	1006407
SEC CRD Numbers	105609
Legal Entity Identifier	None

Principal Office

901 WILSHIRE DRIVE
SUITE 555
TROY
MI
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic