MIDDLETON DICKINSON CAPITAL MANAGEMENT, LLC
Adviser information for MIDDLETON DICKINSON CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $35.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $35.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $33.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-66187 |
|---|---|
| SEC ERA File Number | 801-66187 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139363 |
| Legal Entity Identifier | 20-4037726 |
Principal Office
816 SOUTH STREETGENEVA
IL
United States
Monday - Friday, 7 AM TO 4 PM
Tel: 630-345-6050, Fax: 630-345-6128
Websites
Chief Compliance Officer
DEBRA MIDDLETON
CCO
816 SOUTH STREET
GENEVA
IL
United States
Tel:
630-345-6050
Fax:
630-345-6128
D**********@********T
(Full email address available in API data)
Regulatory Contact
THOMAS J DICKINSON
PRESIDENT CIO
816 SOUTH STREET
GENEVA
IL
United States
Tel:
630-345-6050
Fax:
630-345-6128
T**********@********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DICKINSON, THOMAS, JAMES | Individual | – | PRESIDENT, CIO | 01/2006 | 50-75% |
| MIDDLETON, DEBRA, J | Individual | – | VP, CHIEF COMPLIANCE OFFICER | 01/2006 | 50-75% |