FIRST WASHINGTON CORPORATION

Advisory Business

Type of Organization	Corporation
Fiscal Year End	SEPTEMBER
Legal Location	Washington, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	34	$372.9M
Non-Discretionary	0	$0
Total	34	$372.9M

Clients

Type	Number	RAUM
Individuals	4	$3.2M
HNW Individuals	23	$260.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$85.5M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$24.1M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-66192
SEC ERA File Number	801-66192
SEC CIK Numbers	1390043, 37037
SEC CRD Numbers	6681
Legal Entity Identifier	None

Principal Office

2001 6TH AVE
STE 3400
SEATTLE
WA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic