Hedge Fund Database

WILLIS JOHNSON & ASSOCIATES, INC.

Adviser information for WILLIS JOHNSON & ASSOCIATES, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 32
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 19
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,945 $1.1B
Non-Discretionary 158 $76.9M
Total 2,103 $1.2B

Clients

Type Number RAUM
Individuals 413 $804.1M
HNW Individuals 51 $357.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $1.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $4.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-66191
SEC ERA File Number 801-66191
SEC CIK Numbers 1853239
SEC CRD Numbers 119759
Legal Entity Identifier None

Principal Office

5847 SAN FELIPE
SUITE 1500
HOUSTON
TX
United States
Monday - Friday, 8:00 TO 5:00
Tel: 713-439-1200, Fax: 713-599-0999

Websites

www.facebook.com/willisjohnsonandassociates/ www.wjohnsonassociates.com twitter.com/wjandassociates www.linkedin.com/company/willis-johnson-&-associates/

Chief Compliance Officer

NICHOLAS JOHNSON
PRESIDENT & CHIEF COMPLIANCE OFFICER
5847 SAN FELIPE
SUITE 1500
HOUSTON
TX
United States
Tel: 713-439-1200
Fax: 713-599-0999
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JOHNSON, WILLIS, ANTHONY Individual – CHIEF EXECUTIVE OFFICER 07/1996 50-75%
JOHNSON, NICHOLAS Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 02/2014 < 5%
LONG, ALEXIS, CATHRYN Individual – DIRECTOR OF WEALTH MANAGEMENT 01/2020 5-10%
NICHOLAS A. JOHNSON QUALIFIED SUBCHAPTER S TRUST Domestic Entity – OWNER 01/2020 25-50%
W&PJ EQUITY I TRUST Domestic Entity – OWNER 01/2020 5-10%
W&PJ EQUITY II TRUST Domestic Entity – OWNER 01/2020 5-10%
JOHNSON, WILLIS, ANTHONY Individual W&PJ EQUITY I TRUST TRUSTEE 01/2020
JOHNSON, WILLIS, ANTHONY Individual W&PJ EQUITY II TRUST TRUSTEE 01/2020
JOHNSON, NICHOLAS Individual NICHOLAS A. JOHNSON QUALIFIED SUBCHAPTER S TRUST TRUSTEE 01/2020

No. Employees, Historic

40200201920202021202220232024202513 on 6/11/201914 on 6/27/201915 on 8/30/201915 on 10/10/201915 on 10/11/201914 on 1/6/202014 on 3/10/202014 on 4/28/202014 on 5/22/202013 on 7/16/202014 on 8/19/202015 on 9/16/202016 on 11/23/202016 on 3/24/202117 on 7/13/202118 on 8/19/202119 on 11/30/202119 on 3/9/202219 on 6/8/202219 on 6/21/202220 on 7/20/202228 on 8/24/202227 on 9/21/202228 on 9/27/202228 on 10/20/202228 on 1/13/202327 on 2/20/202327 on 3/13/202329 on 3/22/202328 on 7/6/202329 on 1/2/202430 on 1/9/202431 on 1/30/202432 on 3/27/2024

RAUM, Historic

2B1B02019202020212022202320242025467445358 on 6/11/2019467445358 on 6/27/2019467445358 on 8/30/2019467445358 on 10/10/2019467445358 on 10/11/2019467445358 on 1/6/2020672434105 on 3/10/2020605338014 on 4/28/2020605338014 on 5/22/2020605338014 on 7/16/2020605338014 on 8/19/2020605338014 on 9/16/2020605338014 on 11/23/2020721941379 on 3/24/2021721941379 on 7/13/2021721941379 on 8/19/2021721941379 on 11/30/2021914867578 on 3/9/2022914867578 on 6/8/2022914867578 on 6/21/2022914867578 on 7/20/2022914867578 on 8/24/2022914867578 on 9/21/2022914867578 on 9/27/2022914867578 on 10/20/2022914867578 on 1/13/2023914867578 on 2/20/2023894228404 on 3/13/2023894228404 on 3/22/2023894228404 on 7/6/2023894228404 on 1/2/2024894228404 on 1/9/2024894228404 on 1/30/20241167580704 on 3/27/2024

No. Clients, Historic

50025002019202020212022202320242025296 on 6/11/2019296 on 6/27/2019296 on 8/30/2019296 on 10/10/2019296 on 10/11/2019296 on 1/6/2020336 on 3/10/2020336 on 4/28/2020336 on 5/22/2020336 on 7/16/2020336 on 8/19/2020336 on 9/16/2020336 on 11/23/2020333 on 3/24/2021333 on 7/13/2021333 on 8/19/2021333 on 11/30/2021372 on 3/9/2022372 on 6/8/2022372 on 6/21/2022372 on 7/20/2022372 on 8/24/2022372 on 9/21/2022372 on 9/27/2022372 on 10/20/2022372 on 1/13/2023372 on 2/20/2023412 on 3/13/2023412 on 3/22/2023412 on 7/6/2023412 on 1/2/2024412 on 1/9/2024412 on 1/30/2024466 on 3/27/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 547K 3K –
ADVANCED MICRO DEVICES INC COM 458K 3K –
AKEBIA THERAPEUTICS INC COM 18K 18K –
ALPHABET INC CAP STK CL A 906K 5K –
ALPHABET INC CAP STK CL C 623K 3K –
AMAZON COM INC COM 2M 9K –
APPLE INC COM 7M 31K –
APPLIED MATLS INC COM 306K 1K –
ARDELYX INC COM 74K 10K –
ASML HOLDING N V N Y REGISTRY SHS 359K 351 –
AT&T INC COM 258K 13K –
AURORA INNOVATION INC CLASS A COM 35K 13K –
BANK AMERICA CORP COM 925K 23K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 957K 2K –
BOEING CO COM 377K 2K –
BP PLC SPONSORED ADR 11M 291K –
BROADCOM INC COM 368K 229 –
CHEVRON CORP NEW COM 4M 23K –
CHIPOTLE MEXICAN GRILL INC COM 302K 5K –
CONOCOPHILLIPS COM 253K 2K –
CONSTELLATION ENERGY CORP COM 872K 4K –
COSTCO WHSL CORP NEW COM 599K 705 –
DEERE & CO COM 200K 536 –
ELI LILLY & CO COM 588K 649 –
EOG RES INC COM 306K 2K –
EXELON CORP COM 605K 17K –
EXXON MOBIL CORP COM 10M 84K –
FEDEX CORP COM 214K 714 –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 515K 3K –
FREEPORT-MCMORAN INC CL B 389K 8K –
GOLDMAN SACHS GROUP INC COM 223K 493 –
HESS CORP COM 699K 5K –
HOME DEPOT INC COM 551K 2K –
INTEL CORP COM 218K 7K –
INTERNATIONAL BUSINESS MACHS COM 35K 200 –
INTERNATIONAL BUSINESS MACHS COM 541K 3K –
INTUIT COM 210K 319 –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 333K 6K –
ISHARES INC MSCI EMRG CHN 229K 4K –
ISHARES INC CORE MSCI EMKT 5M 102K –
ISHARES TR S&P 500 VAL ETF 6M 35K –
ISHARES TR CORE S&P500 ETF 18M 33K –
ISHARES TR PFD AND INCM SEC 825K 26K –
ISHARES TR CMBS ETF 910K 19K –
ISHARES TR RUS 1000 GRW ETF 7M 19K –
ISHARES TR IBONDS DEC25 ETF 409K 16K –
ISHARES TR RUSSELL 2000 ETF 3M 14K –
ISHARES TR IBONDS 27 ETF 333K 14K –
ISHARES TR RUS 1000 ETF 564K 2K –
ISHARES TR CORE MSCI PAC 2M 35K –
ISHARES TR IBONDS DEC2026 320K 13K –
ISHARES TR CORE MSCI EAFE 957K 13K –
ISHARES TR CORE TOTAL USD 465K 10K –
ISHARES TR CORE S&P MCP ETF 4M 65K –
ISHARES TR IBDS DEC28 ETF 237K 10K –
ISHARES TR RUS 1000 VAL ETF 12M 66K –
ISHARES TR EXPND TEC SC ETF 775K 8K –
ISHARES TR S&P 500 GRWT ETF 13M 136K –
ISHARES TR 7-10 YR TRSY BD 14M 153K –
ISHARES TR 20 YR TR BD ETF 15M 161K –
ISHARES TR 3 7 YR TREAS BD 20M 172K –
ISHARES TR MSCI EMG MKT ETF 8M 177K –
ISHARES TR CORE S&P SCP ETF 20M 186K –
ISHARES TR EUROPE ETF 12M 220K –
ISHARES TR CORE MSCI EURO 3M 48K –
ISHARES TR SHRT NAT MUN ETF 25M 235K –
ISHARES TR CORE DIV GRWTH 298K 5K –
ISHARES TR IBOXX INV CP ETF 31M 292K –
ISHARES TR 1 3 YR TREAS BD 26M 324K –
ISHARES TR FLTG RATE NT ETF 21M 409K –
ISHARES TR MRGSTR MD CP VAL 317K 5K –
ISHARES TR MSCI USA MMENTM 232K 1K –
ISHARES TR NATIONAL MUN ETF 460K 4K –
ISHARES TR IBOXX HI YD ETF 326K 4K –
ISHARES TR CORE US AGGBD ET 395K 4K –
ISHARES TR U.S. TECH ETF 611K 4K –
ISHARES TR MSCI USA QLT FCT 542K 3K –
ISHARES TR US TREAS BD ETF 1M 50K –
ISHARES TR S&P MC 400VL ETF 49M 433K –
ISHARES TR MBS ETF 46M 503K –
ISHARES TR MORNINGSTAR VALU 290K 4K –
ISHARES TR S&P MC 400GR ETF 54M 617K –
ISHARES U S ETF TR BLACKROCK SHORT 3M 62K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 8M 123K –
JPMORGAN CHASE & CO. COM 724K 4K –
MARATHON PETE CORP COM 390K 2K –
MCCORMICK & CO INC COM VTG 377K 5K –
MERCK & CO INC COM 289K 2K –
META PLATFORMS INC CL A 619K 1K –
MICROSOFT CORP COM 4M 9K –
NETFLIX INC COM 734K 1K –
NOVO-NORDISK A S ADR 229K 2K –
NVIDIA CORPORATION COM 6M 45K –
OCCIDENTAL PETE CORP COM 769K 12K –
OPENDOOR TECHNOLOGIES INC COM 23K 13K –
ORACLE CORP COM 294K 2K –
PEPSICO INC COM 202K 1K –
PHILLIPS 66 COM 302K 2K –
PRINCIPAL EXCHANGE TRADED FD SPECTRUM PFD 2M 131K –
PROCTER AND GAMBLE CO COM 4M 24K –
SALESFORCE INC COM 318K 1K –
SCHLUMBERGER LTD COM STK 386K 8K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 761K 16K –
SCHWAB STRATEGIC TR INTL EQTY ETF 719K 19K –
SELECT SECTOR SPDR TR ENERGY 3M 29K –
SHELL PLC SPON ADS 20M 273K –
SOUTHERN CO COM 320K 4K –
SPDR GOLD TR GOLD SHS 271K 1K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR SER TR PORTFOLIO S&P500 496K 8K –
SPDR SER TR S&P OILGAS EXP 323K 2K –
SPDR SER TR PRTFLO S&P500 HI 593K 15K –
SPDR SER TR PORTFOLIO LN TSR 255K 9K –
SPDR SER TR PRTFLO S&P500 VL 186M 4M –
SPDR SER TR PORTFLI HIGH YLD 18M 793K –
SPDR SER TR PRTFLO S&P500 GW 185M 2M –
SUPER MICRO COMPUTER INC COM 620K 756 –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 275K 2K –
TALKSPACE INC COM 27K 12K –
TESLA INC COM 1M 7K –
THERMO FISHER SCIENTIFIC INC COM 220K 398 –
TRANSOCEAN LTD REGISTERED SHS 119K 22K –
UNION PAC CORP COM 243K 1K –
UNITEDHEALTH GROUP INC COM 297K 584 –
VANECK ETF TRUST INTRMDT MUNI ETF 21M 460K –
VANECK ETF TRUST SHRT HGH YLD MUN 3M 112K –
VANECK ETF TRUST LONG MUNI ETF 8M 444K –
VANECK ETF TRUST VANECK SHRT MUNI 4M 245K –
VANECK ETF TRUST OIL SERVICES ETF 411K 1K –
VANGUARD BD INDEX FDS SHORT TRM BOND 630K 8K –
VANGUARD BD INDEX FDS VANGUARD ULTRA 724K 15K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 235K 5K –
VANGUARD INDEX FDS SMALL CP ETF 527K 2K –
VANGUARD INDEX FDS EXTEND MKT ETF 405K 2K –
VANGUARD INDEX FDS MID CAP ETF 348K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 3M 10K –
VANGUARD INDEX FDS MCAP VL IDXVIP 2M 13K –
VANGUARD INDEX FDS SML CP GRW ETF 543K 2K –
VANGUARD INDEX FDS GROWTH ETF 7M 18K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 3K –
VANGUARD INDEX FDS MCAP GR IDXVIP 3M 12K –
VANGUARD INDEX FDS REAL ESTATE ETF 1M 16K –
VANGUARD INDEX FDS SM CP VAL ETF 298K 2K –
VANGUARD INDEX FDS VALUE ETF 8M 50K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 87M 2M –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 95M 1M –
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 39M 526K –
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 1M 23K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 251K 4K –
VANGUARD STAR FDS VG TL INTL STK F 269K 4K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 4M 72K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 839K 7K –
VERTEX ENERGY INC COM 17K 18K –
VISA INC COM CL A 403K 2K –
WALMART INC COM 1M 18K –
WP CAREY INC COM 253K 5K –