VISION CAPITAL & MANAGEMENT
VISION CAPITAL MANAGEMENT CORPORATION Legal Name
Adviser information for VISION CAPITAL & MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 170 | $158.8M |
| Non-Discretionary | 0 | $0 |
| Total | 170 | $158.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 35 | $8.7M |
| HNW Individuals | 21 | $138.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.1M |
| Charitable organizations | <5 | $5.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-66188 |
|---|---|
| SEC ERA File Number | 801-66188 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118363 |
| Legal Entity Identifier | None |
Principal Office
108 SOUTH MAIN STREETSUITE B
DAVIDSON
NC
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 704-894-9639, Fax: 704-894-9629
Websites
Chief Compliance Officer
JANET L MESSER
1101 W 120TH AVE
SUITE 100
BROOMFIELD
CO
United States
Tel:
720-210-9471
J****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VOGEN, ERIC, LLOYD | Individual | – | PRESIDENT | 12/2004 | 50-75% |
| VOGEN, MARY, JO | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2019 | 50-75% |
| MESSER, JANET, LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |